| MIAX |
Weekly Notification |
10/11/2024 |
Notified |
10/11/2024 |
|
1 |
| NYMEX |
Modifications to the Gateway to NYMEX Oil Options Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| CBOT |
Designates Credit Default Swap ("CDS") Index futures for Block Trading at a Minimum Size of 100 Contracts on an Outright Basis. CBOT Submission 2797.01 |
06/04/2007 |
Certified |
06/15/2007 |
|
1 |
| CBOT |
Allows CME Group Inc. to sell Exercise Right Privileges that it acquired in connection with the merger of Chicago Mercantile Exchange Holdings Inc. and CBOT Holdings Inc. CBOT 08-99 |
06/09/2008 |
Certified |
07/22/2008 |
|
1 |
| NYMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| ICE US |
Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window for Cocoa Contracts. ICE US #11-70 |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
| CME |
Modifications to the Livestock Option Market Making Program on Globex. CME #11-481 |
12/06/2011 |
Certified |
12/21/2011 |
|
2 |
| CBOT |
Modifications to the Globex Matching Algorithm for Calendar Spreads on the 10-Year US Treasury Note Futures. CBOT #12-460 |
12/13/2012 |
Certified |
12/29/2012 |
|
1 |
| COMEX |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in a new NYMEX Product, Revisions to Block Trade Minimum Thresholds in Four NYMEX Electricity Futures. NYMEX/COMEX #13-316 |
08/12/2013 |
Certified |
08/27/2013 |
|
1 |
| NYMEX |
Modifications to the New Trader Incentive Program. CME/CBOT/NYMEX #14-080 |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
| CANTOR |
Confidential portion of 40.6 filing; and non-nonfidential portiaon |
10/31/2014 |
Withdrawn |
11/14/2014 |
|
3 |
| NADEX |
Nadex increases number of orders a market participant, not acting as a market maker, can submit to the Exchange via FIX Connection. Amends listing hours for Thanksgiving Holiday. |
11/05/2015 |
Certified |
11/20/2015 |
|
2 |
| COMEX |
Amendments to CME and CBOT Rule 524, Amendments to Certain CME and CBOT Equity Index Futures Product Chapters and Issuance of CME Group Market Regulation Advisory Notice RA1601-5 |
01/11/2016 |
Certified |
01/26/2016 |
|
2 |
| TRUEEX |
Amendment to notify of changes in the exchanges trading hours. |
04/07/2016 |
Notified |
04/07/2016 |
|
1 |
| ICE US |
Amendments to Rule 6.02 allow the VP of Operations to delegate his authority to address certain trading system malfunctions and delete obsolete references. |
07/08/2016 |
Certified |
07/22/2016 |
|
1 |
| CME |
Temporary Reduction of the BTIC Block Trade Minimum Threshold Level and Waiver of Related BTIC Exchange Fee for the E-mini S&P Financial Sector Futures Contract |
08/22/2016 |
Certified |
09/06/2016 |
|
1 |
| ICE US |
The Exchange is amending Licensing Rules 7.05 and 7.13 will increase the number of times license graders must grade during a license term to be eligible to renew their license for the following year term. |
09/30/2016 |
Certified |
10/17/2016 |
|
1 |
| ICE US |
Effective December 8, 2016 the Exchange is extending the terms of the World Cotton Merchant Fee Incentive Program. |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| NADEX |
Nadex Amends its Fee Schedule for Direct Members. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments (Week of March 20, 2017) |
03/30/2017 |
Notified |
03/30/2017 |
|
2 |
| COMEX |
Amendments to the Daily Settlement Procedure Documents for Certain NYMEX and COMEX Metals Futures Contracts. |
09/26/2017 |
Certified |
10/11/2017 |
|
1 |
| NFX |
Nasdaq Futures, Inc. ("NFX" or "Exchange") amends its Rules at Chapter IV, Chapter 316D and 316 E to add a new order type and list two new products. |
