ICE US |
Amendments to the Exchange's Chapter 21 "Disciplinary Rules" |
07/05/2023 |
Certified |
07/19/2023 |
|
1 |
KCBT |
Clarifies that Orders Entered for Execution During Normal Trading Hours Remain Executable During the Post Settlement Session Unless Cancelled. |
05/02/2007 |
Certified |
05/04/2007 |
|
1 |
CME |
Notifies the Commission of regulatory advisories that were issued to members of CME and CBOT with respect to each exchange's harmonized rulebooks. CME #07.101 |
12/04/2007 |
Certified |
01/30/2008 |
|
1 |
CME |
Notifies the CFTC of the issuance of Market Regulation Advisory Notice RA0901-5. ("Identification and Registration of Globex Operator IDs") (Tag 50 IDs) CME/CBOT/NYMEX #09-028 |
02/19/2009 |
Certified |
03/30/2010 |
|
1 |
CME |
Amends the No Bust Ranges set forth in CME and CBOT Rule 588.K and NYMEX Rule 11G.588.K. CME/CBOT/NYMEX #09.110 |
06/11/2009 |
Certified |
06/11/2009 |
|
1 |
NFX |
Revises Trading Hours for IDEX USD Interest Rate Swap Futures. NFX-2009-16 |
11/04/2009 |
Certified |
11/04/2009 |
|
1 |
NYLIFFE |
Changes to Dynamic Price Limits for 5,000 Oz. and Mini-Sized Silver Futures. |
10/06/2010 |
Certified |
10/18/2010 |
|
1 |
CME |
MRA Notice RA1102-3 - CME will permit block trading in EUR/USD 1-Month and 3-Month Realized Volatility futures and Custom Stock Index/SGI WISE US futures at a minimum threshold of 500 and 50 contracts. CME/CBOT #11-046 |
01/27/2011 |
Certified |
03/25/2011 |
|
1 |
ICE US |
Temporary Close of Trading Floor Due to Physical Emergency. ICE US #11-51 |
08/25/2011 |
Certified |
09/12/2011 |
|
1 |
OCX |
Revisions to Rules 510 and 605 to update referenced organization name from NASD to FINRA and AMEX to NYSE AMEX. |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
NADEX |
Implementing a "Refer-A-Friend" Incentive Program. |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
COMEX |
Revising Market Regulation Advisory Notices on Block Trades, to clarify the privately negotiated standard for block trades. CME/CBOT #12-410 |
11/23/2012 |
Certified |
12/08/2012 |
|
1 |
NYLIFFE |
Renewal of the Designated Market Maker Program for Eurodollar and US Treasury Futures Contracts. NYLIFFE #2013-104 |
03/11/2013 |
Certified |
03/26/2013 |
|
1 |
CFE |
Amending CFE Rule 419 - Limitation of Liability. CFE #2013-31 |
09/11/2013 |
Certified |
09/26/2013 |
|
1 |
NFX |
Amending the Name of the Exchange. NFX #2013-23 |
10/23/2013 |
Certified |
11/07/2013 |
|
1 |
NYMEX |
Modifications to the Diverse Trading Non-Member International Commercial Firms Energy Incentive Program. NYMEX #13-440 |
12/11/2013 |
Certified |
12/27/2013 |
|
2 |
NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #14-041 |
02/11/2014 |
Certified |
02/27/2014 |
|
1 |
CME |
Issuance of CME & CBOT Market Regulation Advisory Notice RA1406-3 Concerning Block Trades |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
NFX |
Adoption of "Reporting Trades Into NASDAQ Futures" Primer |
02/19/2015 |
Withdrawn |
02/19/2015 |
|
2 |
NYMEX |
Establishment of Block Trade Minimum Thresholds in Two (2) Singapore Fuel Oil Futures, and the Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1505-4 |
03/26/2015 |
Certified |
04/09/2015 |
|
1 |
NYMEX |
Amendment to Block Trade Minimum Quantity Threshold for LNG Japan/Korea Marker (Platts) Futures Contract |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
NYMEX |
Elimination of Open Outcry Trading Venue in Connection with the Closing of NYMEX Open Outcry Futures Trading Pits |
06/21/2015 |
Certified |
07/06/2015 |
|
1 |
ICE US |
Effective September 28, 2015 the Exchange is amending the terms of the IFUS Henry Hub Options Liquidity Provider Program to include the new Options on Henry Penultimate Fixed Price Future 25K Contract. |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
CBOT |
Modifications to the Retail Broker Incentive Program |
12/15/2015 |
Certified |
