Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX Amends Rulebook to Reflect Name Change 06/18/2009 Certified 06/24/2009 1
NYMEX Provides for a Change of Trading Venue for In Delivery Month European Union Allowance (EUA) and In Delivery Month Certified Emission Reduction Futures Contracts from CME ClearPort Trading to Globex. NYMEX #09.118 06/19/2009 Certified 06/26/2009 1
CBOT Modifies extends, or revises certain Market Making Programs. CBOT #09-114 06/23/2009 Certified 08/07/2009 1
CME Clarifies that the responsibilities of a qualifying clearing firm for the members qualified by that firm is limited to certain financial obligations (Rules 901 and 903). CME/CBOT/NYMEX #09.121 06/23/2009 Certified 08/07/2009 1
CBOT Clarifies that the responsibilities of a qualifying clearing firm for the members qualified by that firm is limited to certain financial obligations (Rules 901 and 903). CME/CBOT/NYMEX #09.121 06/23/2009 Certified 08/07/2009 1
NYMEX Clarifies that the responsibilities of a qualifying clearing firm for the members qualified by that firm is limited to certain financial obligations (Rules 901 and 903). CME/CBOT/NYMEX #09.121 06/23/2009 Certified 08/07/2009 1
CME Modifies Clearing Membership Assignment Requirements (Rule 902) in connection with the NYMEX Rulebook harmonization process. CME/CBOT/NYMEX #09.122 06/25/2009 Certified 03/30/2010 1
CBOT Modifies Clearing Membership Assignment Requirements (Rule 902) in connection with the NYMEX Rulebook harmonization process. CME/CBOT/NYMEX #09.122 06/25/2009 Certified 07/30/2009 1
NYMEX Modifies Clearing Membership Assignment Requirements (Rule 902) in connection with the NYMEX Rulebook harmonization process. CME/CBOT/NYMEX #09.122 06/25/2009 Certified 07/30/2009 1
CME Amends the no-bust ranges. CME/CBOT/NYMEX #09.123 06/25/2009 Certified 06/25/2009 1
CBOT Amends the no-bust ranges. CME/CBOT/NYMEX #09.123 06/25/2009 Certified 06/25/2009 1
NYMEX Amends the no-bust ranges. CME/CBOT/NYMEX #09.123 06/25/2009 Certified 06/25/2009 1
CME Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 06/25/2009 Certified 08/10/2009 1
CBOT Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 06/25/2009 Certified 08/10/2009 1
NYMEX Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 06/25/2009 Certified 08/10/2009 1
CME Amends CME Rule 8F15, to reflect technical changes in CME ClearPort due to the migration from the original API to 2.0 API, amends the description of CME ClearPort in Rule 808, and eliminates the specific reference to NYMEX "E-Rav". CME/CBOT/NYMEX #09.126 06/25/2009 Certified 08/04/2009 1
CBOT Amends the description of CME ClearPort in Rule 808 (a change technical in nature) and eliminates the specific reference to the NYMEX "E-Rav" risk evaluation system. CME/CBOT/NYMEX #09.126 06/25/2009 Certified 08/04/2009 1
NYMEX Amends the description of CME ClearPort in Rule 808 (a change technical in nature) and eliminates the specific reference to the NYMEX "E-Rav" risk evaluation system. CME/CBOT/NYMEX #09.126 06/25/2009 Certified 08/04/2009 1
MGE Extends the trading hours for the overnight Hard Red Spring Wheat futures trading session by 75 minutes. 06/25/2009 Certified 06/25/2009 2
NADEX Amends its holiday schedule for the Independence Day 2009 holiday 06/25/2009 Certified 06/25/2009 1
CBOT Allows for pre-execution communications with respect to CBOT Ethanol and Dow options trades on Globex (CBOT Rule 539) on 7/6/09. CBOT #09-123 06/26/2009 Certified 03/30/2010 1
ICE US Amends Block Trading Procedures to increase the minimum quantity threshold for Block Trades executed in Cocoa Options Contracts from 250 to 350 lots. ICE US #09-31 06/29/2009 Certified 07/15/2009 1
NYLIFFE Provides Notice 17/2009, announcing changes to the no-bust range and to dynamic price limits set in the trading host (from those set forth in Notice 9/2008). NYLIFFE #2009-114 06/30/2009 Certified 09/08/2009 1
CBOT Provides additional Trading Hours for Grain, Oilseed, and Ethanol contracts. CBOT #09-126 07/01/2009 Certified 07/01/2009 1
NADEX Updates Market Maker rule language. 06/30/2009 Certified 07/15/2009 1
NYMEX Addresses the Clearing House's financial obligations in the event of a delivery default (new NYMEX rules 702 and 714). NYMEX #09-124 06/25/2009 Certified 07/30/2009 1
