CBOT |
Amends Market Making Program in the CBOT Deferred Fed Funds futures contract. CBOT #2856.02R |
01/14/2008 |
Certified |
01/11/2008 |
|
1 |
KCBT |
Establishes a market maker program for KCBT Wheat options contracts traded electronically during specified daytime trading hours. |
04/17/2008 |
Certified |
05/14/2008 |
|
1 |
CME |
Modifies the calculations of the no bust ranges under Rule 588.K CME & CBOT #08-181 |
11/12/2008 |
Certified |
11/14/2008 |
|
1 |
NADEX |
Updates Market Maker rule language. |
06/30/2009 |
Certified |
07/15/2009 |
|
1 |
NFX |
Amends Rules 1206 and 1207 regarding the Exchange's new World Currency Futures Contracts. NFX #2009-19 |
12/28/2009 |
Certified |
01/08/2010 |
|
1 |
ICE US |
Amends Rule 27.11(a)(iv) and Appendix I(4) of Chapter 27 to establish the allowable set price for Stop Limit Orders and the Exchange-set protection price limit for Stop Orders with Protection. ICE US #09-37 |
09/09/2009 |
Certified |
04/15/2010 |
|
1 |
ICE US |
Reinstitute the Use of TAS Functionality for Russell Complex Contracts. ICE US #10-32 |
08/26/2010 |
Certified |
09/02/2010 |
|
1 |
CFE |
Submission of an updated CFE Fee Schedule. CFE #2011-08 |
03/18/2011 |
Certified |
03/18/2011 |
|
1 |
ICE US |
Amendments to Appendix I of Chapter 27 make explicit that the Exchange has the authority to apply adjusted trade prices to Limit and Stop Orders that would not ordinarily be subject to execution at the adjusted trade price. ICE US #11-28 |
05/19/2011 |
Certified |
06/30/2011 |
|
1 |
CBOT |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
CFE |
Adopting new CFE Rule 303A (Order Entry Operator IDs) in place of current Rule 303A (Login Assignment Requirements. CFE 2012-01 |
02/01/2012 |
Certified |
02/16/2012 |
|
1 |
OCX |
Opening parameters for all products on the Central Limit Order Book "CBOEdirect" will be any quote up to $5 wide. #2012-10 |
05/31/2012 |
Certified |
06/15/2012 |
|
1 |
NYMEX |
Establishment of a Block Trade Minimum Threshold in 6 New NYMEX Products. NYMEX #13-469 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NYLIFFE |
Announcing the Renewal of the Asia, Latin America and Central European Designated Market Maker Program for Three-Month Eurodollar and DTCC GCF Repo Index Futures Contracts. NYLIFFE #2014-104 |
02/18/2014 |
Certified |
03/05/2014 |
|
1 |
NADEX |
Adds 'Fill or Kill' and 'Immediate or Cancel' orders; amends language in Rule 3.3 regarding terminating inactive accounts; amends range and tick value of US Tech 100 Spreads. Submission also affects Nadex as a DCO. |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
CBOT |
Issuance of CME & CBOT Market Regulation Advisory Notice RA1504-3 Regarding All-or-None Transactions |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
CBOT |
Modifications to the International Incentive Program |
07/17/2015 |
Certified |
07/31/2015 |
|
1 |
CME |
Extension of the CME FX EFP Surcharge Volume Incentive Program |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
NFX |
Fee Schedule Amendments for NFX Gasoil and Gasoline Crack Spread Contracts. |
07/01/2016 |
Certified |
07/18/2016 |
|
1 |
NYMEX |
Modifications to the NYMEX Crude and Refined Options Gateway Incentive Program |
08/17/2016 |
Certified |
08/31/2016 |
|
2 |
CME |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
NYMEX |
Modifications to Core Globex Energy Tiers Incentive Program |
11/15/2016 |
Certified |
11/30/2016 |
|
2 |
NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
ICE US |
The Exchange is extending the terms of the Arb Blocks Liquidity Provider Program to June 30, 2020. |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Concerning Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2005-5. |
