| CME |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| CBOT |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| NYMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| COMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| NADEX |
Nadex Amends its Product Schedule Guidelines for Holidays |
11/18/2010 |
Certified |
11/18/2010 |
|
1 |
| NADEX |
Revised Amendment to Holiday Product Schedule Guidelines. |
11/18/2010 |
Certified |
11/18/2010 |
|
1 |
| CME |
Amending each exchange's Rule 588.G. to delete the no-bust range for the "E-mini S&P Asia 50" futures contract, given its scheduled delisting on November 21, 2010. CME/CBOT/NYMEX #10-346 |
11/19/2010 |
Certified |
11/19/2010 |
|
1 |
| CBOT |
Amending each exchange's Rule 588.G. to delete the no-bust range for the "E-mini S&P Asia 50" futures contract, given its scheduled delisting on November 21, 2010. CME/CBOT/NYMEX #10-346 |
11/19/2010 |
Certified |
11/19/2010 |
|
1 |
| NYMEX |
Amending each exchange's Rule 588.G. to delete the no-bust range for the "E-mini S&P Asia 50" futures contract, given its scheduled delisting on November 21, 2010. CME/CBOT/NYMEX #10-346 |
11/19/2010 |
Certified |
11/19/2010 |
|
1 |
| ICE US |
Amending Rule 27.09(c) to require each user with direct access and each clearing member to file informaiton regarding each Registered Operator for whom it authorizes direct access to the platform. ICE US #10-50 |
11/19/2010 |
Certified |
12/01/2010 |
|
1 |
| ICE US |
Thanksgiving Holiday Trading Hours. ICE US #10-51 |
11/19/2010 |
Certified |
11/19/2010 |
|
1 |
| ICE US |
Correcting a sentence in the Amendments to Rule 27.09 Submission No.10-50. ICE US #10-50 Amended |
11/24/2010 |
Certified |
11/24/2010 |
|
1 |
| GREENX |
Implementing a Market Maker Program for European Union Allowance and Certified Emission Reduction contracts, which are intended to be transitioned from NYMEX to GreenX on 01/24/10. GREENEX #2010-03 |
11/30/2010 |
Certified |
12/07/2010 |
|
1 |
| CME |
Amendments to Rules to eliminate the use of the words "bust" and "no-bust" range in the rules, which are being replaced with "cancel" or "cancellation" and "non-reviewable" range respectively. CME/CBOT/NYMEX/COMEX #10-362 |
12/03/2010 |
Certified |
07/21/2011 |
|
1 |
| CBOT |
Amendments to Rules to eliminate the use of the words "bust" and "no-bust" range in the rules, which are being replaced with "cancel" or "cancellation" and "non-reviewable" range respectively. CME/CBOT/NYMEX/COMEX #10-362 |
12/03/2010 |
Certified |
12/03/2010 |
|
1 |
| NYMEX |
Amendments to Rules to eliminate the use of the words "bust" and "no-bust" range in the rules, which are being replaced with "cancel" or "cancellation" and "non-reviewable" range respectively. CME/CBOT/NYMEX/COMEX #10-362 |
12/03/2010 |
Certified |
12/03/2010 |
|
1 |
| COMEX |
Amendments to Rules to eliminate the use of the words "bust" and "no-bust" range in the rules, which are being replaced with "cancel" or "cancellation" and "non-reviewable" range respectively. CME/CBOT/NYMEX/COMEX #10-362 |
12/03/2010 |
Certified |
12/03/2010 |
|
1 |
| ICE US |
Amendment to rules requiring each clearing member to be the guarantor of the trades that it enabled and no single clearing member is liable to bear the financial risk of trades that were enabled by another clearing member. ICE US #10-52 |
12/06/2010 |
Certified |
12/17/2010 |
|
1 |
| NYMEX |
Notification of Addition of Trading Venue for Henry Hub Natural Gas Look-Alike Penultimate Financial Futures. ICE US #10-331 |
12/07/2010 |
Certified |
12/07/2010 |
|
1 |
| CFE |
Extension of CFE Policy and Procedure VI, which sets forth Trading Privileges Holder Permit Program, all permits issued under the Program will now expire on December 31, 2011. CFE #2010-11 |
12/08/2010 |
Certified |
05/18/2011 |
|
1 |
| CFE |
Updating CFE Fee Schedule to extend the term of CFE's Day Trade fee pilot program through December 31, 2011 CFE #2010-12 |
12/08/2010 |
Certified |
01/11/2011 |
|
1 |
| CFE |
Amendments to VIX futures changing the start time, establishes a separate no-bust range, and prohibits the submission of market orders during extended trading hours. CFE #2010-13 |
12/08/2010 |
Certified |
12/22/2010 |
|
1 |
| ELX |
Amendment to Rule II-7 to make explicit conforming changes to the rule which currently includes provisions to automatically conform to corresponding changes in CFTC Regulations. |
12/09/2010 |
Certified |
12/16/2010 |
|
1 |
| NADEX |