10/31/2017 |
Certified |
11/15/2017 |
|
5 |
| CME |
Modifications to the E-mini FTSE China 50 Index Futures Market Maker Program |
12/08/2017 |
Certified |
12/22/2017 |
|
2 |
| CBOT |
Weekly Notification of Rule Amendments (Week of February 19, 2018) |
02/28/2018 |
Notified |
02/28/2018 |
|
1 |
| ICE US |
Extension of CCA Volume Incentive Block Program |
11/05/2019 |
Certified |
11/20/2019 |
|
2 |
| CFE |
The Amendment establishes a Lead Market Maker Program for the Weekly VX futures contract. |
12/05/2019 |
Certified |
12/19/2019 |
|
2 |
| CBOT |
Extension of Alternative Quoting Requirements for May 2020 in Certain CME, CBOT, NYMEX, and COMEX Market Maker Programs |
04/16/2020 |
Certified |
04/30/2020 |
|
2 |
| CME |
Amendments to the Daily Settlement Procedure Document for the Bitcoin Futures Contract |
07/17/2020 |
Certified |
07/31/2020 |
|
1 |
| CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 559. ("Position Limits and Exemptions") and Issuance of CME Group Market Regulation Advisory Notice RA2104-5. |
04/16/2021 |
Certified |
04/30/2021 |
|
1 |
| CFE |
AMERIBOR Futures LLM Program Amendment |
07/16/2021 |
Certified |
07/30/2021 |
|
2 |
| CBOT |
Modifications to the Retail Broker Incentive Program |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
| LEDGERX |
Revisions to DCM Rulebook |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
| ICE US |
Extension of Average Price Liquidity Provider program |
11/15/2022 |
Certified |
11/30/2022 |
|
2 |
| ICE US |
Amendments to Canola Liquidity Provide Volume Incentive Program |
06/16/2023 |
Certified |
07/03/2023 |
|
2 |
| CME |
Modifications to the CNH Cash-Settled Futures Market Maker Program |
09/06/2023 |
Certified |
09/20/2023 |
|
2 |
| ICE US |
Extension of FX Market Maker Program |
12/14/2023 |
Certified |
12/29/2023 |
|
2 |
| CME |
Modifications to the Nikkei 225 Futures Volume Incentive Program |
03/15/2024 |
Certified |
03/29/2024 |
|
2 |
| NYMEX |
Modifications to the Gateway to NYMEX Gas Options Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| NYMEX |
Reduces (from 180,000 to 150,000 shares) the Number of NYMEX Holdings Shares to be Maintained by NYMEX Member Firms; and is Only Applicable to NYMEX Division Member Firms. NYMEX No. 07-30 |
03/09/2007 |
Certified |
03/09/2007 |
|
1 |
| CBOT |
Adds Credit Default Swap Index Futures to the list of contracts eligible to be traded as an EFS or EFR. CBOT 2796.01 |
06/04/2007 |
Certified |
06/07/2007 |
|
1 |
| CBOT |
Permits block transactions in US Treasury contracts for outright and spread positions. CBOT #08-14 |
01/24/2008 |
Certified |
03/25/2008 |
|
1 |
| ICE US |
Turns off of Implied Matching Engine for US Dollar Index futures contract. ICE US #09-24 |
05/14/2009 |
Certified |
06/22/2009 |
|
1 |
| CME |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| COMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| ICE US |
Amendments to Final Settlement Price Rules for Russell Complex Products. ICE US #11-71 |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
| CME |
Modifications to existing market maker program for Livestock Options contracts that are traded on Globex. CME #11-481R |
12/06/2011 |
Certified |
12/21/2011 |
|
2 |
| NYMEX |
Modifications to the Volume Incentive Program for NYMEX Energy Products. NYMEX #12-160 |
06/05/2012 |
Certified |
06/20/2012 |
|
2 |
| NYMEX |
Modifications to Cross-Venue Energy and Metals Incentive Program for High Volume Contributors. NYMEX/COMEX #12-432 |
12/13/2012 |
Certified |
12/29/2012 |
|
2 |
| KCBT |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