NYMEX Clarifies the daily settlement procedures for the Three Minute-Marker Futures Contracts and Three Calendar Month Swap Futures Contracts for Crude Oil, RBOB Gasoline and Heating Oil Listed on ClearPort and on the NYMEX Trading Floor. NYMEX #09.128 07/01/2009 Certified 07/02/2009 1
NFX Amends Rule F8 - IDEX SwapDrop Platform - EFS Transactions - to provide for portfolio loading. NFX #2009-09 07/01/2009 Certified 09/10/2009 1
NADEX Requests that the Commission amend its Orders Designating HedgeStreet (now Nadex) as a Contract Market and Registering HedgeStreet as a Derivatives Clearing Organization 07/01/2009 Certified 09/02/2009 1
CME Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 07/02/2009 Certified 08/10/2009 1
CBOT Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 07/02/2009 Certified 08/10/2009 1
ELX Certifies an Amendment to ELX Futures Rule IV 5(a)(iv) and (v), adding an Exchange of Futures for Futures (EFFs) rule to the rule governing Exchange of Futures for Related Positions. 07/02/2009 Certified 10/06/2009 1
ELX Extends the time from 5 to 15 minutes to report block trades executed outside of regular trading hours or in extraordinary sizes of 10,000 contracts or more to allow for price improvement for customers. 07/02/2009 Certified 11/27/2009 1
CME Provides a Market Maker Program for CME Agricultural Commodities. CME #09-130 07/08/2009 Certified 09/02/2009 1
ELX Clarifies the responsibilities of ELX Participants for procedures to assure compliance by authorized customers, authorized traders and supervised persons. 07/09/2009 Certified 07/15/2009 1
ELX Provides the initial No Bust Range (term define in ELX Rule I-1) for certain contracts. 07/09/2009 Certified 07/09/2009 1
NYMEX Amends existing SO2 Emissions Allowance Futures Contract, including changes to the EFP rule. NYMEX #09.130 07/09/2009 Certified 07/29/2009 1
ICE US Amends Section (b) of Annex B of Bylaws, Rules 6.47, 21.25 and 27.22(a) and Resolution No.2 of Chapter 21. ICE US #09-33 07/09/2009 Certified 08/13/2009 1
ICE US Amends Exchange Fee Program. ICE US #09-32 07/09/2009 Certified 08/07/2009 1
CME Provides for the trading in call options and put options on Interest Rate Swap futures, including a minimum block size of 500 contracts. CME/CBOT #09.131 07/10/2009 Certified 08/07/2009 2
CBOT Provides for the trading in call options and put options on Interest Rate Swap futures, including a minimum block size of 500 contracts. CME/CBOT #09.131 07/10/2009 Certified 08/12/2009 2
NFX Amends the composition of NFX standing committees so that each committee is comprised of at least 35% public directors and creates a Regulatory Oversight Committee (ROC). NFX #2009-11 07/15/2009 Certified 07/20/2009 1
ELX Clarifies when the markets opens and closes, and provides for temporary trading hours for July 10, the day of the launch. 07/13/2009 Certified 07/13/2009 1
ICE US Amends Rules 2.18 and 4.33 to require all floor brokers, and their clerks who access the trading floor, to attend the Exchange-developed sexual harassment awareness course within 3 months from the effective date of the rule amendments. ICE US#09-34 07/13/2009 Certified 09/28/2009 1
MGE Amends Resolution 372.00 to establish a fee for Delegate Members unless a minimum monthly trading threshold is met. 07/14/2009 Certified 03/29/2010 1
NFX Amends disciplinary rules 401-414, to adopt a hearing panel and hearing attorney for the purpose of conducting hearings; and actions against non-members. NFX #2009-12 07/15/2009 Certified 08/31/2009 1
CME Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 07/16/2009 Certified 09/02/2009 1
CBOT Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 07/16/2009 Certified 09/02/2009 1
NYMEX Provides for EFP and EFS rules for SO2 Emission 25 - Allowance Futures and Option Contracts, newly listed on CME ClearPort NYMEX Trading Floor and Globex. NYMEX #09.131 07/09/2009 Certified 07/29/2009 1
CME Reduces the block trading minimum threshold in S&P Fin & Tech SPCTR futures contracts; and revises Market Regulation Advisory Notice on block trading. Market Regulation Advisory Notice RA0910-3. CME/CBOT #09-133 07/21/2009 Certified 07/30/2009 1