| NYMEX |
Modifications to the NYMEX Crude and Refined Futures Volume Incentive Program |
12/22/2020 |
Certified |
01/07/2021 |
|
2 |
| CME |
Modifications to the FTIIE Futures Globex Market Maker Program |
07/14/2021 |
Certified |
07/28/2021 |
|
2 |
| BTNL |
Updated Fees |
08/30/2021 |
Certified |
09/14/2021 |
|
1 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthy Futures Market Maker Program |
12/13/2021 |
Certified |
12/28/2021 |
|
2 |
| CME |
Modifications to the Bitcoin Options Market Maker Program |
04/12/2022 |
Certified |
04/26/2022 |
|
2 |
| ICE US |
New P1X Flat Fee Options Volume Incentive Program |
09/16/2022 |
Certified |
09/30/2022 |
|
2 |
| CME |
Modifications to the Ether Futures Market Maker Program |
12/14/2022 |
Certified |
12/29/2022 |
|
2 |
| CME |
Extension of the ESTR First Market-Wide Fee Waiver Program |
06/12/2023 |
Certified |
06/27/2023 |
|
1 |
| NODAL |
The Exchange is amending Rule 1.37 and Rule 3.4 to provide clarity to the marketplace relating to Nodal allowing intermediated trades to be entered on its System. |
10/26/2023 |
Certified |
11/09/2023 |
|
3 |
| SMFE |
Market Maker Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
3 |
| NYMEX |
Modifications to the NYMEX Micro WTI Crude Oil Options Liquidity Provider Program |
01/17/2024 |
Certified |
01/31/2024 |
|
2 |
| CME |
Modifications to the FX Monthly Futures Market Maker Program |
03/12/2024 |
Certified |
03/26/2024 |
|
2 |
| NYMEX |
Prohibits Clearing Members from making cash disbursements to their customers. NYMEX #07-86 |
07/25/2007 |
Certified |
07/25/2007 |
|
1 |
| CBOT |
Amends CBOT Deferred Fed Fund Futures Market Making Program. CBOT #2856.01R |
01/14/2008 |
Certified |
01/22/2008 |
|
1 |
| CCFE |
Provides trading terms and contract specifications for CCFE's new Dow Jones Sustainability World Index Futures Contracts. CCFE #08-27 |
11/13/2008 |
Certified |
02/13/2009 |
|
1 |
| NADEX |
Amends rules in conjunction with the termination of HS's Regulatory Service Agreement with NFA and HS's associated assumption of those Self-Regulatory functions. |
05/07/2009 |
Certified |
06/22/2009 |
|
1 |
| CBOT |
Provides additional Trading Hours for Grain, Oilseed, and Ethanol contracts. CBOT #09-126 |
07/01/2009 |
Certified |
07/01/2009 |
|
1 |
| ICE US |
Provides 2010 Holiday Schedule. ICE US #09-60 |
12/22/2009 |
Certified |
12/22/2009 |
|
1 |
| NYLIFFE |
Appointment of Designated Market Makers in Interest Rate Futures. NYLIFFE #2011-109 |
03/18/2011 |
Certified |
12/27/2011 |
|
1 |
| ICE US |
Amendment to Rule 6.02 to authorize the Vice President, Operations of ICE to take the appropriate action and coordinate such action with Exchange staff solely with respect to computer malfunctions and ETS breakdowns. ICE US #11-27 |
05/19/2011 |
Certified |
12/27/2011 |
|
1 |
| CME |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
| COMEX |
Adopting Rule 812 ("Final Price Settlement") and a revision of Rule 813 ("Settlement Price"). CME/CBOT/NYMEX/COMEX #12-181 |
05/30/2012 |
Certified |
06/12/2012 |
|
1 |
| TRUEEX |
Amendments to trueEX Rulebook, including Updated Table of Amendments. TRUEEX #2014-07D |
04/09/2014 |
Certified |
04/24/2014 |
|
1 |
| NYMEX |
Extension of the Non-Core Crude and Refined Liquidity Provider Program |
12/04/2014 |
Certified |
12/18/2014 |
|
2 |
| CME |
Modifications to the Retail Broker Incentive Program |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
| CME |
Issuance of CME & CBOT Market Regulation Advisory Notice RA1504-3 Regarding All-or-None Transactions |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
| CBOT |
Modifications to International Cross-Asset Volume Incentive Program |
07/17/2015 |
Certified |
07/31/2015 |
|
1 |
| CME |
Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
| COMEX |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1613-5R Regarding Block Trades. |
11/15/2016 |
Certified |
11/30/2016 |
|
1 |
| NYMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| COMEX |
Amendments to Six (6) FX Futures Contracts and the Issuance of CME Group Market Regulation Advisory Notice RA1701-5 Regarding Block Trades |
02/09/2017 |
Certified |
02/24/2017 |
|
1 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers Program for the submission of block trades by brokers. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| NYMEX |
Modifications to the International Coal Market Maker Program |
07/11/2018 |
Certified |
07/25/2018 |
|
2 |
| NADEX |
Nadex waives market maker trading and settlement fees for Touch Bracket contracts from May 1 through October 31, 2019. |
05/09/2019 |
Certified |
05/23/2019 |
|
1 |
| CME |
Modifications to the CME USD-Denominated Ibovespa Index Futures Market Maker Program |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| NFX |
Self-certification to eliminate all transaction fees for futures and options on futures contracts listed on the Exchange. |
12/30/2019 |
Certified |
01/14/2020 |
|
4 |
| NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Concerning Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2005-5. |
07/10/2020 |
Certified |
07/24/2020 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures |
12/23/2020 |
Certified |
01/08/2021 |
|
1 |
| CME |
Implementation of the E-mini FTSE China 50 Futures Market Maker Program |
05/28/2021 |
Certified |
06/14/2021 |
|
2 |
| CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
07/14/2021 |
Certified |
07/28/2021 |
|
1 |
| BTNL |
Bitnomial Incentive Programs Self-Certification |
08/30/2021 |
Certified |
09/14/2021 |
|
2 |
| ICE US |
Extension of Bakkt Bitcoin (USD) Monthly Futures Spread Trade Program |
12/13/2021 |
Certified |
12/28/2021 |
|
2 |
| CME |
Modifications to the TOPIX Futures Market Maker Program |
04/12/2022 |
Certified |
04/26/2022 |
|
2 |
| ICE US |
Amendments to PJM Options Flat Fee Program |
09/16/2022 |
Certified |
09/30/2022 |
|
2 |
| ICE US |
Amendments to Block trade Procedures to establish minimum trade size for MSCI Index Daily Futures |
11/14/2022 |
Certified |
11/29/2022 |
|
1 |
| CME |
Modifications to the Retail Broker Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
1 |
| CME |
Modifications to the EUR/USD FX Futures BTIC Market Maker Program |
06/12/2023 |
Certified |
06/27/2023 |
|
2 |
| NYMEX |
Implementation of the Aluminum Large Participant Development Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
| NYMEX |
Suppliments filings of 6/27 and 7/23; migrating certain products listed on Globex to being listed for trading on the NYMEX trading floor. Procedure used is EFSs under NYMEX Rule 6.21. NYMEX #07.52 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
