| NFX |
Block Trades |
08/20/2015 |
Certified |
09/03/2015 |
|
1 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
06/13/2016 |
Certified |
06/27/2016 |
|
3 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program |
06/09/2017 |
Certified |
06/23/2017 |
|
2 |
| NYMEX |
Modifications to the Global Natural Gas Market Maker Program |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
| CBOT |
Modifications to the Grain & Oilseed Futures ETH Market Maker Program |
10/17/2017 |
Certified |
10/31/2017 |
|
2 |
| NYMEX |
Extension of the Brent Crude Oil Futures-Style Margin Option Fee Waiver Program |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
| ICE US |
The Exchange is amending the terms of the ICE Futures U.S. Natural Gas Broker Program. |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program |
09/14/2018 |
Certified |
09/28/2018 |
|
2 |
| CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
12/05/2018 |
Certified |
12/19/2018 |
|
1 |
| NFX |
Rule Certification for Amendment to NFX Certificate of Incorporation & By-Laws |
02/25/2019 |
Certified |
03/11/2019 |
|
3 |
| CFE |
The Amendment amends various CFE rule provisions in connection with a change in nomenclature under CFE rules. |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
| CFE |
The Amendment updates the Regulatory Services Agreement between CFE and NFA. |
08/07/2019 |
Certified |
08/21/2019 |
|
2 |
| ICE US |
Amendments to Arb Blocks Liquidity Provider Program |
05/18/2020 |
Certified |
06/02/2020 |
|
2 |
| CDE |
Proprietary Trading Program Liquidity Provider Program Self Certification (Eris Exchange Submission #2020-06E) |
06/23/2020 |
Certified |
07/08/2020 |
|
2 |
| CBOT |
Modifications to the E-mini Equity Index Futures BTIC Market Maker Program |
12/10/2020 |
Certified |
12/24/2020 |
|
2 |
| ICE US |
New Micro NYSE FANG+ Index Futures Contract New Jurisdiction Incentive Program |
06/27/2021 |
Certified |
07/12/2021 |
|
2 |
| NYMEX |
Implementation of the Japanese Power Fee Waiver Program |
08/12/2021 |
Certified |
08/26/2021 |
|
1 |
| NYMEX |
Implementation of Derived Block Trade Eligibility for all CME E-mini S&P Select Sector Futures and CBOT Dow Jones US Real Estate Index Futures Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2202-5 |
05/06/2022 |
Certified |
05/20/2022 |
|
1 |
| CBOT |
Extension of the SOFR Options Broker Incentive Program |
07/14/2022 |
Certified |
07/28/2022 |
|
1 |
| COMEX |
Extension of the Iron Ore Volume Incentive Program |
10/17/2022 |
Certified |
10/31/2022 |
|
2 |
| ICE US |
Amendments to Carbon Free to Post Program |
01/02/2023 |
Certified |
01/17/2023 |
|
2 |
| ICE US |
New USDX Market Maker Program |
05/21/2023 |
Certified |
06/05/2023 |
|
2 |
| NODAL |
amending the delivery schedule and last trading day for December 2023 futures expiries of Nodal Contracts based on environmental products |
07/10/2023 |
Certified |
07/24/2023 |
|
1 |
| NODAL |
Self certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 2 |
02/22/2024 |
Certified |
03/07/2024 |
|
3 |
| CBOT |
Clarifies the consequences attendant to a member or member firm's failure to pay Exchange-issued disciplinary fines and restitution orders within the prescribed time period (Rule 444). CME/CBOT/NYMEX #09-082 |
04/27/2009 |
Certified |
06/22/2009 |
|
1 |
| NADEX |
Amends Exchange Hours. |
06/18/2009 |
Certified |
06/18/2009 |
|
1 |
| CME |
Provides for changes to CME & CBOT rules in connection with harmonization of NYMEX & COMEX trade practice rule with CME rules. CME/CBOT #09-137 |
07/28/2009 |
Certified |
05/18/2010 |
|
1 |
| CBOT |
Implements a Market Maker Program in support of Long-Term US Treasury Bond futures. CBOT #09-297 |
12/14/2009 |
Certified |
04/21/2010 |
|
1 |
| ICE US |
Trading Hours for the Christmas Holiday and New Year. ICE US #10-59 |
12/13/2010 |
Certified |
12/13/2010 |
|
1 |
| ICE US |
Amendment to Chapter 27, Appendix I (Error Trade Policy) to correct an omission in ICE US Submission No. 11-1. ICE US #11-1 (2nd Amended) |
02/04/2011 |
Certified |
02/07/2011 |
|
1 |
| CBOT |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NYMEX |
Implementing a Core Energy Products Developmental Incentive Program for certain energy products that are traded on Globex for developing energy traders. NYMEX #11-537 |
12/29/2011 |
Certified |
01/17/2012 |
|
2 |
| NYMEX |
Modifications to the Volume Incentive Program for NYMEX and COMEX Metals Products. NYMEX/COMEX #12-368 |
11/27/2012 |
Certified |
12/12/2012 |
|
1 |
| MGE |
Updates to MGEX Rulebook. MGE #13-12 |
07/15/2013 |
Certified |
07/30/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX Legacy GreenX Volume and Liquidity Provider Program. NYMEX #13-449 |
11/18/2013 |
Certified |
12/04/2013 |
|
2 |
| CME |
Revised - Nikkei 225 Yen-Based Market Maker Program. CME #14-069R |
03/12/2014 |
Certified |
03/27/2014 |
|
1 |
| ICE US |
Implementing the Precious Metals Options Contract Designated Market Maker Program. ICE US #14-54 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| OCX |
Removing References to the OCX.BETS and CBOEdirect Platforms |
09/04/2014 |
Certified |
09/18/2014 |
|
1 |
| CBOT |
Modifications to the CBOT Agricultural Back Month Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
1 |
| NFX |
Authorized Trader Reference Guide |
05/18/2015 |
Certified |
06/02/2015 |
|
1 |
| CME |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
12/16/2015 |
Certified |
12/31/2015 |
|
2 |
| NYMEX |
Modifications to the NYMEX Iron Ore Market Maker Program |
03/17/2016 |
Certified |
03/31/2016 |
|
2 |
| NFX |
Amend Standard Combination Orders Reference Guide |
09/12/2016 |
Certified |
09/26/2016 |
|
2 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| NYMEX |
Modifications to the Commercial Hedging Incentive Program |
06/09/2017 |
Certified |
06/23/2017 |
|
2 |
| OCX |
Issuing Regulatory Release 2017-8 (OneChicago Ownership and Control Reports) |
07/17/2017 |
Certified |
07/31/2017 |
|
1 |
| CME |
Extension of the Agricultural Futures Resting Order Program |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
| ICE US |
The Exchange is amending Block Trade FAQ procedures changing the minimum quantity lots between the Arabic and Robusta arbitrage block trades in Coffee "C" contracts. |
12/06/2018 |
Certified |
12/20/2018 |
|
1 |
| ICE US |
The Exchange is amending Rule 4.02 and the Exchange Pre-Execution Communication FAQ allowing participants to an options cross trade to enter an order in a related market to manage their risk immediately after agreeing to the cross trade. |
08/07/2019 |
Certified |
08/21/2019 |
|
1 |
