| COMEX |
Amendments to COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for the Aluminium European Premium Duty-Unpaid (Metal Bulletin) Futures Contract |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
| CBOT |
Notification Regarding the Reduction in Minimum Quantity Threshold Level for the Block Trade Sizes, 10-Year U.S. Treasury Note Futures Contract. |
02/19/2016 |
Certified |
03/04/2016 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Options Incentive Program |
08/17/2016 |
Certified |
08/31/2016 |
|
2 |
| CBOT |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
| COMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures Program |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| NADEX |
Nadex amends language in Market Maker Agreement regarding Bitcoin fast market period prior to expiration; amend Market Maker fees for Monthly Bitcoin Mini to $0.20. |
05/30/2018 |
Certified |
06/13/2018 |
|
1 |
| NYMEX |
Modifications to the German Power Market Maker Program |
07/11/2018 |
Certified |
07/25/2018 |
|
2 |
| NYMEX |
Application of Trading-at-Settlement ("TAS") Eligibility to the E-micro Gold Futures Contract and Other Administrative Amendments to the NYMEX/COMEX TAS Table |
08/29/2018 |
Certified |
09/13/2018 |
|
1 |
| MGE |
Amendments to MGEX Rules 2.2.4. (formerly 2030.00.), 2.2.5. (formerly 2086.00.), 2.2.6. (formerly 2087.00.), 2.2.7. (formerly 2089.00.), 1800.00., 1801.00., 1804.00., 1805.00., 1807.00., 1817.00.,1818.00., and the definition of "Person". |
12/21/2018 |
Certified |
02/08/2019 |
|
1 |
| CANTOR |
New ISV Incentive Program |
03/19/2019 |
Certified |
04/02/2019 |
|
1 |
| ICE US |
The Exchange is extending the terms of IFC Liquidity Provider Volume Incentive Program to June 30, 2020. |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| CANTOR |
Supplemental to Compliance Manual to clarify duties and responsibilities of the Control Desk |
02/14/2020 |
Certified |
03/02/2020 |
|
2 |
| OCX |
Emergency Rule Filing Accelerating Delivery for Contracts Expiring After September 18, 2020. (Effective Immediately) |
09/04/2020 |
Certified |
09/21/2020 |
|
1 |
| COMEX |
Modifications to the Copper Options Liquidity Provider Program |
10/16/2020 |
Certified |
10/30/2020 |
|
2 |
| NYMEX |
Extension of the NYMEX Gas Options Program |
12/23/2020 |
Certified |
01/08/2021 |
|
2 |
| NADEX |
Nadex amends its Holiday Product Schedule Guidelines to remove reference to the FTSE 100 contracts which were delisted on September 16, 2022. |
09/16/2022 |
Certified |
09/30/2022 |
|
1 |
| NYMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
1 |
| COMEX |
Extension of the Retail Broker Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
1 |
| NYMEX |
Lists the RBOB and Heating Oil Options (currently trading in Open Outcry on the NYMEX trading floor) on CME Globex for trading and on Clearport for Clearing. NYMEX #07-83 |
07/30/2007 |
Certified |
07/30/2007 |
|
1 |
| NYMEX |
Expands the Exchange Options Market Maker Program to include the Copper Options contract. NYMEX #07-111 |
10/11/2007 |
Certified |
10/11/2007 |
|
1 |
| KCBT |
Corrects Electronic Trading Rule Amendments submitted 1/9/08 |
01/14/2008 |
Certified |
01/24/2008 |
|
1 |
| NYMEX |
Reduces the number required for a quorum from seven to six panel members under Exchange Rule 3.10, Adjudication Committee. NYMEX #08.34 |
03/10/2008 |
Certified |
03/18/2008 |
|
1 |
| CBOT |
Provides a Market Regulation Advisory Notice RA0811-1 - on modified settlement procedures in CBOT agricultural futures. CBOT #08-94 |
06/03/2008 |
Certified |
06/25/2008 |
|
1 |
| ICE US |
