| NODAL |
self-certifying amendments to the Nodal Exchange Participant Agreement ("Agreement") and Nodal Exchange Access Fee Schedule pursuant to Commission Regulation 40.6(a). |
03/21/2022 |
Certified |
04/04/2022 |
|
3 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Futures Volume Incentive Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
| ICE US |
Amendments to ICE Futures U.S. NGL Global Development Program |
01/05/2023 |
Certified |
01/20/2023 |
|
2 |
| CBOT |
Modifications to the Eris Block Broker Rebate Program |
04/13/2023 |
Certified |
04/27/2023 |
|
1 |
| CFE |
IBHY Futures LMM Program Amendment |
05/26/2023 |
Certified |
06/12/2023 |
|
2 |
| COMEX |
Modifications to the COMEX Event Contracts Cash Settlement Fee Waiver Program |
08/17/2023 |
Certified |
08/31/2023 |
|
1 |
| CME |
Modifications to the Micro Cryptocurrency Options Market-Wide Fee Discount Program |
01/05/2024 |
Certified |
01/22/2024 |
|
1 |
| CBOT |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CBOT #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
| CFE |
Permits CFEs help desk to consider the prices of related contracts trading on CFE as well as other markets when applying CFE's error trade policy. CFE # CFE-2009-06 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |
| CBOT |
Issuing Market Regulation Advisory Notice RA1004-1 regarding changes to the policy for trading in the CBOT Treasury and Swap futures pit, effective on June 15, 2010. CBOT #10-109 |
04/23/2010 |
Certified |
06/11/2010 |
|
1 |
| CME |
Market Regulation Advisory Notice RA1005-3- adding products to the list of CME block-eligible products appearing in Section 10. CME/CBOT #10-212 |
07/20/2010 |
Certified |
06/08/2011 |
|
1 |
| CBOT |
Implementing CBOT Market Maker Program for 2-Year, 5-Year, and 10-Year On-The-Run US Treasury Note Futures. CBOT #10-307 |
10/22/2010 |
Certified |
11/19/2010 |
|
1 |
| CBOT |
Modifications to CBOT Interest Rate Market Maker Program. CBOT #10-379 |
12/17/2010 |
Certified |
02/23/2011 |
|
1 |
| ICE US |
Amendment to Rule 27.18(a) - the Exchange is changing the closing time for the Exchange's Financial futures and options contracts on the electronic trading platform from 6:00pm to 5:00pm New York Time. ICE US #11-6 |
02/07/2011 |
Certified |
02/07/2011 |
|
1 |
| OCX |
Revisions to OneChicago Rule 905 to support the trading and reporting of block and EFP trade/report in four decimal points. |
07/13/2011 |
Certified |
07/14/2011 |
|
1 |
| CME |
Modifications to an existing market making program for E-Micro Foreign Exchange futures contracts that are traded on Globex. CME #12-409 |
11/29/2012 |
Certified |
12/14/2012 |
|
1 |
| ICE US |
Amending Rules 27.02, 27.11, 27.19 and New Rule 27.26, which consolidate various provisions pertaining to the Exchange's Interval Price Limit functionality into a single new rule. ICE US #13-10 |
01/30/2013 |
Certified |
02/14/2013 |
|
1 |
| COMEX |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX #13-285 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
| NYLIFFE |
Notice Announcing the Extension of the Active Member Participant Program. NYLIFFE #2013-129 |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
| CME |
Various CME Block Trade Modifications. CME/CBOT #14-145 |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
| NYMEX |
Issuance of Market Regulation Advisory Notice RA1411-5 |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
| CFE |
Expire VIX futures every week. CFE is submitting this 40.6(a) filing under two different categories: (1) Product Terms and Conditions, including Product Related Rules and Rule Amendments, and (2) Rules, including Organization Rules and Rule Amendments. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1510-5 Regarding Block Trades |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
