| LEDGERX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
3 |
| CME |
Implementation of the SOFR Options Broker Incentive Program |
11/15/2021 |
Certified |
11/30/2021 |
|
1 |
| NYMEX |
Modifications to the Gateway to NYMEX Oil Options Program |
12/17/2021 |
Certified |
01/04/2022 |
|
2 |
| CBOT |
Modifications to the International Incentive Program |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
| COMEX |
Modifications to the HRC Steel Options Liquidity Provider Program |
08/17/2022 |
Certified |
08/31/2022 |
|
2 |
| MGE |
MGEX Rulebook Update |
10/05/2022 |
Certified |
10/20/2022 |
|
1 |
| CME |
Expansion of the Block Trade Reporting Window for all Cryptocurrency Futures and Options Contracts to From Five (5) to Fifteen (15) Minutes Applicable to all Trading Hours |
02/08/2023 |
Certified |
02/23/2023 |
|
1 |
| MGE |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
09/13/2023 |
Certified |
09/27/2023 |
|
3 |
| ICE US |
Amendments to the Exchange's Trade-at Settlement ("TAS") FAQ, which make Vintage 2023 and 2024 California Carbon Allowances TAS eligible. |
11/03/2023 |
Certified |
11/20/2023 |
|
1 |
| CBOT |
Modifications to the CME/CBOT Interest Rate Options Give Up Incentive Program |
12/19/2023 |
Certified |
01/04/2024 |
|
2 |
| NFX |
Provides Notice of Closure on Good Friday holiday, Friday March 21, 2008. PBOT #2008-03 |
03/19/2008 |
Certified |
03/19/2008 |
|
1 |
| NYMEX |
Provides for the change from NYMEX ClearPort to CME ClearPort. NYMEX #09-59 |
04/02/2009 |
Certified |
04/17/2009 |
|
1 |
| NYMEX |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
| CBOT |
Amends Rule 588.G - No Bust Range, to remove COMEX Aluminum from the list of Globex No Bust Ranges since Aluminum has been delisted. CME/CBOT/NYMEX #09-252 |
10/27/2009 |
Certified |
10/27/2009 |
|
1 |
| NYMEX |
Implements an Incentive program with regard to the listing of five Argus Swap Futures Contracts for Clearing through CME ClearPort and Trading on the NYMEX trading floor. NYMEX #09-282 |
11/20/2009 |
Certified |
01/15/2010 |
|
1 |
| CME |
Modifications to the E-mini S&P Select Sector Index Futures Market Maker Program. CME #11-217 |
05/27/2011 |
Certified |
06/10/2011 |
|
1 |
| CME |
Amendments to Rule 588.G removes references to NYMEX SO2 Emissions, NYMEX SO2 Emissions 25 Allowance, NYMEX Seasonal NOX, and NYMEX Annual NOX futures contracts due to delisting of these products. CME/CBOT/NYMEX #11-315 |
08/10/2011 |
Certified |
08/10/2011 |
|
1 |
| GREENX |
Adopting a liquidity provider program for GreenX's products pursuant to Rule 544. GREENX #2011-28 |
12/14/2011 |
Certified |
12/30/2011 |
|
1 |
| CBOT |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Long-Term US Treasury Bond Futures. CBOT #12-372 |
11/09/2012 |
Certified |
11/28/2012 |
|
1 |
| OCX |
Revising OneChicago Rule 416, adds clarity that the Exchange of Future for Physical consists of a futures component and an underlying stock component combined into a single transaction. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX OTC Broker Incentive Program. NYMEX #13-238 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| NYLIFFE |
Announcing the Introduction of an Enhanced Liquidity Provider Program for GCF Futures. NYLIFFE #2013-114 |
08/20/2013 |
Certified |
09/05/2013 |
|
1 |
| NFX |
Exchange's Rulebook amended governing FX Futures Daily Settlement Price. NFX #2013-24 |
11/15/2013 |
Certified |
12/03/2013 |
|
1 |
| CME |
Extension of the CME Futures and Options Tier Aggregation. CME #13-426 |
12/05/2013 |
Certified |