Amends Block Trading Procedures to increase the minimum quantity threshold for Block Trades executed in Cocoa options contracts from 200 lots to 250 lots. ICE US #06-65 |
11/17/2008 |
Certified |
11/24/2008 |
|
1 |
| CME |
Provides CME Market Reg Advisory Notice RA0902-2 regarding changes to CME Rule 515 ("Registration and Identification of Broker Associations"), resulting from harmonization of CME/NYMEX/COMEX Rule 515. CME #09-141 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| CBOT |
Amends Rule 402 and 406 to allow the member component of disciplinary panels of the CME and CBOT Probable Cause and Business Conduct Committees to include one member from the sister exchange. CME/CBOT #09-317 |
12/28/2009 |
Certified |
03/29/2010 |
|
1 |
| CFE |
CFE rule amendment related to certain rules governing the listing and trading of security futures on the Exchange. The changes made to conform certain CFE rules to current parallel rules of OneChicago, LLC. CFE #2011-05 |
03/18/2011 |
Certified |
05/17/2011 |
|
1 |
| COMEX |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
| ICE US |
Ending of Open-Outcry Trading for Financial and Index Options. ICE US #12-18 |
04/05/2012 |
Certified |
04/20/2012 |
|
1 |
| NYMEX |
Modifying the 2013 NYMEX Natural Gas Options Incentive Program. NYMEX #13-056 |
02/25/2013 |
Certified |
03/12/2013 |
|
2 |
| NYLIFFE |
Announcing the Extension of the Designated Market Maker Program in Mini MSCI Index Futures. NYLIFFE #2013-109 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| TRUEEX |
Written Representation regarding 37.702(b) compliance efforts pursuant to CFTC Letter No. 13-62. TRUEEX #2013-13 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| NYMEX |
Amendments to Chapter 7 |
10/30/2014 |
Certified |
11/14/2014 |
|
4 |
| CBOT |
Modifications to the Retail Broker Incentive Program |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1508-5 Regarding Rule 550 ("Post Close Session") |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
| CME |
Modifications to the International Incentive Program |
07/17/2015 |
Certified |
07/31/2015 |
|
1 |
| NFX |
Amendments to Daily Settlement Price Rules of Fourteen Power Futures Contracts. |
04/01/2016 |
Certified |
04/15/2016 |
|
2 |
| NYMEX |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
| CME |
Amendments to CME Rule 743.B (Delivery Obligation Failure) |
11/16/2016 |
Certified |
12/01/2016 |
|
1 |
| NYMEX |
Modifications to the NYMEX Iron Ore Market Maker Program |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
| CFE |
The Amendment extends the Lead Market Maker (LMM) Program for Weekly (Non-Standard) CBOE Volatility Index (VX) Futures Expirations and LMM appointments until September 30, 2017. |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Option Contracts Program |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| COMEX |
Application of Trading-at-Settlement ("TAS") Eligibility to the E-micro Gold Futures Contract and Other Administrative Amendments to the NYMEX/COMEX TAS Table |
08/29/2018 |
Certified |
09/13/2018 |
|
1 |
| NYMEX |
Extension of the NGL Growth Incentive Program |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| NODAL |
self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). |
08/29/2019 |
Certified |
09/13/2019 |
|
4 |
| ICE US |
Amendments to Softs Futures Market Maker Program |
01/02/2020 |
Certified |
01/16/2020 |
|
2 |
| CME |
Modifications to the Korean Won Futures Market Maker Program |
10/16/2020 |
Certified |
10/30/2020 |
|
2 |
| NYMEX |
Extension of the NYMEX Gas Options Portfolio Program |
12/23/2020 |
Certified |
01/08/2021 |
|
2 |
| CME |
Modifications to the Nikkei 225 Futures Volume Incentive Program |
07/14/2021 |
Certified |
07/28/2021 |
|
2 |