Submission of an updated Market Maker Agreement between NADEX and its current market maker, Market Risk Management. |
12/09/2010 |
Certified |
12/23/2010 |
|
1 |
| ICE US |
Rule Amendments to change procedures for determining settlement prices; consolidating the issuance of the requisite delivery notices and information into the eCOPs system. ICE US #10-53 |
12/09/2010 |
Certified |
12/21/2010 |
|
1 |
| ICE US |
Implementing new USDX market maker program, amending the Russell Mini Futures market maker program, and extending the Russell Options market maker and USDX member firm fee programs. ICE US #10-55 |
12/13/2010 |
Certified |
12/20/2010 |
|
1 |
| ICE US |
Amendments to Block Trading Procedures to increase the minimum quantity threshold for Block Trades executed in Sugar No.11 futures contracts. ICE US #10-57 |
12/13/2010 |
Certified |
12/20/2010 |
|
1 |
| ICE US |
Request for Quote ("RFQ") capability for all Exchange futures contracts traded on the Exchange's electronic trading system ("ETS"). ICE US #10-58 |
12/13/2010 |
Certified |
12/20/2010 |
|
1 |
| ICE US |
Trading Hours for the Christmas Holiday and New Year. ICE US #10-59 |
12/13/2010 |
Certified |
12/13/2010 |
|
1 |
| ICE US |
Exchange's 2011 Holiday Schedule. ICE US #10-60 |
12/13/2010 |
Certified |
12/13/2010 |
|
1 |
| CCFE |
Implementing a fee waiver for certain contract expiration fees for the December 2010 expiration for its Carbon Financial Instrument futures and options contracts. CCFE #10-08 |
12/14/2010 |
Certified |
12/14/2010 |
|
1 |
| NADEX |
Amendments to Product Listings and Settlement Dates for the Japan December 23, 2010 holiday, US Christmas 2010 holiday, UK holidays, and US New Year's Eve holiday. |
12/16/2010 |
Certified |
12/16/2010 |
|
1 |
| CME |
Modifications to the CME Interest Rate Market Maker Program. CME #10-380 |
12/17/2010 |
Certified |
03/15/2011 |
|
1 |
| CBOT |
Modifications to CBOT Interest Rate Market Maker Program. CBOT #10-379 |
12/17/2010 |
Certified |
02/23/2011 |
|
1 |
| NADEX |
Amending its Product Listings and Settlement Dates for its Germany 30 contracts for December 30, 2010. |
12/21/2010 |
Certified |
12/21/2010 |
|
1 |
| NYMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391 |
12/21/2010 |
Certified |
01/10/2011 |
|
1 |
| COMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391 |
12/21/2010 |
Certified |
01/10/2011 |
|
1 |
| CBOT |
Modifications to the E-mini Dow Market Marker Program for Overnight Trading Hours. CBOT #10-378 |
12/21/2010 |
Certified |
12/30/2010 |
|
1 |
| CME |
Extending the CME E-mini MSCI Market Maker Program and approval of CME E-mini S&P SmallCap 600 Index Futures. CME #10-377 |
12/21/2010 |
Certified |
02/17/2011 |
|
1 |
| CME |
Notification of Modifications to certain CME Foreign Exchange Market Maker Programs and Addition of FX VolContracts Market Maker Program. CME #10-393 |
12/22/2010 |
Certified |
12/30/2010 |
|
1 |
| ICE US |
Updating the messaging policy to account for the increased usage and volume executed on the Exchange's electronic trading system ("ETS"). ICE US #10-62 |
12/22/2010 |
Certified |
12/30/2010 |
|
1 |
| NADEX |
Nadex submits the 2011 Holiday Schedule. |
12/22/2010 |
Certified |
12/22/2010 |
|
1 |
| NYLIFFE |
Extension of the Futures Incentive Program. NYLIFFE #2010-120 |
12/23/2010 |
Certified |
02/07/2011 |
|
1 |
| CME |
Updates and Extensions to CME Agriculture Market Maker Programs. CME #10-365 |
12/27/2010 |
Certified |
01/03/2011 |
|
1 |
| CBOT |
Updates and extensions to 2 CBOT Agricultural Market Maker Programs. CBOT #10-394 |
12/28/2010 |
Certified |
01/06/2011 |
|
1 |
| ICE US |
Temporary Change in Trading Hours on Trading Floor Due to Snow Storm. ICE US #10-63 |
12/28/2010 |
Certified |
12/28/2010 |
|
1 |
| CME |
Notification of Extension of Housing Futures Market Maker Program. CME #10-395 |
12/28/2010 |
Certified |
01/04/2011 |
|
1 |
| CME |
Amendments to increase the automatic fines applicable to individual members for second and third recordkeeping offenses within 12 months from $500 to $1000. CME/CBOT #10-363 |
12/03/2010 |
Certified |
12/10/2010 |
|
1 |
| CBOT |
Amendments to increase the automatic fines applicable to individual members for second and third recordkeeping offenses within 12 months from $500 to $1000. CME/CBOT #10-363 |
12/03/2010 |
Certified |
12/10/2010 |
|
1 |
| CCFE |
Adopting Rule 204A which authorizes a Board level Regulatory Oversight Committee. CCFE #10-07 |
12/10/2010 |
Certified |
12/17/2010 |
|
1 |
