| CBOT |
Implementing the CME/CBOT E-mini Equity Index Futures Market Maker Program. CME/CBOT #13-087 |
03/15/2013 |
Certified |
03/30/2013 |
|
2 |
| CME |
Changes related to CME and CBOT Equity Index futures BTIC Block Trades. CME/CBOT #13-196 |
05/29/2013 |
Certified |
06/13/2013 |
|
1 |
| NYMEX |
Modifications to the New Trader Incentive Program. CME/CBOT/NYMEX #13-284 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
| ICE US |
Extending the term of the ICE US Futures US PMX Flat Fee Option Volume Liquidity Provider Program through September 30, 2014. ICE US #13-72 |
09/10/2013 |
Certified |
09/25/2013 |
|
1 |
| NYMEX |
Extension of the NYMEX International Firm Volume Incentive Program. NYMEX #14-186 |
06/05/2014 |
Certified |
06/20/2014 |
|
2 |
| CBOT |
Modifications to the International Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
| OCX |
Amending OCX Rule 712 (Respondent Review of Evidence) |
07/02/2015 |
Certified |
07/17/2015 |
|
1 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 701 ("Declarations of Force Majeure") and CBOT Rule 703.C.G(8) ("Regular Warehouses and Shipping Stations - Load Out") |
09/15/2015 |
Certified |
09/29/2015 |
|
1 |
| NFX |
An amendment to the Exchange's broker incentive program for certain energy contracts. |
12/17/2015 |
Certified |
01/04/2016 |
|
1 |
| NYMEX |
Modifications to the NYMEX Financial Natural Gas Market Development Program |
02/01/2016 |
Certified |
02/16/2016 |
|
2 |
| CME |
Extension of the CME FX Futures Cross Currency Liquidity Market Maker Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
| NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 770. ("Delivery Obligation Transfer Procedures") |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
| ICE US |
The Exchange is extending the terms of the Precious Metal Futures Contract Designated Market Maker Program through June 30, 2018. |
06/12/2017 |
Certified |
06/26/2017 |
|
2 |
| CME |
Modifications to the Agricultural Options Market Maker Program |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
| ICE US |
New Global Gasoline Liquidity Provider Program |
02/06/2018 |
Certified |
02/21/2018 |
|
2 |
| CME |
Modifications to the Latin America Fund Manager Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| NFX |
Rule Certification relating to block trade minimum quantity thresholds and transaction fees for NFX Canadian Crude Oil Financial Futures |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| CME |
Extension of the TOPIX Futures Fee Waiver Program |
08/12/2019 |
Certified |
08/26/2019 |
|
1 |
| NYMEX |
Notice of Emergency Action - Amendments to NYMEX Rule 589. ("Special Price Fluctuation Limits") for the Light Sweet Crude Oil Futures and Brent Crude Oil Last Day Financial Futures and all Related Associated Contracts. |
03/19/2020 |
Certified |
04/02/2020 |
|
2 |
| NODAL |
self-certification of the Exchange's intention to extend the Nodal Exchange Natural Gas Broker Incentive Program to December 31, 2020 |
05/20/2020 |
Certified |
06/04/2020 |
|
3 |
| CFE |
The Amendment changes the time in relation to which daily settlement prices are calculated for VX and VXM futures and changes the trading hours for TAS transactions in these products. |
09/23/2020 |
Certified |
10/07/2020 |
|
1 |
| CME |
Modifications to the Bitcoin Futures Market Maker Program |
08/13/2021 |
Certified |
08/27/2021 |
|
2 |
| CANTOR |
CX is hereby amending its Compliance Manual Addendum on Communications with the CFTC to spell out its policies with regard to changes in Key Personnel. |
09/09/2021 |
Certified |
09/23/2021 |
|
1 |
| CFE |
AMERIBOR Futures Lead Market Maker Program Amendment |
07/18/2022 |
Certified |
08/01/2022 |
|
2 |
| NYMEX |
Implementation of the NYMEX Event Contracts Transaction Fee Waiver Program |
09/01/2022 |
Certified |
09/16/2022 |
|
1 |
| COIN |
Program to incentivize liquidity and volume in CDE's products |
05/23/2023 |
