| CME |
Modifications to the E-mini FTSE Index Futures Market Maker Program |
11/28/2016 |
Certified |
12/12/2016 |
|
2 |
| ICE US |
Amendment to Disruptive Trading Practices FAQ |
08/14/2017 |
Certified |
08/28/2017 |
|
1 |
| COMEX |
Notification Regarding the Expansion of the Listing Schedule, the Addition of Intra-Commodity Spreads for BTIC Transactions in Standard and Poor's 500 Total Return Index Futures Contract and the Issuance of Market Regulation Advisory Notice RA1814-5. |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| CBOT |
Modifications to the APAC FCM Incentive Program |
05/16/2019 |
Certified |
05/31/2019 |
|
2 |
| ICE US |
The Exchange is amending Rule 4.01 providing additional guidance on how firms should discharge their supervisory duties. |
12/09/2019 |
Certified |
12/23/2019 |
|
1 |
| LEDGERX |
LedgerX Revised Rulebook |
05/29/2020 |
Certified |
06/12/2020 |
|
1 |
| ICE US |
Extension of International Liquidity Provider Program |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
| CME |
Amendments to CME Rules 25501.C. ("Price Increment") and 588.H. ("Globex Non-Reviewable Trading Ranges") Table for Australian Dollar/U.S. Dollar ("AUD/USD") Futures Contract to Reduce the Minimum Price Increment |
10/26/2020 |
Certified |
11/09/2020 |
|
1 |
| ICE US |
Amendments to Softs Calendar Spreads Options Incentive Program |
12/16/2021 |
Certified |
01/03/2022 |
|
2 |
| COMEX |
Modifications to the Globex Base Metals Volume Incentive Program |
01/13/2022 |
Certified |
01/28/2022 |
|
2 |
| ICE US |
Amendments to the Environmental Futures Capped Incentive Plan |
07/28/2023 |
Certified |
08/11/2023 |
|
2 |
| CME |
Modifies the Block Trade Minimum Size for Credit Index Event Contracts from 20 to 10 contracts . CME No. 07-42 |
06/11/2007 |
Certified |
06/29/2007 |
|
1 |
| NYMEX |
Provides Notice to Members regarding documentary obligations and standards for NYMEX ClearPort Clearing Transactions. NYMEX #07.102 |
08/21/2007 |
Certified |
08/22/2007 |
|
1 |
| CME |
Changes the list of eligible products to trade as All-or-None (AON) transactions in the open outcry, the minimum AON quantity thresholds, and minimum counterparty thresholds. Market Regulation Advisory Notice RA0814-3, CME & CBOT #08-106 |
06/27/2008 |
Certified |
08/05/2008 |
|
1 |
| NYMEX |
Deletes Rule 851 (Required use of ATOM by Clearing Members and Floor Brokers). as NYMEX will no longer use the ATOM system for the payment of brokerage. NYMEX #09.49 |
03/26/2009 |
Certified |
04/16/2009 |
|
1 |
| CBOT |
Amends Rule 588.K to remove NYMEX Propane futures contract from the list of Globex No Bust Ranges since this product has been delisted. CME/CBOT/NYMEX #09-219 |
09/24/2009 |
Certified |
09/24/2009 |
|
1 |
| ICE US |
Amendment to rules requiring each clearing member to be the guarantor of the trades that it enabled and no single clearing member is liable to bear the financial risk of trades that were enabled by another clearing member. ICE US #10-52 |
12/06/2010 |
Certified |
12/17/2010 |
|
1 |
| ICE US |
Amendments to Combine the USDX Market Maker and USDX Member Firm Fee Programs and renamed FX Market Maker Program ("FX MMP"). ICE US #11-32 |
05/20/2011 |
Certified |
05/27/2011 |
|
1 |
| ICE US |
Notice that Additional Products may be Subject to Price Adjustment under the Exchange's Error Policy and Amendments to the Guidelines for the Treatment of Short-Term Price Spikes. ICE US #11-40 |
06/27/2011 |
Certified |
07/11/2011 |
|
1 |
| CBOT |
Modifications to the CBOT Volume Discount Incentive Program. CBOT #11-495R |
12/12/2011 |
Certified |
12/22/2011 |
|
1 |
| NYMEX |
Implementing a Market Making Program in support of Light Sweet Crude Oil Futures Products traded on globex during extended trading hours. NYMEX #12-040 |
02/10/2012 |
Certified |
02/28/2012 |
|
2 |
| CBOT |
