| CBOT |
Reduces the block trading minimum threshold in S&P Fin & Tech SPCTR futures contracts; and revises Market Regulation Advisory Notice on block trading. Market Regulation Advisory Notice RA0910-3. CME/CBOT #09-133 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
| NFX |
Provides for the isting on the NFX XL electronic trading platform of futures contracts on the Colombian Peso, including margin. NFX #2009-10 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
| CME |
Amends the list of Globex No Bust ranges (CME/CBOT Rule 588.K and NYMEX Rule 11G.588.K). CME/CBOT/NYMEX #09.138 |
07/22/2009 |
Certified |
07/22/2009 |
|
1 |
| CBOT |
Amends the list of Globex No Bust ranges (CME/CBOT Rule 588.K and NYMEX Rule 11G.588.K). CME/CBOT/NYMEX #09.138 |
07/22/2009 |
Certified |
07/22/2009 |
|
1 |
| NYMEX |
Amends the list of Globex No Bust ranges (CME/CBOT Rule 588.K and NYMEX Rule 11G.588.K). CME/CBOT/NYMEX #09.138 |
07/22/2009 |
Certified |
07/22/2009 |
|
1 |
| CBOT |
Clarifies earlier submissions for the CBOT Commodity Product Market Making Programs (Submissions 09-101 and 09-114). CBOT #09-136 |
07/23/2009 |
Certified |
08/10/2009 |
|
1 |
| CBOT |
Changes the closing times of expiring CBOT Interest Rate Options on their last trading day. CBOT #09-138 |
07/27/2009 |
Certified |
07/27/2009 |
|
1 |
| MGE |
Provides for obtaining additional information from elevators and warehouses eligible to issue warehouse receipts for delivery on the Hard Red Spring Wheat futures contract. |
07/27/2009 |
Certified |
09/01/2009 |
|
1 |
| CME |
Provides for changes to CME & CBOT rules in connection with harmonization of NYMEX & COMEX trade practice rule with CME rules. CME/CBOT #09-137 |
07/28/2009 |
Certified |
05/18/2010 |
|
1 |
| CBOT |
Provides for changes to CME & CBOT rules in connection with harmonization of NYMEX & COMEX trade practice rule with CME rules. CME/CBOT #09-137 |
07/28/2009 |
Certified |
05/18/2010 |
|
1 |
| NYMEX |
Provides for changes to NYMEX rules in connection with Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules. NYMEX #09.141 |
07/28/2009 |
Certified |
03/29/2010 |
|
1 |
| CME |
Decreases the annual fee and renumbers the rules for the S&P GSCI ER Swap Contracts. CME #09-135 |
07/23/2009 |
Certified |
07/23/2009 |
|
1 |
| CME |
Clarifies the fee rule for the S&P GSCI ER Swap Contracts. CME #09-135R |
07/28/2009 |
Certified |
07/28/2009 |
|
1 |
| ICE US |
Amends the reporting and submission procedures for AA/EFP/EFS/EOO trades to extend the 15 minute submission deadline at the end of trading day to 30 minutes. ICE US #09-35 |
07/29/2009 |
Certified |
08/05/2009 |
|
1 |
| CCFE |
Adds new block trade minimum thresholds for Chapters 36 and 37. CCX #09-14 |
07/24/2009 |
Certified |
11/27/2009 |
|
1 |
| CME |
Provides CME Market Reg Advisory Notice RA0902-2 regarding changes to CME Rule 515 ("Registration and Identification of Broker Associations"), resulting from harmonization of CME/NYMEX/COMEX Rule 515. CME #09-141 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| NYMEX |
Provides NYMEX/COMEX Market Reg Advisory Notice RA0906-4, providing information on the changes to trade practice rules due to the harmonization of NYMEX and COMEX rules with those of CME and CBOT. NYMEX #09-145 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| CBOT |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| CME |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/30/2010 |
|
1 |
| NYMEX |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| CME |
Provides information on the CME SPCTRs Market Maker Program. CME #09-134 |
07/30/2009 |
Certified |
08/21/2009 |
|
1 |
| NYMEX |
Amends Existing NOx Emissions Allowance Futures and Regional Greenhouse Gas Initiative (RGGI) CO2 Allowance Futures Contracts. NYMEX #09.142 |
07/31/2009 |
Certified |
08/18/2009 |
|
1 |
| NYMEX |
Corrects an unintentional error in the requirements applicable to a NYMEX or COMEX member who executes simultaneous buy and sell orders for different beneficial owners in a trading pit. NYMEX #09.149 |
07/31/2009 |
Certified |
05/19/2010 |
|
1 |
| CBOT |
Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 |
08/03/2009 |
Certified |
08/28/2009 |
|
1 |
| NYMEX |
Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 |
08/03/2009 |
Certified |
08/28/2009 |
|
1 |
| CBOT |
