| NFX |
Amends trading rules for the NFX XL Trading System. NFX #2009-08 |
03/27/2009 |
Certified |
04/03/2009 |
|
1 |
| CBOT |
Amends the no bust ranges. CME/CBOT/NYMEX #09-165 |
08/17/2009 |
Certified |
08/17/2009 |
|
1 |
| ELX |
Provides secured connectivity to its system via the internet for transmission of orders and market data, effective 9/28/09, through its secure internet connectivity solution, ELX Net. ELX Futures #2009-013 |
09/25/2009 |
Certified |
05/20/2010 |
|
1 |
| ICE US |
Provides Thanksgiving Holiday Trading Hours. ICE US #09-54 |
11/23/2009 |
Certified |
11/23/2009 |
|
1 |
| CME |
Issues Market Reg Advisory Notices RA1001-5 (creating/trading User Defined Spreads to deceive/ disadvantage others) and RA1002-5 (entry/cancel of pre-open orders to manipulate opening price or identify the depth of the book). CME/CBOT/NYMEX #10-008 |
01/07/2010 |
Certified |
05/17/2010 |
|
1 |
| CBOT |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
| NYMEX |
Implementing a Market Making Program for certain metals and energy contracts on Globex. NYMEX/COMEX #11-385 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| CBOT |
Revision to Oats Futures Settlement Procedure and Revisions to CME Group Daily Settlement Procedures Document. CBOT #11-498 |
12/13/2011 |
Certified |
12/29/2011 |
|
1 |
| NYMEX |
Modifying the existing Diverse Trading Non-Member International Commercial Firms Energy Incentive Program. NYMEX #12-162 |
06/12/2012 |
Certified |
06/27/2012 |
|
2 |
| ICE US |
Extending the terms of the Grain Customer Volume Rebate Program. ICE US #12-95 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| COMEX |
Adoption of New CME Rule 549, Revisions to CME Rules 531, 532, 533 and 539. CME/CBOT/NYMEX/COMEX #13-060 |
02/27/2013 |
Certified |
03/14/2013 |
|
1 |
| NADEX |
Notice of Emergency Action: Initial Jobless Claims and Federal Funds Binary Contracts Will Not Be Listed Week of October 21, 2013. |
10/18/2013 |
Certified |
11/02/2013 |
|
1 |
| CME |
Modifications to the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #13-398 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| ICE US |
Implementing the Russell Contract CTA and Hedge Fund Fee Program. ICE US #14-42 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures Physical Environmental Product Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| CME |
Modifications to CME/CBOT E-mini Equity Index Futures Market Maker Program |
03/17/2015 |
Certified |
03/31/2015 |
|
4 |
| NFX |
Corrections to Rulebook |
05/04/2015 |
Certified |
05/18/2015 |
|
1 |
| CME |
Listing of Three (3) Futures Contracts on the CME Globex Trading Platform |
06/12/2015 |
Certified |
06/26/2015 |
|
1 |
| OCX |
New OCX Rules 618 (Wash Trades), 619 (Money Passes), 620 (Accommodation Trading) & NTM 2015-35 |
11/17/2015 |
Certified |
12/02/2015 |
|
1 |
| CBOT |
Implementation of the Ultra 10-Year Futures Market Maker Program |
12/10/2015 |
Certified |
12/24/2015 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Options Incentive Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
| ICE US |
New PJM Liquidity Provider Program |
07/15/2016 |
Certified |
07/29/2016 |
|
2 |
| CDE |
Extension of Broker Rebate Incentive Program |
10/10/2016 |
Certified |
10/24/2016 |
|
2 |
| CBOT |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| NFX |
Amending the fee schedule in connection with the listing of two Options on financial futures contracts, the NFX Option on Heating Oil Penultimate Financial Futures and NFX Options on NFX RBOB Gasoline Penultimate Financial Futures. |
02/21/2017 |
Certified |
03/07/2017 |
|
1 |
| CME |
Implementation of the Eurodollar Options Pit Broker Program |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| NYMEX |
Implementation of the NYMEX Natural Gas Futures Volume Incentive Program |
01/16/2018 |
Certified |
01/30/2018 |
|
2 |
| CME |
Modifications to the TOPIX Futures Market Maker Program |
01/15/2019 |
Certified |
02/01/2019 |
|
2 |
| CME |
Amendments to the CME Globex Trade Matching Algorithm for the Japanese Yen/U.S. Dollar ("JPY/USD") and Euro/U.S. Dollar ("EUR/USD") Futures Calendar Spread Transactions |
07/18/2019 |
Certified |
08/01/2019 |
|
1 |
| CME |
Extension of the FX Options Give-up Surcharge Fee Waiver Program |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
01/14/2020 |
Certified |
01/29/2020 |
|
2 |
| LEDGERX |
Revised Operations Manual and BCDR Plan |
03/04/2020 |
Certified |
03/18/2020 |
|
1 |
| COMEX |
Implementation of the Iron Ore Volume Incentive Program |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
11/12/2021 |
Certified |
11/29/2021 |
|
5 |
| COMEX |
Modifications to the Global Aluminum Futures Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
2 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
08/16/2022 |
Certified |
08/30/2022 |
|
3 |
| CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
12/18/2023 |
Certified |
01/03/2024 |
|
1 |
| NYMEX |
Implementation of the NYMEX Crude Oil Incentive Program |
01/31/2024 |
Certified |
02/14/2024 |
|
2 |
| CME |
Clarifies the Pre-Execution Discussion of Trades Under the GLOBEX Call Market Trading Algorithm to Explicitly Identify Applicable Contracts. CME No. 07-24 |
04/11/2007 |
Certified |
04/24/2007 |
|
1 |
| CBOT |
Prohibits pre-execution communications. CBOT RA0802-1; CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
| MGE |
Requires quarterly financial statements from non-FCM members with clearing privileges. |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
| CME |
Amends the CME Interpretation of Rule 580 - GLOBEX Trade Algorithms and Position Limit and Reportable Level Table to remove references to the Two-, Five- and Ten-Year Swap futures based on the upcoming delisting of the products. CME #09-056 |
03/27/2009 |
Certified |
03/27/2009 |
|
1 |
| NYMEX |
Amends the no bust ranges. CME/CBOT/NYMEX #09-165 |
08/17/2009 |
Certified |
08/17/2009 |
|
1 |
| NYLIFFE |
Amends Rule 423(e) relating to the Reporting of Block Transactions. NYLIFFE #2009-118 |
09/28/2009 |
Certified |
10/15/2009 |
|
1 |
| CBOT |
Issues Market Reg Advisory Notices RA1001-5 (creating/trading User Defined Spreads to deceive/ disadvantage others) and RA1002-5 (entry/cancel of pre-open orders to manipulate opening price or identify the depth of the book). CME/CBOT/NYMEX #10-008 |
01/07/2010 |
Certified |
05/17/2010 |
|
1 |
| NYMEX |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
| COMEX |
Implementing a Market Making Program for certain metals and energy contracts on Globex. NYMEX/COMEX #11-385 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| NFX |
Amendments to NFX Fee Schedule. NFX #2011-18 |
12/13/2011 |
Certified |
12/29/2011 |
|
1 |
| ICE US |
Extension of Terms of Grain Executing Broker Rebate Program. ICE US #12-96 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
