| CANTOR |
Deletion of terms "DBOR," "DBOR Contract," and "DBOR Contract Rules" and amendment to term "Participant Clearing Account" under Exchange Rules. CANTOR # 2010-1. |
10/08/2010 |
Certified |
10/19/2010 |
|
1 |
| CANTOR |
Rule amendments clarifying that a Participant may have more than one Account if approved by the Exchange; an Affiliate of the Exchange may trade as a market maker; and Participants may appoint a third party with trading discretion. CANTOR #2010-2 |
10/08/2010 |
Certified |
10/21/2010 |
|
1 |
| CANTOR |
Rule amendment clarifies the Exchange's ability to carry out the terms of information sharing agreements into which it has entered. CANTOR #2010-3 |
10/08/2010 |
Certified |
10/21/2010 |
|
1 |
| NYMEX |
Revised Market Regulation Advisory Notice, changes to NYMEX/COMEX Rule 524 concerning accurate information with respect to the time periods during which the initiation of the entry of TAS orders into Globex is prohibited. |
10/12/2010 |
Certified |
11/22/2010 |
|
1 |
| CME |
Adding "Gold Volatility Index" and "Crude Oil Volatility Index" given the impending launch of Gold and Crude Oil VIX contracts under Rule 588.G. CME/CBOT/NYMEX #10-296 |
10/12/2010 |
Certified |
01/06/2011 |
|
1 |
| CBOT |
Adding "Gold Volatility Index" and "Crude Oil Volatility Index" given the impending launch of Gold and Crude Oil VIX contracts under Rule 588.G. CME/CBOT/NYMEX #10-296 |
10/12/2010 |
Certified |
01/06/2011 |
|
1 |
| NYMEX |
Adding "Gold Volatility Index" and "Crude Oil Volatility Index" given the impending launch of Gold and Crude Oil VIX contracts under Rule 588.G. CME/CBOT/NYMEX #10-296 |
10/12/2010 |
Certified |
01/06/2011 |
|
1 |
| ICE US |
Amendments provide for pre-execution communications and new requirements for crossing option orders. ICE US #10-41 |
10/12/2010 |
Certified |
01/05/2011 |
|
1 |
| ICE US |
Amendment to Rule 27.11 provides for the execution of Options Spreads on ETS as a result of the enhanced option functionalities. ICE US #10-42 |
10/13/2010 |
Certified |
10/20/2010 |
|
1 |
| NFX |
IKON Global Markets, Inc. Market Maker Notice to Members. NFX #2010-06 |
07/09/2010 |
Certified |
07/16/2010 |
|
1 |
| CME |
CME/CBOT Market Regulation Advisory Notices RA1006-3 and RA1007-3 issued based on the upcoming October 24, 2010 launch of trading in CBOT-2, 5-and 10 Year On-the-Run ("OTR") Treasury Yield futures. CME/CBOT #10-299 |
10/15/2010 |
Certified |
06/08/2011 |
|
1 |
| CBOT |
CME/CBOT Market Regulation Advisory Notices RA1006-3 and RA1007-3 issued based on the upcoming October 24, 2010 launch of trading in CBOT-2, 5-and 10 Year On-the-Run ("OTR") Treasury Yield futures. CME/CBOT #10-299 |
10/15/2010 |
Certified |
06/08/2011 |
|
1 |
| ICE US |
Amendment to Rule 27.11 which provides for the execution of Option Spreads on ETS. ICE US #10-42 |
10/18/2010 |
Certified |
10/25/2010 |
|
2 |
| CME |
Amending Rule 588.G to modify the no bust range for Snowfall from 50 ticks or 5 inches to 2 inches due to a recent contract configuration. CME/CBOT/NYMEX #10-300 |
10/18/2010 |
Certified |
11/10/2010 |
|
1 |
| CBOT |
Amending Rule 588.G to modify the no bust range for Snowfall from 50 ticks or 5 inches to 2 inches due to a recent contract configuration. CME/CBOT/NYMEX #10-300 |
10/18/2010 |
Certified |
11/10/2010 |
|
1 |
| NYMEX |
Amending Rule 588.G to modify the no bust range for Snowfall from 50 ticks or 5 inches to 2 inches due to a recent contract configuration. CME/CBOT/NYMEX #10-300 |
10/18/2010 |
Certified |
11/10/2010 |
|
1 |
| ELX |
ELX volume and open interest incentive program commencing November 1, 2010 among its twelve General Investors. |
10/21/2010 |
Certified |
03/03/2011 |
|
1 |
| ICE US |
Amendments to Appendix I of Chapter 27 and Guidelines for the treatment of short-term price spikes. ICE US #10-43 |
10/21/2010 |
Certified |
10/25/2010 |
|
1 |
| CME |
Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 |
10/20/2010 |
Certified |
10/22/2010 |
|
1 |
| CBOT |
Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 |
10/20/2010 |
Certified |
10/22/2010 |
|
1 |
| NYMEX |
Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 |
10/20/2010 |
Certified |
10/22/2010 |
|
1 |
| NYMEX |
Issuing Market Regulation Advisory Notice RA 1006-4, which notifies market participants of upcoming revisions to Rule 524 (TAS and Matched Orders). NYMEX/COMEX #10-306 |
10/21/2010 |
Certified |
11/22/2010 |
|
1 |
| COMEX |
Issuing Market Regulation Advisory Notice RA 1006-4, which notifies market participants of upcoming revisions to Rule 524 (TAS and Matched Orders). NYMEX/COMEX #10-306 |
10/21/2010 |
Certified |
11/22/2010 |