Amends Rule 550 and issues Market Regulation Advisory Notice RA0905-5 to eliminate language restricting spread trades during the Post Close Session. CME/CBOT/NYMEX #09.150 |
08/06/2009 |
Certified |
05/18/2010 |
|
1 |
| CME |
Amends Rule 550 and issues Market Regulation Advisory Notice RA0905-5 to eliminate language restricting spread trades during the Post Close Session. CME/CBOT/NYMEX #09.150 |
08/06/2009 |
Certified |
05/18/2010 |
|
1 |
| NYMEX |
Amends Rule 550 and issues Market Regulation Advisory Notice RA0905-5 to eliminate language restricting spread trades during the Post Close Session. CME/CBOT/NYMEX #09.150 |
08/06/2009 |
Certified |
05/18/2010 |
|
1 |
| NYMEX |
Modifies Rule 533 to correct requirements with respect to procedures for reporting simultaneous buys and sells executed by a single member. NYMEX #09.149 |
07/31/2009 |
Certified |
03/29/2010 |
|
1 |
| NFX |
Provides for a Market Maker for NFX markets, including the IKON Global Markets, Inc. Market Maker Agreement. NFX #2009-13 |
08/03/2009 |
Certified |
09/15/2009 |
|
1 |
| CCFE |
Adds new trigger levels and lowers the minimum block sizes, amending Chapters 20, 24, 25. CCFE #09-16 |
07/30/2009 |
Certified |
11/27/2009 |
|
1 |
| CME |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/30/2010 |
|
1 |
| CBOT |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/30/2010 |
|
1 |
| NYMEX |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/29/2010 |
|
1 |
| CME |
Amends the no bust ranges. CME/CBOT/NYMEX #09-165 |
08/17/2009 |
Certified |
08/17/2009 |
|
1 |
| CBOT |
Amends the no bust ranges. CME/CBOT/NYMEX #09-165 |
08/17/2009 |
Certified |
08/17/2009 |
|
1 |
| NYMEX |
Amends the no bust ranges. CME/CBOT/NYMEX #09-165 |
08/17/2009 |
Certified |
08/17/2009 |
|
1 |
| MGE |
Amends Rule 210.01 to permit Board of Directors authority to amend the Articles of Incorporation to conform to the MGEX Rulebook. |
08/18/2009 |
Certified |
05/27/2010 |
|
1 |
| CME |
Conveys responsibility for determination of trading hours, futures delivery month listings, option expiry month listings, option strike price arrays, from "Board of Directors" to "Exchange," and other changes. CME #09-149 |
08/18/2009 |
Certified |
05/18/2010 |
|
1 |
| NYMEX |
Eliminates NYMEX Chapter 11 in connection with the August 31, 2009 decommissioning of ClearPort Trading. NYMEX #09-162 |
08/18/2009 |
Certified |
09/09/2009 |
|
1 |
| NYMEX |
Provides Notice of Decommissioning of CME ClearPort Trading System and Migration of Trading Venue for 559 NYMEX Products, as well as Amends Trading Hours for Migrating Products. NYMEX #09-163 |
08/21/2009 |
Certified |
09/09/2009 |
|
1 |
| NADEX |
Updates Request to amend the Commission's Orders Designating HedgeStreet (now Nadex) as a Contract Market and Registering HedgeStreet as a Derivatives Clearing Organization |
08/21/2009 |
Certified |
09/02/2009 |
|
1 |
| NYMEX |
Revises effective date for NYMEX Rule changes in connection with Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules. NYMEX #09-169 |
08/21/2009 |
Certified |
03/29/2010 |
|
1 |
| CBOT |
Revises effective date for CME/CBOT rule changes in connection with Harmonization of NYMEX & COMEX Trade Practice Rules with CME. CME/CBOT #09-151 |
08/21/2009 |
Certified |
03/30/2010 |
|
1 |
| CME |
Revises effective date for CME/CBOT rule changes in connection with Harmonization of NYMEX & COMEX Trade Practice Rules with CME. CME/CBOT #09-151 |
08/21/2009 |
Certified |
03/30/2010 |
|
1 |
| CBOT |
Revises CME Group Market Regulation Advisory Notice RA0903-5 and New Advisory Notice RA0906-5 regarding Pre-Execution Communications. CME/CBOT/NYMEX #09-181 |
08/28/2009 |
Certified |
03/30/2010 |
|
1 |
| CME |
Revises CME Group Market Regulation Advisory Notice RA0903-5 and New Advisory Notice RA0906-5 regarding Pre-Execution Communications. CME/CBOT/NYMEX #09-181 |
08/28/2009 |
Certified |
03/30/2010 |
|
1 |
| NYMEX |
Revises CME Group Market Regulation Advisory Notice RA0903-5 and New Advisory Notice RA0906-5 regarding Pre-Execution Communications. CME/CBOT/NYMEX #09-181 |
08/28/2009 |
Certified |
03/29/2010 |
|
1 |
| NYMEX |
Modifies various rule amendments that are administrative in nature to track the standard delivery procedures in the physical market, including EFP and EFS rules. NYMEX #09-166 |
08/26/2009 |
Certified |
09/08/2009 |
|
1 |
| CME |
Revises CME Market Regulation Advisory Notice RA0902-2. CME #09-180 |
08/28/2009 |
Certified |
03/30/2010 |
|
1 |