12/20/2013 |
|
2 |
| COMEX |
Copper Futures Commercial Partnership Program |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| CBOT |
Modifications to the CME/CBOT Equity Index Options Market Maker Program |
06/12/2015 |
Certified |
06/26/2015 |
|
2 |
| TRUEEX |
Submission contains various rule amendments.Many are made at the request of DMO Staff as part of the review process of trueEX's SEF application.trueEX also offers swaps on the DCM & has a consolidated rulebook,therefore trueEX is making this DCM filing. |
10/05/2015 |
Certified |
10/20/2015 |
|
1 |
| CFE |
Rule Certification that sets forth changes to the CFE Fee Schedule. |
12/11/2015 |
Certified |
12/28/2015 |
|
1 |
| CME |
Modifications to the Latin America Fund Manager Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| CME |
Notification Regarding the Listing of Options on South African Rand/U.S. Dollar (ZAR/USD) Futures on CME Globex. |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
| ICE US |
Emergency Action - Delayed Open for Financial Power Futures and Options Markets |
06/27/2017 |
Certified |
07/12/2017 |
|
2 |
| NYMEX |
Amendments to Rule 817 ("Liquidity Facility") |
10/09/2017 |
Certified |
10/23/2017 |
|
1 |
| NYMEX |
Implementation of the Globex Precious Metals Volume Incentive Program |
01/17/2018 |
Certified |
01/31/2018 |
|
2 |
| ICE US |
Public guidance on position limits, accountability levels, aggregation of positions, and exemptions from position limits |
03/08/2018 |
Certified |
03/22/2018 |
|
1 |
| NYMEX |
Modifications to the NYMEX Natural Gas Options Portfolio Program |
06/14/2018 |
Certified |
06/28/2018 |
|
2 |
| ICE US |
Effective September 21, 2018, the Exchange is launching a new ICE Futures U.S. PJM Basis Power Future Flat Fee Liquidity Provider Program. |
09/05/2018 |
Certified |
09/19/2018 |
|
2 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Options Incentive Program |
01/15/2019 |
Certified |
02/01/2019 |
|
2 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 930.C. ("Acceptable Performance BondDeposits") Permitting Clearing Members to Accept Fully Collateralized Letters of Credit as Performance Bond. |
02/05/2019 |
Certified |
02/20/2019 |
|
2 |
| CME |
Modifications to the FX Monthly Futures Market Maker Program |
01/14/2020 |
Certified |
01/29/2020 |
|
2 |
| CFE |
Updates and amendments to IBIG futures LLM Program. |
06/05/2020 |
Certified |
06/19/2020 |
|
2 |
| ICE US |
Amendments to ICE Futures U.S. Bakkt Bitcoin (USD) Monthly Futures Contract |
10/29/2020 |
Certified |
11/13/2020 |
|
2 |
| NYMEX |
Modifications to the Crude and Refined OTC Market Development Program |
01/12/2021 |
Certified |
01/27/2021 |
|
2 |
| CBOT |
Implementation of the SOFR Options Broker Incentive Program |
11/15/2021 |
Certified |
11/30/2021 |
|
1 |
| NYMEX |
Modifications to the Gateway to NYMEX Gas Options Program |
12/17/2021 |
Certified |
01/04/2022 |
|
2 |
| CBOT |
Modifications to the Central Bank Incentive Program |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
| CBOT |
Modifications to the Grain & Oilseed Futures ETH Market Maker Program |
07/01/2022 |
Certified |
07/18/2022 |
|
1 |
| COMEX |
Modifications to the Micro Copper Market Development Program |
08/17/2022 |
Certified |
08/31/2022 |
|
2 |
| COMEX |
Modifications to the Shanghai Gold Futures Liquidity Provider Program |
09/14/2023 |
Certified |
09/28/2023 |
|
2 |
| CME |
Modifications to the CME Short-Term Interest Rate ("STIR") Options Pit Liquidity Provider Program |
12/19/2023 |
Certified |
01/04/2024 |
|
1 |