Certified |
06/07/2023 |
|
2 |
| CME |
Modifications to the S&P MidCap 400 and S&P SmallCap 600 Futures Market Maker Program |
01/04/2024 |
Certified |
01/19/2024 |
|
2 |
| MGE |
Updates electronic fees. |
02/06/2007 |
Certified |
02/06/2007 |
|
1 |
| ICE US |
Notifies the CFTC that "Stop orders with Protection" will become effective at the start of trading on August 25, 2008. ICE US # Supplemental Submission 08-47 |
08/21/2008 |
Certified |
08/29/2008 |
|
1 |
| ICE US |
Establishes the allowable price range for Stop Limit Orders and the set protection price limit for Stop Orders with Protection when the NCR for a particular Contract has various NCRs and also sets different NCRs for Sugar No. 11 futures. ICE US #09-37 |
09/09/2009 |
Certified |
09/28/2009 |
|
1 |
| ICE US |
Authorizes the President to make interim committee appointments/removals, gives the ROC certain supervisory authority, requires the ROC to file an annual assessment, conforms the ROC's duties to those listed in CP 15, etc. ICE US #10-9 |
03/18/2010 |
Certified |
04/28/2010 |
|
1 |
| CME |
Amendment to Rule 588.G that adds "FX$Index" given the launch of the new dollar index future. CME/CBOT/NYMEX #10-210 |
07/19/2010 |
Certified |
07/19/2010 |
|
1 |
| CBOT |
Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 |
10/20/2010 |
Certified |
10/22/2010 |
|
1 |
| MGE |
The financially settled index contracts governed under Rulebook Chapters 73-82 will continue to be listed for trade by MGEX, although they technically meet the definition of a dormant contract. |
09/08/2011 |
Certified |
09/23/2011 |
|
1 |
| COMEX |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CME |
Extension of a Fee Waiver Program for U.S. Dollar Denominated Crude Palm Oil Futures Traded on the CME Globex Platform. CME #12-079 |
03/13/2012 |
Certified |
03/28/2012 |
|
1 |
| CBOT |
Revised CBOT Agricultural Progressive Volume Tier Discount Program for Firms and Individuals. CBOT #12-197R |
06/29/2012 |
Certified |
07/17/2012 |
|
2 |
| CBOT |
Changes related to CME and CBOT Equity Index futures BTIC Block Trades. CME/CBOT #13-196 |
05/29/2013 |
Certified |
06/13/2013 |
|
1 |
| CME |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #13-286 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
| ICE US |
Extending the term of the ICE US Futures US Basis Swaps Program through September 30, 2014. ICE US #13-75 |
09/10/2013 |
Certified |
09/25/2013 |
|
1 |
| NYMEX |
Modifications to NYMEX Energy Products Resting Order Incentive Program. NYMEX #14-188 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
| NYMEX |
Modifications to the International Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
| MGE |
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a) for certain amendments to MGEX Rules and Regulations. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
| NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 701 ("Declarations of Force Majeure") and CBOT Rule 703.C.G(8) ("Regular Warehouses and Shipping Stations - Load Out") |
09/15/2015 |
Certified |
09/29/2015 |
|
1 |
| NYMEX |
Implementation of the North American Grades Futures and Options Program |
10/16/2015 |
Certified |
10/30/2015 |
|
2 |
| ICE US |
The Exchange is amending the terms of IFUS Henry Hub Tiered Option Volume Liquidity Provider Program to adjust the incentive structure and extend the term of the Program through September 30, 2017. |
02/02/2016 |
Certified |
02/17/2016 |
|
1 |
| CBOT |
Modifications to the USD Deliverable Swap Futures Volume Incentive Program ("USD DSF") |
06/14/2016 |
Certified |
06/28/2016 |
|
2 |
| CME |
Modifications to the CME E-Micro FX Market Maker Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 770. ("Delivery Obligation Transfer Procedures") |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
| CDE |
Self Certification of Algorithmic Execution Rebate Program |
04/25/2017 |
Certified |
05/09/2017 |
|
2 |
