| CANTOR |
Amendment to Addendum to Compliance Manual regarding communications with CFTC |
11/12/2021 |
Certified |
11/29/2021 |
|
2 |
| NYMEX |
Modifications to the NYMEX Natural Gas Futures Volume Incentive Program |
12/16/2021 |
Certified |
01/03/2022 |
|
2 |
| COMEX |
Modifications to the Copper Options Liquidity Provider Program |
04/14/2022 |
Certified |
04/28/2022 |
|
2 |
| COMEX |
Amendments to Daily Settlement Procedure Document of the Aluminum Futures Contract |
06/29/2022 |
Certified |
07/14/2022 |
|
1 |
| COIN |
Amendment to LMX Labs Crypto Lead Market Maker Program |
08/15/2022 |
Certified |
08/29/2022 |
|
2 |
| CME |
Modifications to the Ether/Bitcoin Ratio Futures Market Maker Program |
09/11/2023 |
Certified |
09/25/2023 |
|
2 |
| ICE US |
Extension of the MSCI New Participant Program |
12/18/2023 |
Certified |
01/03/2024 |
|
2 |
| MGE |
MGEX Committee Charters |
03/25/2024 |
Certified |
04/08/2024 |
|
2 |
| LEDGERX |
Updates to User Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| CME |
Adds the No-Bust Ranges for Credit Index Event Futures, NYMEX Energy Options and COMEX Metals Options and Removes NYMEX Sugar 14 Futures and Agricultural Options Contracts. CME Submission No. 07-45 |
06/18/2007 |
Certified |
06/20/2007 |
|
1 |
| NFX |
Provides for the Recovery of Exchange Costs of Defending Legal Proceedings. NFX #2009-05 |
03/26/2009 |
Certified |
08/20/2009 |
|
1 |
| CME |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/30/2010 |
|
1 |
| CFE |
Amendments to VIX futures changing the start time, establishes a separate no-bust range, and prohibits the submission of market orders during extended trading hours. CFE #2010-13 |
12/08/2010 |
Certified |
12/22/2010 |
|
1 |
| COMEX |
Advisory Notice clarifying that the restriction on passing money between accounts via prearranged trades pursuant Rule 432.G, applies to all transactions, inclusive of those that are bilaterally negotiated and submitted to CME Clearing. COMEX #11-166 |
04/25/2011 |
Certified |
04/25/2011 |
|
1 |
| COMEX |
Issuance of MRA Notice 1106-4 to introduce Trading at Marker trading purusant to Rule 524 based on the Singapore market close at 4:30pm. NYMEX/COMEX #11-251 |
06/29/2011 |
Certified |
07/13/2011 |
|
1 |
| CCFE |
CCFE Wind-Down and Block Trade Minimum Waiver for the scheduled closing at the end of the first quarter of 2012. CCFE #11-11 |
12/13/2011 |
Certified |
12/20/2011 |
|
1 |
| ICE US |
Extending the terms of the Russell Index Options Market Maker Program. ICE US #12-90 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| NYMEX |
Modifying the fee schedule applicable to trading US Domestic Hot-Rolled Coil Steel Index Options contracts. NYMEX #13-261 |
06/26/2013 |
Certified |
07/12/2013 |
|
1 |
| NFX |
Amending a rule concerning Market Orders and a Futures Trader Alert. NFX #2013-16 |
08/19/2013 |
Certified |
09/04/2013 |
|
1 |
| CBOT |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| CME |
Modifications to the Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #13-397 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| NYMEX |
Modifications to NYMEX Crude and Refined Futures Market Maker Program NYMEX #14-047 |
02/06/2014 |
Certified |
02/22/2014 |
|
2 |
| COMEX |
Implementing the Cross-Product Option Market Maker Program. CME/NYMEX/COMEX #14-176 |
05/16/2014 |
Certified |
05/31/2014 |
|
1 |
| COMEX |
Revision to CME Group Market Regulation Advisory Notice RA1311-5RR - to require that the execution time of EFRPs entered into CME ClearPort be entered in the local time of the party(ies) entering the EFRP. CME/CBOT/NYMEX/COMEX #14-251 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| COMEX |
