| CME |
Implementation of the FX US Dollar/Chinese Renminbi (CNY) Futures Market Maker Program. CME #11-313 |
08/08/2011 |
Certified |
08/23/2011 |
|
1 |
| CME |
Modifications to the CME Interest Rate Market Maker Program for Eurodollar Pack and Bundle Futures. CME #11-414 |
12/13/2011 |
Certified |
12/29/2011 |
|
1 |
| ICE US |
Extending the terms of the FX Member Firm Fee Program. ICE US #12-92 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| CME |
Adoption of New CME Rule 549, Revisions to CME Rules 531, 532, 533 and 539. CME/CBOT/NYMEX/COMEX #13-060 |
02/27/2013 |
Certified |
03/14/2013 |
|
1 |
| NYMEX |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| CBOT |
Modifications to the Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #13-397 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| NYMEX |
Modifications to NYMEX Natural Gas Basis Market Maker Program. NYMEX #14-169 |
05/15/2014 |
Certified |
05/30/2014 |
|
2 |
| NYMEX |
Revision to CME Group Market Regulation Advisory Notice RA1311-5RR - to require that the execution time of EFRPs entered into CME ClearPort be entered in the local time of the party(ies) entering the EFRP. CME/CBOT/NYMEX/COMEX #14-251 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| ICE US |
Extension of Henery Hub Penultimate Futures Liquidity Provider Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| NODAL |
The 40.6(a) rule certification is amending the minimum block size to 5 lots for all the electric power futures contracts listed on Nodal Exchange. |
02/09/2015 |
Certified |
02/24/2015 |
|
3 |
| CANTOR |
Revision to Rule III-1(f) |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |
| CBOT |
Modifications to the CBOT Agricultural Back Month Incentive Program |
12/10/2015 |
Certified |
12/24/2015 |
|
2 |
| COMEX |
Modifications to the COMEX Gold Kilo Futures Market Maker Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
| NFX |
To include new products in the Energy Broker Incentive Program |
05/23/2016 |
Certified |
06/07/2016 |
|
2 |
| NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program |
10/07/2016 |
Certified |
10/24/2016 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| CME |
Modifications to the E-mini Futures Volume Incentive Program |
01/16/2018 |
Certified |
01/30/2018 |
|
2 |
| CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program |
06/12/2018 |
Certified |
06/26/2018 |
|
1 |
| COMEX |
Amendments to the Daily Settlement Procedure Documents for the Zinc, Aluminum and Lead Futures Contracts |
07/18/2018 |
Certified |
08/01/2018 |
|
1 |
| CBOT |
Modifications to the Grain & Oilseed Deferred Futures Contract Market Maker Program |
01/14/2019 |
Certified |
02/01/2019 |
|
2 |
| CFE |
The Amendment makes three clarifications to the CFE Fee Schedule. |
02/01/2019 |
Certified |
02/15/2019 |
|
2 |
| NYMEX |
Modifications to the NYMEX Brent Options ("BZO") Liquidity Provider Program |
01/13/2020 |
Certified |
01/28/2020 |
|
2 |
| COMEX |
Modifications to the Gold (Enhanced Delivery) Futures Market Maker Program |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
| NADEX |
Nadex amends the terms of its Refer-a-Friend Program. |
12/01/2020 |
Certified |
12/15/2020 |
|
1 |
| COMEX |
Modifications to the Hot-Rolled Coil Steel Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
2 |
| CBOT |
Implementation of the Ultra 10 Options Market Maker Program |
09/12/2023 |
Certified |
09/26/2023 |
|
1 |
| ICE US |
New MSCI Associated Contracts Program |
12/18/2023 |
Certified |
01/03/2024 |
|
2 |
| NYMEX |
Expands the Exchange Options Market Maker Program to include NYMEX Heating Oil and RBOB options contracts NYMEX #07-103 |
08/22/2007 |
Certified |
08/30/2007 |
|
1 |
| NYMEX |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/29/2010 |
|
1 |
| NFX |
Amending NFX By-Laws and Rules to update the nominating process and other minor technical amendments to the Rules. NFX #2010-09 |
09/13/2010 |
Certified |
06/07/2011 |
|
1 |
| NADEX |
Submission of an updated Market Maker Agreement between NADEX and its current market maker, Market Risk Management. |
12/09/2010 |
Certified |
12/23/2010 |
|
1 |
| MGE |
Amendments to Resolution 2020.00 and 2101.01.B to create a single exchange fee and clearing fee structure across all trading platforms. |
04/28/2011 |
Certified |
04/28/2011 |
|
1 |
| ICE US |
Amendments to FAQ on Cleared Swaps. ICE US #11-78 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| CME |
Implementing a volume incentive program in support of certain Interest Rate futures and options products traded on the CME Globex platform and via open outcry. CME #11-505 |
12/13/2011 |
Certified |
12/29/2011 |
|
3 |
| KCBT |
Amending Rule 2005.01 pertaining to its wheat futures settlement procedures. |
07/31/2012 |
Certified |
08/15/2012 |
|
1 |
| ICE US |
Extension of Terms of Russell Individual Member Fee Program. ICE US #12-94 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| CBOT |
Adoption of New CME Rule 549, Revisions to CME Rules 531, 532, 533 and 539. CME/CBOT/NYMEX/COMEX #13-060 |
02/27/2013 |
Certified |
03/14/2013 |
|
1 |
| NYMEX |
Revisions to Natural Gas Options Market Maker Program. NYMEX #13-141R |
04/22/2013 |
Certified |
05/07/2013 |
|
2 |
| COMEX |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| NYMEX |
Modifications to the Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #13-397 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| NYMEX |
Globex Metals Spreads Incentive Program for Highly Passive Participants |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| CBOT |
Modifications to Agricultural Options Market Maker Program |
12/10/2015 |
Certified |
12/24/2015 |
|
1 |
| NFX |
Trading Incentive Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
| COMEX |
Implementation of the COMEX Options Volume Incentive Program |
04/14/2016 |
Certified |
04/28/2016 |
|
2 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| NYMEX |
Modifications to the NYMEX Brent Options ("BZO") Liquidity Provider Program |
01/16/2018 |
Certified |
01/30/2018 |
|
2 |
| CBOT |
Termination of Condition of Force Majeure with Respect to Corn Shipping Stations on the Illinois River |
03/06/2018 |
Certified |
03/20/2018 |
|
1 |
| NADEX |
Amends Rules to distinguish authority to limit trading; clarifies language and specifies when disciplinary action is considered final; allows for the charging of interest on negative amounts. This filing also affects Nadex as a DCO. |
10/12/2018 |
Certified |
10/26/2018 |
|
1 |
| CME |
Modifications to the FX Futures Block Price Maker Fee Waiver Program |
01/15/2019 |
Certified |
02/01/2019 |
|
1 |
| NFX |
Extension of the quote liquidity provisioning program and updating the change in fees from $0.03 to $0.05 for the Off-Peak 25 MWH contracts. |
05/17/2019 |
Certified |
06/03/2019 |
|
1 |