| CBOT |
Modifications to the USD Deliverable Swap Futures Volume Incentive Program ("USD DSF") |
09/16/2015 |
Certified |
09/30/2015 |
|
2 |
| ICE US |
Amendments to Appendix II of Chapter 27 Exchange Messaging Policy which change the Weighted Volume Ration threshold for U.S. Dollar Index Futures from 100,000 messages per day to 150,000 messages per day. |
10/19/2015 |
Certified |
11/02/2015 |
|
1 |
| NYMEX |
Determination to Not Effectuate the Close-Out of NYMEX In Delivery Month European Union Allowance Futures Positions and Re-establishment of Equivalent Positions on CME Europe |
11/26/2015 |
Certified |
12/09/2015 |
|
1 |
| ICE US |
FX Member Firm Fee Program |
06/15/2016 |
Certified |
06/29/2016 |
|
1 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. |
10/23/2017 |
Certified |
11/06/2017 |
|
1 |
| CME |
Extension of the FX Futures Block Price Maker Fee Waiver Program |
11/28/2017 |
Certified |
12/12/2017 |
|
1 |
| NYMEX |
Modifications to the Central Bank Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| CME |
Amendments to CME and CBOT Rule 524. ("Trading at Settlement("TAS") and Basis Trade at Index Close("BTIC") Transactions") and NYMEX and COMEX Rule 524. ("Trading at Settlement("TAS") and Trading at Marker("TAM") Transactions and Issuance of CME Group |
08/08/2018 |
Certified |
08/22/2018 |
|
2 |
| NODAL |
Nodal Exchange Environmental Incentive Program 7 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
| CME |
Modifications to the International Cross-Asset Volume Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
| ICE US |
Amendments to ICE Futures U.S. MSCI EM Index Designated Market Maker Program |
10/07/2019 |
Certified |
10/22/2019 |
|
2 |
| NODAL |
The Exchange intends to implement the Nodal Exchange Environmental Incentive Program 9 |
06/29/2021 |
Certified |
07/14/2021 |
|
3 |
| CME |
Implementation of the BTIC on Cryptocurrency Futures Market Maker Program |
09/10/2021 |
Certified |
09/24/2021 |
|
2 |
| CME |
Modifications to the Nikkei 225 Futures Volume Incentive Program |
02/10/2022 |
Certified |
02/25/2022 |
|
2 |
| SMFE |
Options Market Maker Incentive Program |
07/19/2022 |
Certified |
08/02/2022 |
|
3 |
| NYMEX |
Modifications to the NYMEX Natural Gas Futures Volume Incentive Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
| ICE US |
Amendments to the Domestic NGL Liquidity Provider Program |
01/05/2023 |
Certified |
01/20/2023 |
|
2 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
04/13/2023 |
Certified |
04/27/2023 |
|
3 |
| CFE |
IBIG Futures LMM Program Amendment |
05/26/2023 |
Certified |
06/12/2023 |
|
2 |
| NYMEX |
Modifications to the Physical Henry Hub (NG) Market Maker Program |
07/12/2023 |
Certified |
07/26/2023 |
|
2 |
| COMEX |
Modifications to the Event Contracts Market Maker Program |
08/17/2023 |
Certified |
08/31/2023 |
|
2 |
| CME |
Extension of the Ether/Bitcoin Ratio Futures Market-Wide Fee Discount Program |
01/05/2024 |
Certified |
01/22/2024 |
|
1 |
| CBOT |
Implementation of the Micro Treasury Futures Market Development Program |
02/26/2024 |
Certified |
03/11/2024 |
|
1 |
| ICE US |
Deletes open outcry trading hours for Pulp futures and options contracts and revises the provisions for the responsibility of loadout charges for the Robusta futures contract. ICE US #07-57 |
09/24/2007 |
Certified |
09/24/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CME |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CME #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
| CME |
Provides Notice of three Regulatory Advisories - RA0806-3, RA0807-3, RA0808-3, involving CME & CBOT Rules 536 (CTR), order entry on consolidated trading floor and 501 and 536 trading restrictions re: employees of members. CME and CBOT #08-65 |
04/02/2008 |
Certified |
04/03/2008 |
|
1 |