12/30/2015 |
|
1 |
CANTOR |
Advisory FAQ Rule InterpretationCommodity Pools, Other Participants That Are Entities and the Relationship of Authorized Traders to Natural Person Participants |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
CME |
Modifications to the CME FX Futures Cross Currency Liquidity Market Maker Program |
07/29/2016 |
Certified |
08/12/2016 |
|
2 |
NFX |
Initial Listing of Trading Months in New NFX Options on NFX WTI 1st Line Financial Futures (TIQ) |
10/28/2016 |
Notified |
10/28/2016 |
|
1 |
CME |
Extension of the Volatility-Quoted Options Fee Waiver Program |
06/06/2017 |
Certified |
06/20/2017 |
|
1 |
NFX |
A rule amendment relating to Trade at Settlement (TAS) transactions. |
08/29/2017 |
Certified |
09/13/2017 |
|
2 |
NFX |
Amendment relating to cost estimates for operating the Market Quality program. |
01/26/2018 |
Certified |
02/09/2018 |
|
2 |
ICE US |
New Options Participant Development Program |
07/27/2018 |
Certified |
08/10/2018 |
|
2 |
ICE US |
The Exchange is extending the terms of the Capped Screen Environmental Futures and Options Contract Volume Incentive Program through September 30, 2020. |
10/26/2018 |
Certified |
11/09/2018 |
|
2 |
CANTOR |
Addition of incentive programs |
11/30/2018 |
Certified |
12/14/2018 |
|
1 |
CBOT |
Modifications to the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures |
12/17/2019 |
Certified |
01/02/2020 |
|
1 |
COMEX |
Modification to the Hot-Rolled Coil Steel Market Maker Program |
03/13/2020 |
Withdrawn |
03/17/2020 |
|
2 |
COMEX |
Modifications to the Gold Options ETH Market Maker Program |
05/14/2020 |
Certified |
05/29/2020 |
|
2 |
CME |
Extension of Alternative Quoting Requirements for July 2020 in Certain CME, CBOT, NYMEX, and COMEX Market Maker Programs |
06/16/2020 |
Certified |
06/30/2020 |
|
2 |
ICE US |
Amendments to Exchange Rule 4.37 - Transfers after Last Trading Day for Futures Contracts settled by Physical Delivery |
01/22/2021 |
Certified |
02/05/2021 |
|
1 |
CFE |
Update and clarify CFE's kill switch functionality. |
05/10/2021 |
Certified |
05/24/2021 |
|
2 |
ICE US |
New ICE Biotechnology GTR Index and ICE Semiconductor GTR Index Futures Contracts Market Maker Pool Program |
02/01/2022 |
Certified |
02/15/2022 |
|
2 |
CME |
Modifications to the SOFR Options Market Maker Program |
03/16/2022 |
Certified |
03/30/2022 |
|
1 |
CME |
Modifications to the FTIIE Futures Globex Market Maker Program |
07/12/2022 |
Certified |
07/26/2022 |
|
2 |
CME |
Modifications to the SR3-ED Reduced Tick ICS Market Maker Program |
10/13/2022 |
Certified |
10/27/2022 |
|
1 |
COMEX |
Modifications to the Micro Copper Market Development Program |
12/28/2022 |
Certified |
01/12/2023 |
|
2 |
MGE |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
05/15/2023 |
Certified |
05/30/2023 |
|
3 |
NYMEX |
Expands Application of NYMEX Rule 6.21 to Allow for EOO Transactions (Exchange of OTC Otions for NYMEX Options) in Heating Oil, Natural Gas, Reformulated Blend Unleaded Gasoline Options. NYMEX #07-56 |
05/03/2007 |
Certified |
05/09/2007 |
|
1 |
CBOT |
Notifies the CFTC of the issuance of Market Regulation Advisory Notice RA0901-5. ("Identification and Registration of Globex Operator IDs") (Tag 50 IDs) CME/CBOT/NYMEX #09-028 |
02/19/2009 |
Certified |
02/26/2009 |
|
0 |
NYMEX |
Amends the No Bust Ranges set forth in CME and CBOT Rule 588.K and NYMEX Rule 11G.588.K. CME/CBOT/NYMEX #09.110 |
06/11/2009 |
Certified |
06/11/2009 |
|
1 |
ICE US |
Provides for the Veterans Day Settlement Period for Financials. ICE US #09-46 |
11/04/2009 |
Certified |
11/04/2009 |
|
1 |
ICE US |
Amendments to Rule 27.11 to establish stop-limit orders and stop orders with protection for calendar spreads and Standing Resolution No. 7 to authorize the President to change the Calendar Spread Stop-Limit Order Range. ICE US #10-39. |
10/07/2010 |
Certified |
10/14/2010 |
|
1 |