Modifications to CME and CBOT E-mini Equity Options Market Making Program on Globex. CME/CBOT #12-175 |
06/12/2012 |
Certified |
06/27/2012 |
|
1 |
| NYMEX |
Modifications to the NYMEX International Crude and Refined Products Incentive Program. NYMEX #12-339 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
| OCX |
Delisting of a Security Futures Product. |
06/24/2013 |
Certified |
07/10/2013 |
|
1 |
| NODAL |
Amendments to Rule 4.11 of the Nodal Exchange Rulebook |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| CME |
Extension of the CME Ibovespa Index USD-Denominated Futures Market Maker Program. CME #13-429 |
12/04/2013 |
Certified |
12/19/2013 |
|
2 |
| ICE US |
Amendments to Exchange Rule 27.02(ix) and the Exchange's Error Trade Policy which provide that limit orders to sell at prices below the lower Reasonability Limit and Limit Order to buy at prices above the upper RL. ICE US #14-16 |
02/24/2014 |
Certified |
03/11/2014 |
|
1 |
| NODAL |
Amendments to Rule 3.16.2 - Authorized Broker Requirements. NODAL #14-001 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in One New Comex Product NYMEX/COMEX #14-139 |
04/21/2014 |
Certified |
05/06/2014 |
|
1 |
| CME |
Modifications to the CME E-mini S&P Select Sector Index Futures Market Maker Program. CME #14-146 |
05/15/2014 |
Certified |
05/30/2014 |
|
2 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures U.S. Tiered Volume Liquidity Provider Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| NFX |
Amendments to Exchange Rules |
06/12/2015 |
Certified |
06/26/2015 |
|
1 |
| ICE US |
Amendments to Disciplinary Rules increase the maximum monetary penalty that may be imposed as a disciplinary sanction for the violation of an Exchange Rule. |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Options Gateway Incentive Program |
12/09/2015 |
Certified |
12/23/2015 |
|
2 |
| NFX |
Rules Associated with Four New NFX Fuel Oil Futures Contracts. |
07/15/2016 |
Certified |
07/29/2016 |
|
2 |
| CME |
Implementation of the Volatility-Quoted Options Market Maker Program |
10/06/2016 |
Certified |
10/21/2016 |
|
4 |
| CME |
Modifications to E-mini Nikkei 225 Yen-Denominated Futures Market Maker Program |
11/28/2016 |
Certified |
12/12/2016 |
|
2 |
| MGE |
Deletion of rules relating to Apple Juice Concentrate, which is being delisted under MGEX Submission 18-9. |
04/24/2018 |
Certified |
05/08/2018 |
|
1 |
| ICE US |
Effective October 26, 2018, the Exchange is launching a new Henry Futures Participant Development Program. |
10/11/2018 |
Certified |
10/25/2018 |
|
2 |
| CBOT |
Implementation of the CBOT Ultra 10 Options Market Maker Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| NYMEX |
Modifications to the European Power Liquidity Program |
01/14/2019 |
Certified |
02/01/2019 |
|
2 |
| COMEX |
Trading-at-Marker ("TAM") Eligibility for the Copper Futures Contract |
02/01/2019 |
Certified |
02/15/2019 |
|
2 |
| NYMEX |
Modifications to the Retail Broker Incentive Program |
05/16/2019 |
Certified |
05/31/2019 |
|
1 |
| CFE |
The Amendment clarifies when CFE may re-open trading in a CFE contract following a Level 3 Market Decline. |
01/13/2020 |
Certified |
01/28/2020 |
|
1 |
| ICE US |
Extension of PMX Flat Fee Option Volume Liquidity Provider Program |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
| CME |
Modifications to the Micro E-mini Futures Market Maker Program |
01/08/2021 |
Certified |
01/25/2021 |
|
2 |
| ICE US |
Amendments to Exchange Rule 4.18 |
10/01/2021 |
Certified |
10/18/2021 |
|
1 |
| ICE US |
Amendments to MICRO NYSE FANG + Market Maker Program |
12/16/2021 |
Certified |
01/03/2022 |
|
2 |
| COMEX |
Modifications to the Global Aluminum Futures Volume Incentive Program |
01/13/2022 |
Certified |
01/28/2022 |
|
2 |
| CME |
Extension of the IPOX Futures Fee Discount Program |
03/10/2022 |
Certified |
03/24/2022 |
|
1 |