Modifications to Globex Core Metals Volume Incentive Program. |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures U.S. PJM Option Waiver Volume Liquidity Provider Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| NADEX |
Adds "US" to "Financial Institution"; Clarify FCM withdrawal amount; Add Prohibitions; Add Settlement procedures; Amend contract duration definitions; Amend title for Fed Funds; Amend increment levels for Nonfarm Payrolls and remove unused contracts |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |
| NYMEX |
Modifications to Energy Options Market Maker Program |
04/14/2016 |
Certified |
04/28/2016 |
|
2 |
| NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program. |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
| MGE |
MGEX Resolution requires that electronic warehouse receipts be used for delivery of Hard Red Spring Wheat, instead of paper warehouse receipts. |
05/23/2017 |
Certified |
06/07/2017 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| NYMEX |
Implementation of the NYMEX Natural Gas Options Liquidity Provider Program |
06/12/2018 |
Certified |
06/26/2018 |
|
2 |
| CME |
Modifications to the CME FX Link Market Maker Program |
01/14/2019 |
Certified |
02/01/2019 |
|
2 |
| NADEX |
Nadex removes $50 cap on trading fees for Direct Trading Members. |
05/16/2019 |
Certified |
05/31/2019 |
|
1 |
| NYMEX |
Modifications to the Crude and Refined OTC Incentive Program |
01/13/2020 |
Certified |
01/28/2020 |
|
2 |
| ICE US |
Extension of PLM Option Flat Fee Volume Liquidity Provider Program |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
| NYMEX |
Increase in the Minimum Price Fluctuation of the Palladium Futures and Micro Palladium Futures Contracts |
10/27/2020 |
Certified |
11/10/2020 |
|
2 |
| NYMEX |
Implementation of the NYMEX Micro Crude Oil Liquidity Provider Program |
06/11/2021 |
Certified |
06/25/2021 |
|
2 |
| CME |
Modifications to the CME USD-Denominated Ibovespa Index Futures Market Maker Program |
10/04/2021 |
Certified |
10/19/2021 |
|
2 |
| MGE |
Amendments to MGEX Bylaws 2.2. and 7.9. |
11/12/2021 |
Certified |
11/29/2021 |
|
2 |
| NYMEX |
Modifications to the NYMEX Oil Options Program |
12/16/2021 |
Certified |
01/03/2022 |
|
2 |
| COMEX |
Modifications to the Busheling Ferrous Scrap Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
2 |
| LEDGERX |
Revision to compliance manual |
10/03/2022 |
Certified |
10/18/2022 |
|
3 |
| CME |
Modifications to the CME FX Link Market Maker Program |
09/12/2023 |
Certified |
09/26/2023 |
|
2 |
| ICE US |
Amendments to MSCI Index ContractsDesignated Market Maker Program |
12/18/2023 |
Certified |
01/03/2024 |
|
2 |
| MGE |
Provides the Board of Directors with authority to borrow funds for emergencies without an ownership vote. |
02/05/2008 |
Certified |
02/15/2008 |
|
1 |
| CBOT |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/30/2010 |
|
1 |
| KCBT |
Provides notification of the intention to add new Rules 21100.01 and 2100.02 (FCM "Participation Agreement" & eligible swap participant "Certification of Eligibility" forms) to its petition dated May 26, 2009. |
03/08/2010 |
Certified |
03/15/2010 |
|
1 |
| ELX |
Amendment to Rule II-7 to make explicit conforming changes to the rule which currently includes provisions to automatically conform to corresponding changes in CFTC Regulations. |
12/09/2010 |
Certified |
12/16/2010 |
|
1 |
| NYLIFFE |
Guidance Regarding the Application of Exchange Rule 616(a) to the Activities of Designated Market Makers. |
03/09/2011 |
Certified |
12/27/2011 |
|
1 |