07/10/2020 |
Certified |
07/24/2020 |
|
1 |
CME |
Modifications to the CME FX Link Market Maker Program |
10/16/2020 |
Certified |
10/30/2020 |
|
2 |
NYMEX |
Modifications to the NYMEX Natural Gas Futures Volume Incentive Program |
12/23/2020 |
Certified |
01/08/2021 |
|
2 |
NYMEX |
Additional Supplemental Information Relating to the Wet Freight Volume Incentive Program. Subject to a Freedom of Information Act Protection. Confidential Treatment Requested by NYMEX. |
07/14/2021 |
Certified |
07/28/2021 |
|
2 |
CME |
Modifications to the Nasdaq-100 Volatility Index ("VOLQ") Futures Market Maker Program |
12/13/2021 |
Certified |
12/28/2021 |
|
2 |
ICE US |
Amendments to Henry Hub Options Trading Incentive Program |
09/16/2022 |
Certified |
09/30/2022 |
|
2 |
CBOT |
Modifications to the Retail Broker Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
1 |
COMEX |
Implementation of the Aluminum Large Participant Development Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
NYMEX |
Supplements recent submission of a new market maker program pertaining to the electronic trading on the CME Globex system of certain NYMEX and COMEX options contracts under new NYMEX Rule 11.70. NYMEX #07.78 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
ICE US |
Clarifies that a Registered Operator who is a clerk employed by a floor member may not enter orders for an account in his own name or any account in which he has a direct or indirect interest. ICE US Supplemental 07-60 |
10/11/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
NYMEX |
Provides Housekeeping amendments: Sanctions; Expiration and Current Delivery Month Position Limits; Expiration Position Accountability Levels. NYMEX #08.03 |
01/14/2008 |
Certified |
01/14/2008 |
|
1 |
ICE US |
Provides Notice of the Closure of the Dublin Tradin Facility on February 29, 2008, as well as Recordkeeping Representations. ICE US #08-34 |
06/04/2008 |
Certified |
06/04/2008 |
|
1 |
CBOT |
Modifies the calculations of the no bust ranges under Rule 588.K CME & CBOT #08-181 |
11/12/2008 |
Certified |
11/14/2008 |
|
1 |
NYMEX |
Addresses the Clearing House's financial obligations in the event of a delivery default (new NYMEX rules 702 and 714). NYMEX #09-124 |
06/25/2009 |
Certified |
07/30/2009 |
|
1 |
CME |
Amends Rule 402 and 406 to allow the member component of disciplinary panels of the CME and CBOT Probable Cause and Business Conduct Committees to include one member from the sister exchange. CME/CBOT #09-317 |
12/28/2009 |
Certified |
02/22/2010 |
|
1 |
OCX |
Provides Notice of Change of Address. |
02/12/2010 |
Certified |
02/12/2010 |
|
1 |
CFE |
Submission of a new rule that sets forth CFE's CBOE Gold ETF Volatility Index Security Futures Lead Market Maker Program to commence on March 25, 2011. CFE #2011-07 |
03/21/2011 |
Certified |
04/29/2011 |
|
1 |
NYMEX |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
GREENX |
Extending the existing CPC Incentive Program for one year in accordance with GreenX Rule 606(d). GREENX #2012-02 |
01/31/2012 |
Certified |
02/15/2012 |
|
1 |
NYMEX |
Modifying the 2013 NYMEX Crude and Refined Options Incentive Program. NYMEX #13-055 |
02/25/2013 |
Certified |
03/12/2013 |
|
2 |
COMEX |
Establishment of a Block Trade Minimum Threshold in 6 New NYMEX Products. NYMEX #13-469 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
MGE |
Amendment to MGEX Regulation 1231.00. |
12/23/2014 |
Certified |
01/08/2015 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1508-5 Regarding Rule 550 ("Post Close Session") |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
CME |
Modifications to International Cross-Asset Volume Incentive Program |
07/17/2015 |
Certified |
07/31/2015 |
|
1 |