| CME |
Implementation of the CME Electronic Incentive Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| ICE US |
The Exchange is extending the terms of the Precious Metal Futures Contract Designated Market Maker Program through June 30, 2016. |
05/26/2015 |
Certified |
06/09/2015 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1510-5 Regarding Block Trades |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
| ICE US |
The Exchange is amending the Block Trade Procedures to require block trades "certain contracts" that transacted near the end of a trading session be reported no later than 5 minutes after the close of trading. |
09/16/2015 |
Certified |
09/30/2015 |
|
1 |
| CDE |
Self-Certification of Regulatory Services Agreement with National Futures Association |
10/20/2015 |
Certified |
11/03/2015 |
|
2 |
| CME |
Updated Block Trade Guidance and Issuance of CME Group Market Regulation Advisory Notice RA1519-5 |
11/27/2015 |
Certified |
12/11/2015 |
|
1 |
| CBOT |
Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 |
03/18/2016 |
Certified |
04/01/2016 |
|
2 |
| ICE US |
Amendments to MSCI new Jurisdiction Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
| CME |
Extension of the Ultra 10-Year Options Block Fee Discount Program |
03/15/2017 |
Certified |
03/29/2017 |
|
1 |
| ICE US |
The Exchange is amending Rule 4.06 and Exchange for Related Position ("EFRP") Procedures. |
10/24/2017 |
Certified |
11/07/2017 |
|
1 |
| NYMEX |
Modifications to the NYMEX Power Volume Incentive Program |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
| NYMEX |
Modifications to the Latin America Fund Manager Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| NFX |
Rule Certification for Amendments to the Energy Broker Incentive Program |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
| CME |
Amendments to the Daily Settlement Procedure Document of the E-mini S&P 500 ESG Index Futures Contract |
01/29/2020 |
Certified |
02/12/2020 |
|
1 |
| LEDGERX |
LedgerX Participant Promotion Submission |
03/20/2020 |
Certified |
04/03/2020 |
|
3 |
| ICE US |
Extension of California Carbon Allowance Block Volume Incentive Program |
12/14/2020 |
Certified |
12/29/2020 |
|
2 |
| CME |
Implementation of the S&P 500 Options Position Transfers Fee Waiver Program |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
| CME |
Amendments to the E-mini Nasdaq Biotechnology Index Futures Contract |
06/29/2021 |
Certified |
07/14/2021 |
|
2 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
| CME |
Correction to Previously Announced CME Globex Pre-Open Hours for CME, CBOT, NYMEX and COMEX Futures and Options Contracts |
02/10/2022 |
Certified |
02/25/2022 |
|
1 |
| ICE US |
Amendments to the MSCI Investment Bank Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
| ICE US |
Amendments to ICE Futures U.S. NGL Contracts Broker Program. |
01/05/2023 |
Certified |
01/20/2023 |
|
1 |
| MGE |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
04/13/2023 |
Certified |
04/27/2023 |
|
3 |
| CME |
Modifications to the Event Contracts Market Maker Program |
08/17/2023 |
Certified |
08/31/2023 |
|
2 |
| NODAL |
Exchange to implement the Nodal Exchange Environmental Incentive Program 10 to provide liquidity in Environmental contracts on Nodal Exchange, LLC |
04/15/2024 |
Certified |
04/29/2024 |
|
3 |
| CME |
Specifies Allowable Spreads for GEM Members. CME #08-64 |
04/03/2008 |
Certified |
04/18/2008 |
|
1 |
| CME |
Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 |
10/26/2010 |
Certified |
11/04/2010 |
|
1 |
| NYLIFFE |
Supplement to Submission 2010-112 regarding the Extension of the Designated Market Maker Program in Precious Metals. NYLIFFE #2011-103 |
02/10/2011 |
Certified |
06/10/2011 |
|
1 |
| NFX |
Amendment to its Fee Schedule regarding its Regulatory Fee. NFX #2011-10 |
07/14/2011 |
Certified |
07/19/2011 |
|
1 |
| CBOT |
Revisions to Rule 539.C - the waiting period has been reduced from 15 to 5 seconds between the entry on CME Globex of a Request Quote and a Request for Cross order in CME/CBOT interest rate options. CME/CBOT/NYMEX/COMEX #11-419 |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
| CME |
Implementation of the Cash Settled Cheese Futures Market Making Program on Globex. CME #12-082 |
03/15/2012 |
Certified |
03/30/2012 |
|
1 |
| ICE US |
Emergency Action - Temporary Changes to Trading Hours for Russell Index Future and Option Markets. ICE US #12-77 |
10/30/2012 |
Certified |
11/15/2012 |
|
1 |
| NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Incentive Program. NYMEX #13-100 |
03/18/2013 |
Certified |
04/02/2013 |
|
2 |
| COMEX |
Establishment of block trade minimum thresholds in (8) new power products concurrent with the launch of trading in the new products. NYMEX/COMEX #13-382 |
09/16/2013 |
Certified |
10/01/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX Natural Gas Options Gateway Incentive Program. NYMEX #13-443 |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
| NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Incentive Program. NYMEX #14-213 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
| CFE |
Rule amendment to adopt new CFE Policy and Procedure XI to set forth the CBOE/CBOT 10-Year U.S. Treasury Note Volatility Index Futures Lead Market Maker Program. |
10/09/2014 |
Certified |
10/24/2014 |
|
1 |
| CME |
Revisions to CME Rule 807 ("Open Long Positions During Delivery Month") |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| ICE US |
The Exchange is extending the terms of the Precious Metal Options Contract Designated Market Maker Program through June 30, 2016. |
05/26/2015 |
Certified |
06/09/2015 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1510-5 Regarding Block Trades |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
| ICE US |
The Exchange is extending the terms of the IFUS PMX Flat Fee Option Volume Liquidity Provider Program through September 30, 2016. |
09/16/2015 |
Certified |
09/30/2015 |
|
1 |
| CBOT |
Updated Block Trade Guidance and Issuance of CME Group Market Regulation Advisory Notice RA1519-5 |
11/27/2015 |
Certified |
12/11/2015 |
|
1 |
| NYMEX |
Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 |
03/18/2016 |
Certified |
04/01/2016 |
|
2 |
| ICE US |
Amendments to N.A. Credit Futures Broker Program |
06/15/2016 |
Certified |
06/29/2016 |
|
1 |
| CME |
Extension of the CME Bloomberg Dollar Spot IndexSM Futures Fee Waiver Program |
09/16/2016 |
Certified |
09/30/2016 |
|
1 |
| CME |
Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits |
12/09/2016 |
Certified |
12/23/2016 |
|
9 |
| NADEX |
Nadex amends language in Rule 5.7 to more accurately reflect Reg. 38.152; reverts to previous expiration value calculation process for Nat Gas and Crude Oil contracts |
01/20/2017 |
Certified |
02/03/2017 |
|
1 |
| ICE US |
The Exchange is amending the Exchange Block Trading Procedures. |
03/15/2017 |
Certified |
03/29/2017 |
|
1 |
| ICE US |
The Exchange is amending Rule 7.08 increasing certain insurance and performance bond coverage amounts for Exchange licensed warehouse and tank facility operators. |
10/24/2017 |
Certified |
11/07/2017 |
|
1 |
