| CANTOR |
Per discussion with Commission Staff, the attached filing is submitted herewith. |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| CBOT |
Issuance of Market Regulation Advisory Notice RA1411-5 |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
| NADEX |
Nadex adopts Advisory Notice regarding its position on third party signal providers and technology providers, and Member compliance with the Exchange Rules. |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
| CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
12/12/2016 |
Certified |
12/27/2016 |
|
1 |
| ICE US |
The Exchange is extending the terms of the New Jurisdiction Volume Incentive Program through June 30, 2018. |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| CME |
Modifications to the S&P 500r Dividend Futures Market Maker Program |
11/30/2017 |
Certified |
12/14/2017 |
|
2 |
| COMEX |
Amendments to Trading at Settlement ("TAS") Eligibility for the Gold Futures and Silver Futures Contracts |
04/05/2018 |
Certified |
04/19/2018 |
|
1 |
| CME |
Modifications to the Indian Rupee FX Futures Market Maker Program |
08/15/2018 |
Certified |
08/29/2018 |
|
2 |
| NFX |
Rule certification relating to block trade minimum quantity thresholds and reporting times for NFX Zonal Power Financial Futures. |
09/27/2018 |
Certified |
10/12/2018 |
|
3 |
| CBOT |
Implementation of the Micro E-mini Futures Market Maker Program |
04/16/2019 |
Certified |
04/30/2019 |
|
2 |
| CME |
Implementation of the BTIC+ & TACO+ Fee Discount Program |
10/16/2019 |
Certified |
10/30/2019 |
|
1 |
| NODAL |
The Exchange is adding Section 3.5 Requirements for Participants engaging in the physical delivery of California Low Carbon Fuel Standard ("LCFS") futures contracts. |
12/19/2019 |
Certified |
01/06/2020 |
|
2 |
| ICE US |
Extension of Environmental Futures and Options Contracts Volume Incentive Program |
08/26/2020 |
Certified |
09/10/2020 |
|
2 |
| NADEX |
EMERGENCY ACTION - due to an expired certificate, the Nadex platform experienced an outage on trade date September 29, 2020, whereby members were not able to open or close positions. |
09/30/2020 |
Certified |
10/15/2020 |
|
2 |
| CBOT |
Modifications to the Retail Broker Incentive Program |
12/15/2020 |
Certified |
12/30/2020 |
|
1 |
| CME |
Modifications to the Bitcoin Futures Market Maker Program |
12/10/2021 |
Certified |
12/27/2021 |
|
2 |
| CME |
Implementation of the SOFR Options Transition Incentive Pool Program |
05/16/2022 |
Certified |
05/31/2022 |
|
2 |
| NYMEX |
Modifications to the APAC FCM Incentive Program |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
| CME |
Extension of the FTIIE Futures Give-Up Fee Waiver Program |
01/10/2023 |
Certified |
01/25/2023 |
|
1 |
| ICE US |
Amendments to IFUS Rule 6.46 delete express prohibitions on employee business gifts, meals and entertainment and incorporate, by reference, the Exchange's internal policies and procedures and reporting requirements. |
07/13/2023 |
Certified |
07/27/2023 |
|
1 |
| ICE US |
Amendments to the MSCI Index Contract Investment Bank Trading Incentive Program |
08/22/2023 |
Certified |
09/06/2023 |
|
2 |
| ICE US |
Amendments to the RIN Futures Liquidity Provider Program |
03/01/2024 |
Certified |
03/15/2024 |
|
2 |
| USFE |
Provides maximum order size, error trade provisions, block minimum size, and EFP rule for certain Morningstar Stock Price Indexes. USFE #07-10 |
09/26/2007 |
Certified |
10/03/2007 |
|
1 |
| NYMEX |
Notifies the CFTC of the delisting of the Brent-Oman Financial Spread Contract and the WTI-Oman Financial Spread Contract. NYMEX #8.28 |
02/28/2008 |
Certified |
03/05/2008 |
|
1 |
| CFE |