|
1 |
| NYMEX |
Notification of Amendment to Colombian Peso Futures Contract clarifying the termination of trading rule in the event that the first day of a contract month begins on a Thursday. NYMEX #10-308 |
10/22/2010 |
Certified |
12/14/2010 |
|
1 |
| CBOT |
Implementing CBOT Market Maker Program for 2-Year, 5-Year, and 10-Year On-The-Run US Treasury Note Futures. CBOT #10-307 |
10/22/2010 |
Certified |
11/19/2010 |
|
1 |
| CME |
Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 |
10/26/2010 |
Certified |
11/04/2010 |
|
1 |
| CBOT |
Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 |
10/26/2010 |
Certified |
11/04/2010 |
|
1 |
| NYMEX |
Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 |
10/26/2010 |
Certified |
11/04/2010 |
|
1 |
| CME |
Revision to CME Rule 501 eliminating outdated language which was previously deleted from CME rules. CME #10-309 |
10/26/2010 |
Certified |
10/26/2010 |
|
1 |
| ICE US |
Amending Rule 27.11 to permit the exchange to re-price the second leg of a calendar spread whenever TAS-related pricing anomalies occur on account of one or both legs of a calendar spread settling limit up or limit down; ICE-10-44 |
10/26/2010 |
Certified |
01/19/2011 |
|
1 |
| ICE US |
Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window for Cocoa Contracts. ICE US #10-45 |
10/27/2010 |
Certified |
10/27/2010 |
|
1 |
| ICE US |
Amendments to Softs Market Maker Program. ICE US #10-46 |
10/28/2010 |
Certified |
11/09/2010 |
|
1 |
| CME |
Issuance of CME/CBOT Market Regulation Advisory Notice RA 1008-3. CME/CBOT #10-312 |
10/28/2010 |
Certified |
01/05/2011 |
|
1 |
| CBOT |
Issuance of CME/CBOT Market Regulation Advisory Notice RA 1008-3. CME/CBOT #10-312 |
10/28/2010 |
Certified |
01/05/2011 |
|
1 |
| ICE US |
Amending Rule 27.03 to specify the standard of review for direct access applications and to establish a right of appeal to a panel comprised of three members of the Business Conduct Committee ("BCC"). ICE Futures U.S. (10-47) |
10/29/2010 |
Certified |
11/22/2010 |
|
1 |
| ICE US |
Amendments to the reference chart listing the No Cancellation Ranges for the Exchange futures and options contracts trading on the Exchange's electronic trading platform, for "Coffee" and "Cotton No.2". ICE US #10-48 |
10/29/2010 |
Certified |
11/22/2010 |
|
1 |
| ICE US |
Trading Hours for Veterans Day. ICE US #10-49 |
11/03/2010 |
Certified |
11/03/2010 |
|
1 |
| NYLIFFE |
Launching of the Global FCM Incentive Program in Precious Metals Futures. NYLIFFE #2010-117 |
11/05/2010 |
Certified |
12/17/2010 |
|
1 |
| NYLIFFE |
Launch of the promotional program "Go for the Mini-Gold Program" for Mini-Gold futures contracts. NYLIFFE #2010-118 |
11/05/2010 |
Certified |
11/23/2010 |
|
1 |
| NFX |
Changes made to reflect the current name of NASDAQ OMX PHLX LLC throughout the NFX Rules. NFX #2010-11 |
11/03/2010 |
Certified |
11/08/2010 |
|
1 |
| NADEX |
Amending the responsibilities of its chief operating officer. |
11/04/2010 |
Certified |
12/13/2010 |
|
1 |
| CME |
Revision to CME Globex Maximum Order Quantities in CME Eurodollar Futures. CME #10-318 |
11/04/2010 |
Certified |
12/13/2010 |
|
1 |
| NYLIFFE |
Notice 27/2010 announcing amendments clarifying procedures to settle disciplinary proceedings. NYLIFFE #2010-119 |
11/08/2010 |
Certified |
12/07/2010 |
|
1 |
| GREENX |
Replaces all rulebook "GreenEx" references with "GreenX" and amends Rule 544 to permit the Chief Executive Officer to approve the implementation of market maker or liquidity programs. GreenX #2010-01 |
11/09/2010 |
Certified |
12/08/2010 |
|
1 |
| GREENX |
Implementing a Market Maker program for European Union Allowance (EUA) and Certified Emission Reduction (CER) contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-03 |
11/12/2010 |
Certified |
11/19/2010 |
|
1 |
| GREENX |
Implementing an "Early Adopter" liquidity provider program for European Union Allowance and Certified Emission Reduction contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-02 |
11/12/2010 |
Certified |
01/21/2011 |
|
1 |
| CME |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules. CME/CBOT/NYMEX/COMEX #10-321 |
11/12/2010 |
Certified |
12/07/2010 |
|
1 |
| CBOT |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules. CME/CBOT/NYMEX/COMEX #10-321 |
11/12/2010 |
Certified |
12/07/2010 |
|
1 |
| NYMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules. CME/CBOT/NYMEX/COMEX #10-321 |
11/12/2010 |
Certified |
12/07/2010 |
|
1 |
| COMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules. CME/CBOT/NYMEX/COMEX #10-321 |
11/12/2010 |
Certified |
12/07/2010 |
|
1 |
