| NYMEX |
Issuing Market Regulation Advisory Notice reminding the exchange's members that they have a duty to supervise employees and to ensure compliance with exchange rules. CME/CBOT/NYMEX #10-156 |
06/03/2010 |
Certified |
07/12/2010 |
|
1 |
| TRENDEX |
Notifies the Commission that Media Derivatives, Inc. is changing its name to The Trend Exchange, Inc. |
05/21/2010 |
Certified |
05/21/2010 |
|
1 |
| CME |
Allows US dollar cash settled Crude Palm Oil futures to be eligible for block trading. CME #10-064 |
06/09/2010 |
Certified |
06/14/2010 |
|
1 |
| CME |
Issues CME Group Market Regulation Advisory Notice RA 1006-5 - providing additional guidance to market participants concerning Rule 538 (Exchange for Related Positions). CME/CBOT/NYMEX #10-125 |
06/09/2010 |
Certified |
06/16/2010 |
|
1 |
| CBOT |
Issues CME Group Market Regulation Advisory Notice RA 1006-5 - providing additional guidance to market participants concerning Rule 538 (Exchange for Related Positions). CME/CBOT/NYMEX #10-125 |
06/09/2010 |
Certified |
06/16/2010 |
|
1 |
| NYMEX |
Issues CME Group Market Regulation Advisory Notice RA 1006-5 - providing additional guidance to market participants concerning Rule 538 (Exchange for Related Positions). CME/CBOT/NYMEX #10-125 |
06/09/2010 |
Certified |
06/16/2010 |
|
1 |
| CME |
Allows CME Cheese Futures to be eligible for block trading. CME #10-117R |
06/10/2010 |
Certified |
06/14/2010 |
|
1 |
| CME |
Allows CME International Skimmed Milk Futures to be eligible for block trading. CME #10-075R |
06/10/2010 |
Certified |
06/14/2010 |
|
1 |
| CME |
Issues an updated Block Trade Advisory, CME & CBOT Market Regulation Advisory Notices RA1002-3. CME/CBOT #10-167 |
06/11/2010 |
Certified |
06/30/2010 |
|
1 |
| CBOT |
Issuance of CME/CBOT Market Regulation Advisory Notices RA1002-3 CME/CBOT #10-167 |
06/11/2010 |
Certified |
06/30/2010 |
|
1 |
| CME |
Amends Rule 588.G (No Bust Ranges) - that adds "Cash-Settled Cheese" given the impending launch. CME/CBT/NYMEX #10-168 |
06/15/2010 |
Certified |
06/29/2010 |
|
1 |
| CBOT |
Amends Rule 588.G (No Bust Ranges) - that adds "Cash-Settled Cheese" given the impending launch. CME/CBT/NYMEX #10-168 |
06/15/2010 |
Certified |
06/29/2010 |
|
1 |
| NYMEX |
Amends Rule 588.G (No Bust Ranges) - that adds "Cash-Settled Cheese" given the impending launch. CME/CBT/NYMEX #10-168 |
06/15/2010 |
Certified |
06/29/2010 |
|
1 |
| OCX |
Amendment to Rule 419 harmonizes the rules of OneChicago regarding regulatory halts. |
06/15/2010 |
Certified |
12/17/2010 |
|
2 |
| CFE |
Changes related to the demutualization of Chicago Board of Options Exchange, Incorporated. CFE #2010-05 |
06/15/2010 |
Certified |
07/21/2010 |
|
1 |
| CME |
Change in Electronic Trading Hours for Lumber Futures/Options. CME #10-170 |
06/16/2010 |
Certified |
06/16/2010 |
|
1 |
| ICE US |
Amending several rules to delete reasonability limits for particular contracts (Sec. 4, App. I, Ch. 27) and deleting reference to reasonability limits under the exchange president's delegated authority (Res. No. 7). ICE US #10-26 |
06/17/2010 |
Certified |
07/27/2010 |
|
1 |
| CFE |
Change in Ownership of CBOE Futures Exchange, LLC, effective June 18, 2010. |
06/18/2010 |
Certified |
06/23/2010 |
|
1 |
| CME |
Amendment to Rule 588.G that changes the contract names from CME Lehman Brothers US Aggregate Index to CME Barclays Capital US Aggregate Bond Index. CME/CBOT/NYMEX #10-181 |