Provides an updated CFE Fee Schedule. CFE # CFE-2009-09 |
03/05/2009 |
Certified |
03/05/2009 |
|
1 |
| ICE US |
Change of Electronic Trading Hours for Sugar No.11 Futures and Options. ICE US #12-1 |
01/10/2012 |
Certified |
01/26/2012 |
|
1 |
| ICE US |
Amending Rule 27.11, TAS Spread Pricing. ICE US #12-38 |
07/13/2012 |
Certified |
07/28/2012 |
|
1 |
| NYLIFFE |
Announcing the Extension of the Designated Market Maker Program in MSCI Index Futures. NYLIFFE #2012-138 |
12/04/2012 |
Certified |
12/19/2012 |
|
2 |
| CME |
Modifications to an existing market making program for E-Micro Foreign Exchange futures contracts that are traded on Globex. CME #13-289 |
07/17/2013 |
Certified |
08/01/2013 |
|
1 |
| NYLIFFE |
Notice Announcing Renewal of General Designated Market Maker Program for GCF Futures. NYLIFFE #2013-132 |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
| NYMEX |
Modifications to the Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #14-189 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| CBOT |
Modifications to the New Trader Incentive Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| ICE US |
Emergency Action - Notice of Delayed Open for Certain Products. |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
| NYMEX |
Modifications to the NYMEX Fee Schedule for Natural Gas Basis Futures and Options |
06/16/2016 |
Certified |
06/30/2016 |
|
1 |
| ICE US |
The Exchange is extending the terms of the Henry Hub Options Trading Incentive Program through September 30, 2018. |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
| CME |
Modifications the CME Bloomberg Dollar Spot IndexSM Futures Market Maker Program |
12/12/2016 |
Certified |
12/27/2016 |
|
2 |
| CME |
Addition of Trading at Settlement ("TAS") Eligibility to Third Active Contract Month for the Live Cattle Futures and Lean Hog Futures Contracts |
03/17/2017 |
Certified |
03/31/2017 |
|
1 |
| NFX |
Certification to amend certain elements of the trading incentive program for certain energy contracts. |
09/08/2017 |
Certified |
09/22/2017 |
|
2 |
| CME |
Modifications to the E-mini FTSE Index Futures Market Maker Program |
11/30/2017 |
Certified |
12/14/2017 |
|
2 |
| CBOT |
Amendments to the Daily Settlement Procedure Documents for CBOT 30-Day Federal Funds Futures Contracts. |
04/05/2018 |
Certified |
04/19/2018 |
|
1 |
| ICE US |
Ancillary Rule amendments relating to the listing of Canola Futures and Options |
06/29/2018 |
Certified |
07/16/2018 |
|
1 |
| CME |
Modifications to the Bitcoin Futures Passive Volume Market Maker Program |
08/15/2018 |
Certified |
08/29/2018 |
|
2 |
| CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
12/11/2018 |
Certified |
12/26/2018 |
|
1 |
| NYMEX |
Expansion of Trading- at-Settlement ("TAS") Eligibility for the Gold Futures, Silver Futures, Copper Futures, and Platinum Futures Contracts |
01/28/2019 |
Certified |
02/11/2019 |
|
1 |
| NFX |
Rule amendments removing Implied Order functionality from the NFX trading system |
04/16/2019 |
Certified |
04/30/2019 |
|
6 |
| CME |
Modifications to the Indian Rupee FX Futures Market Maker Program |
08/15/2019 |
Certified |
08/29/2019 |
|
2 |
| CME |
Termination of the BTIC+ & TACO+ Trading Discount Program |
10/16/2019 |
Certified |
10/30/2019 |
|
1 |
| NODAL |
The Exchange is amending its market hours to 8:00 AM EST to 5:00 PM EST. |
12/19/2019 |
Certified |
01/06/2020 |
|
1 |
| SMFE |
SMFE 2020-008 - Amendment to requirements needed to be approved as a Clearing Member of the Exchange. |
06/26/2020 |
Certified |
07/13/2020 |
|
2 |
| CBOT |
Modifications to the APAC FCM Incentive Program |
12/15/2020 |
Certified |
12/30/2020 |
|
2 |
