NYMEX |
Extends an Incentive Program with Regard to the Listed Environmental Futures and Option Contracts. NYMEX #10-137 |
05/20/2010 |
Certified |
05/31/2010 |
|
1 |
CME |
Implementation of an Incentive Program for commercial banks in support of Foreign Exchange/Currency proprietary electronic trades on Globex electronic trading platform. CME #11-438 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
CBOT |
Revisions to Rule 536.B. "Globex Order Entry" and Issuance of CME Group Market Regulation Advisory Notice RA1210-5 |
09/19/2012 |
Certified |
10/04/2012 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold in Ten New NYMEX Natural Gas Fixed Price Futures. NYMEX/COMEX #13-559 |
12/18/2013 |
Certified |
01/04/2014 |
|
1 |
CME |
Revisions to Rule 854 to Clarify the Time Period during which the Restriction on Netting Down Concurrent Long and Short Positions is Applicable. |
08/04/2014 |
Certified |
08/18/2014 |
|
2 |
OCX |
Amends OCX Rule 615 - Simultaneous Buying and Selling Order |
10/28/2014 |
Certified |
11/12/2014 |
|
1 |
NYMEX |
Notification Regarding the Addition of Iron Ore 62% Fe, CFR China (TSI) APO and Iron Ore 62% Fe, CFR North China (Platts) APO Contracts to CME Globex |
09/23/2015 |
Certified |
10/07/2015 |
|
1 |
CME |
Implementation of the Equity Index Futures Broker Incentive Program |
02/12/2016 |
Certified |
02/29/2016 |
|
2 |
CME |
Addition of G-Cross Protocol to CBOT EU Wheat Futures and R-Cross Protocol to CBOT EU Wheat Options Pursuant to Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA1611-5. |
08/12/2016 |
Certified |
08/26/2016 |
|
4 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1610-5 with Updated Guidance Attendant to CME Globex operator IDs ("Tag 50 IDs") |
09/22/2016 |
Certified |
10/06/2016 |
|
1 |
CBOT |
Modifications to the International Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Amendments to CME and CBOT Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"), Establishment of Block Trades in CME and CBOT Agricultural Products, Modifications to Block Trade Minimum Thresholds and Reporting Times in Certain CME and CB |
12/04/2017 |
Certified |
12/18/2017 |
|
6 |
CANTOR |
Floor Trader Participant |
02/20/2018 |
Certified |
03/06/2018 |
|
1 |
ICE US |
Amendment to No-Cancellation Ranges for certain financial natural gas futures markets. |
07/09/2018 |
Certified |
07/23/2018 |
|
1 |
CBOT |
Implementation of the Eris Block Broker Rebate Program |
11/13/2018 |
Certified |
11/28/2018 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1908-5 Regarding Rule 526. ("Block Trades"). |
08/23/2019 |
Certified |
09/09/2019 |
|
2 |
CME |
Implementation of the E-mini S&P 500 ESG Index Futures Market Maker Program |
10/30/2019 |
Certified |
11/14/2019 |
|
2 |
NODAL |
The delivery day for December 2019 futures expiries of Nodal Contracts based on environmental products will be changed from Tuesday December 31, 2019 to Monday December 30, 2019. |
11/25/2019 |
Certified |
12/10/2019 |
|
1 |
NYMEX |
Modifications to the Emerging Markets Bank Incentive Program |
12/26/2019 |
Certified |
01/10/2020 |
|
1 |
MGE |
Amendments to MGEX Bylaws 100.00., 200.00., 200.01., 201.01., 201.09., 202.00., 202.06., 202.08., 210.00., 210.03. and the proposed addition of MGEX Bylaw 201.02. to improve and provide additional clarity to the Public Director confirmation process. |
02/11/2020 |
Certified |
02/26/2020 |
|
1 |
CDE |
Bounded Futures Liquidity Incentive Program Self Certification |
10/09/2020 |
Certified |
10/26/2020 |
|
2 |
NYMEX |
Modifications to the NYMEX GEO and N-GEO Futures Liquidity Provider Program |
07/12/2021 |
Certified |
07/26/2021 |
|
2 |
NYMEX |
Issuance of Multiple Market Regulation Advisory Notices in Connection with the Closure of CME and CBOT Open Outcry Trading Pits Except for the CME Eurodollar and SOFR Options Open Outcry Trading Pit |
08/27/2021 |
Certified |
09/13/2021 |
|
2 |
ICE US |
Amendments to ICE Futures U.S> Tiered Volume Liquidity Provider Program |
09/16/2022 |
Certified |
09/30/2022 |
|
2 |
CME |
Modifications to the BTIC on Sector Futures Market Maker Program |
12/14/2022 |
Certified |
12/29/2022 |
|
2 |
NYMEX |