06/25/2010 |
Certified |
07/30/2010 |
|
1 |
| CBOT |
Amendment to Rule 588.G that changes the contract names from CME Lehman Brohters US Aggregate Index to CME Barclays Capital US Aggregate Bond Index. CME/CBOT/NYMEX #10-181 |
06/25/2010 |
Certified |
07/30/2010 |
|
1 |
| NYMEX |
Amendment to Rule 588.G that changes the contract names from CME Lehman Brohters US Aggregate Index to CME Barclays Capital US Aggregate Bond Index. CME/CBOT/NYMEX #10-181 |
06/25/2010 |
Certified |
07/30/2010 |
|
1 |
| NYLIFFE |
Listing of Futures on MSCI USA Growth and Value Indices. |
06/28/2010 |
Certified |
07/05/2010 |
|
1 |
| CME |
CME/CBOT Market Advisory Notices RA1003-3 and RA1004-3 delisting various options. CME/CBOT #10-187 |
06/30/2010 |
Certified |
12/17/2010 |
|
1 |
| NYMEX |
Establishing a no-bust range for E-Mini and E-micro S&P CNX Nifty Index futures and amending Rule 855 to permit the offsetting of E-micro and E-mini contracts. CME/CBOT/NYMEX #10-189 |
07/01/2010 |
Certified |
08/27/2010 |
|
1 |
| CME |
Notifying Commission of market maker program for E-mini & E-micro S&P CNX Nifty Index Futures. CME #10-194 |
07/12/2010 |
Certified |
08/25/2010 |
|
1 |
| CME |
Notification of Clarification Regarding CME Chapters 381, 382, 383. CME #10-197 |
07/12/2010 |
Certified |
07/12/2010 |
|
1 |
| ELX |
Change in trading hours includes amendment to the schedule for pre-open and open times and associated rule language. |
06/15/2010 |
Certified |
06/15/2010 |
|
1 |
| OCX |
Amendment to OneChicago Rule 419 Regulatory Halts to insure that the rules regarding regulatory halts are consistent with recent approval by the SEC in Release No.34-62252 dated 6/10/10. |
07/13/2010 |
Certified |
12/17/2010 |
|
1 |
| ICE US |
Amending several rules to delete reasonability limits for particular contracts (Section 4, App. I, Ch. 27) and deleting reference to reasonability limits under the exchange president's delegated authority (Res. No. 7). ICE US #10-24 |
05/24/2010 |
Certified |
08/05/2010 |
|
1 |
| ICE US |
Amending the trading hours for Memorial Day. ICE US #10-25 |
05/24/2010 |
Certified |
05/24/2010 |
|
1 |
| CME |
Amending Rule 588.G to eliminate static bid/ask reasonability allowances in favor of variable bid/ask reasonability allowances focused on an option's delta and preminum when reviewing options trades on CME Globex. CME/CBOT/NYMEX #10-193 |
07/15/2010 |
Certified |
07/22/2010 |
|
1 |
| CBOT |
Amending Rule 588.G to eliminate static bid/ask reasonability allowances in favor of variable bid/ask reasonability allowances focused on an option's delta and preminum when reviewing options trades on CME Globex. CME/CBOT/NYMEX #10-193 |
07/15/2010 |
Certified |
07/22/2010 |
|
1 |
| NYMEX |
Amending Rule 588.G to eliminate static bid/ask reasonability allowances in favor of variable bid/ask reasonability allowances focused on an option's delta and preminum when reviewing options trades on CME Globex. CME/CBOT/NYMEX #10-193 |
07/15/2010 |
Certified |
07/22/2010 |
|
1 |
| CME |
Amendment to Rule 588.G that adds "FX$Index" given the launch of the new dollar index future. CME/CBOT/NYMEX #10-210 |
07/19/2010 |
Certified |
07/19/2010 |
|
1 |
| CBOT |
Amendment to Rule 588.G that adds "FX$Index" given the launch of the new dollar index future. CME/CBOT/NYMEX #10-210 |
07/19/2010 |
Certified |
07/19/2010 |
|
1 |
| NYMEX |
Amendment to Rule 588.G that adds "FX$Index" given the launch of the new dollar index future. CME/CBOT/NYMEX #10-210 |