Modifications to the International Incentive Program |
01/17/2023 |
Certified |
01/31/2023 |
|
1 |
COMEX |
Modifications to the Event Contracts Market Maker Program |
03/16/2023 |
Certified |
03/30/2023 |
|
2 |
ICE US |
New MSCI New Participant Program |
04/26/2023 |
Certified |
05/10/2023 |
|
2 |
CME |
Modifications to the CME STIR Futures Pack and Bundle Market Maker Program |
07/17/2023 |
Certified |
07/31/2023 |
|
1 |
COMEX |
Modifications to the International Incentive Program |
01/16/2024 |
Certified |
01/30/2024 |
|
1 |
COIN |
Modifications to rules around disciplinary proceedings to provide clarity |
04/29/2024 |
Certified |
05/13/2024 |
|
1 |
NYMEX |
Provides guidelines regarding clerical employees handling GLOBEX Orders and Block Trades. NYMEX #07.109 |
10/01/2007 |
Certified |
12/07/2007 |
|
1 |
NFX |
Suspends Trading of all IDEX Interest Rate Swap Futures, in order to upgrade the Risk Management System (December 31, 2008) PBOT #2008-20 |
01/02/2009 |
Certified |
10/14/2010 |
|
1 |
KCBT |
Amends Post Settlement Session Rule 1111.04 to allow trading at prices up to the settlement price when the settlement price is above/below the high/low of the day at the time the market closes. |
03/13/2009 |
Certified |
04/30/2009 |
|
1 |
NYMEX |
Issues an Advisory Notice in connection with NYMEX and COMEX adopting new Rule 526 ("Block Trades"). NYMEX & COMEX Market Regulation Advisory Notice RA0908-4. NYMEX #09-200 |
09/18/2009 |
Certified |
12/14/2009 |
|
1 |
OCX |
Revises Cross Trade Policy - to clarify the meaning of a cross-trade in an electronic marketplace. |
05/19/2010 |
Certified |
05/26/2010 |
|
1 |
CME |
Issuance of Market Regulation Advisory Notice RA1104-3. The Advisory Notice eliminates S&P 500/Technology SPCTR and S&P 500/Financial SPCTR futures from the list of block-eligible contracts due to the 3-21-11, delisting of those products. CME/CBOT #11-105 |
03/16/2011 |
Certified |
03/16/2011 |
|
1 |
CME |
Modifications to the CME FX Futures Cross Currency Liquidity Market Making Program. CME #11-447 |
12/02/2011 |
Certified |
12/19/2011 |
|
2 |
NYMEX |
Revisions to Rule 536.B. "Globex Order Entry" and Issuance of CME Group Market Regulation Advisory Notice RA1210-5 |
09/19/2012 |
Certified |
10/04/2012 |
|
1 |
CBOT |
Rule Changes to Convert CBOT Cleared-Only Ethanol Forward Month Swaps to Futures. CBOT #13-029R |
02/07/2013 |
Certified |
02/23/2013 |
|
1 |
CBOT |
Revisions to Rule 854 to Clarify the Time Period during which the Restriction on Netting Down Concurrent Long and Short Positions is Applicable. |
08/04/2014 |
Certified |
08/18/2014 |
|
2 |
ICE US |
Effective November 13, 2014 the Exchange is amending Rule 27.11 to restore the requirement that spread orders may only be entered on behalf of a single individual or firm. |
10/28/2014 |
Certified |
11/12/2014 |
|
1 |
NFX |
Energy Product Fees |
03/11/2015 |
Certified |
03/25/2015 |
|
1 |
CBOT |
Implementation of the Equity Index Futures Broker Incentive Program |
02/12/2016 |
Certified |
02/29/2016 |
|
2 |
ICE US |
The Exchange is amending Rule 6.07 to address changes to Commission Regulation 1.35. Rule 21.02(e) is also being amended to authorize summary fines up to $10,000 for minor infractions relation to all recordkeeping violations. |
03/30/2016 |
Certified |
04/13/2016 |
|
1 |
CBOT |
Addition of G-Cross Protocol to CBOT EU Wheat Futures and R-Cross Protocol to CBOT EU Wheat Options Pursuant to Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA1611-5. |
08/12/2016 |
Certified |
08/26/2016 |
|
4 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1610-5 with Updated Guidance Attendant to CME Globex operator IDs ("Tag 50 IDs") |
09/22/2016 |
Certified |
10/06/2016 |
|
1 |
CME |
Modifications to the E-mini Nifty 50 Index Futures Market Maker Program |
11/15/2016 |
Certified |
11/30/2016 |
|
2 |
NYMEX |
Modifications to the International Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CFE |
The Amendment amends CFE Rule 1202 (CBOE Volatility Index Futures Contract Specifications) with regard to the time frame for extended trading hours for CBOE Volatility Index ("VX") futures in connection with Independence Day. |
05/10/2017 |
Certified |
05/24/2017 |
|
1 |