07/19/2010 |
Certified |
07/19/2010 |
|
1 |
| ELX |
Amendment to Rule IX-106(f), to clarify Section (f) Termination of Trading and to ensure consistency with standard market practice. ELX #2010-019 |
07/20/2010 |
Certified |
07/20/2010 |
|
1 |
| CBOT |
Floor Trading Codes Assigned to Ethanol and Distillers' Dried Grain Futures. CBOT #10-211 |
07/20/2010 |
Certified |
07/20/2010 |
|
1 |
| CME |
Market Regulation Advisory Notice RA1005-3- adding products to the list of CME block-eligible products appearing in Section 10. CME/CBOT #10-212 |
07/20/2010 |
Certified |
06/08/2011 |
|
1 |
| CBOT |
Market Regulation Advisory Notice RA1005-3- adding products to the list of CME block-eligible products appearing in Section 10. CME/CBOT #10-212 |
07/20/2010 |
Certified |
06/08/2011 |
|
1 |
| CME |
Updates to the CME E-micro FX Market Maker Program and extension and updates to the CME Cross Currency Liquidity Market Maker Program. CME #10-219 |
07/26/2010 |
Certified |
08/02/2010 |
|
1 |
| NFX |
Amendments to Rule E12 and F12 prescribe the appropriate customer type indicator code to be used in connection with the submission of orders and the reporting of exchange of futures for swaps. NFX #2010-07 |
07/27/2010 |
Certified |
07/27/2010 |
|
1 |
| CME |
Amending each rulebook to permit recording and carrying futures contracts on transfer date, provided contracts are not physically-delivered or do not assign delivery obligations against oldest open long position holder. CME/CBOT/NYMEX #10-218 |
07/27/2010 |
Certified |
08/05/2010 |
|
1 |
| CBOT |
Amending each rulebook to permit recording and carrying futures contracts on transfer date, provided contracts are not physically-delivered or do not assign delivery obligations against oldest open long position holder. CME/CBOT/NYMEX #10-218 |
07/27/2010 |
Certified |
08/05/2010 |
|
1 |
| NYMEX |
Amending each rulebook to permit recording and carrying futures contracts on transfer date, provided contracts are not physically-delivered or do not assign delivery obligations against oldest open long position holder. CME/CBOT/NYMEX #10-218 |
07/27/2010 |
Certified |
08/05/2010 |
|
1 |
| ICE US |
Establishing electronic audit trail and recordkeeping requirements for electronic orders submitted through exchange-approved order routing systems. ICE US #10-31 |
08/04/2010 |
Certified |
08/25/2010 |
|
2 |
| NYMEX |
Amending its rules to change the deadline for submission of NYMEX/COMEX option exercise or abandon notices to the Echange for customers and clearing members. NYMEX #10-230 |
08/02/2010 |
Certified |
08/02/2010 |
|
1 |
| NYMEX |
Notification of Addition of CME Globex Trading Venue for Henry Hub Natural Gas Look-Alike Last Day Financial Futures. NYMEX #10-231 |
08/05/2010 |
Certified |
10/06/2010 |
|
1 |
| CME |
Adopting amendments to Rule 588.G to eliminate static bid/ask reasonability allowances in favor of variable bid/ak reasonability allowances focused on an option's delta and premium when reviewing options trades on CME Globex. CME/CBOT/NYMEX #10-193R |
08/19/2010 |
Certified |
05/18/2011 |
|
1 |
| CBOT |
Adopting amendments to Rule 588.G to eliminate static bid/ask reasonability allowances in favor of variable bid/ak reasonability allowances focused on an option's delta and premium when reviewing options trades on CME Globex. CME/CBOT/NYMEX #10-193R |
08/19/2010 |
Certified |
05/18/2011 |
|
1 |
