| COMEX |
Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| NYMEX |
Modifications to the NYMEX Energy Products Resting Order Incentive Program. NYMEX #12-383 |
11/15/2012 |
Certified |
12/01/2012 |
|
2 |
| NFX |
Amending Acceptable Trade Range Rule and a Futures Trader Alert. NFX #2013-17 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
| NADEX |
Amending the Trading Hours for its Daily and Weekly Germany 30 and FTSE 100 Binary and Variable Payout Contracts. |
01/10/2014 |
Certified |
01/28/2014 |
|
1 |
| NADEX |
EMERGENCY ACTION -Due to decreased activity in the underlying market, Nadex will not be listing its AUD/JPY Binary contracts the week of 8/25/14, in order to avoid delayed settlements. This action also affects Nadex as a DCO. Action was implemented 8/25. |
08/26/2014 |
Certified |
09/10/2014 |
|
2 |
| CBOT |
Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850 |
09/24/2014 |
Certified |
10/08/2014 |
|
1 |
| COMEX |
Implementation of the Latin America Proprietary Trading Incentive Program |
12/11/2014 |
Certified |
12/26/2014 |
|
1 |
| NFX |
Direct Access |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
| NYMEX |
Modifications to Globex Core Metals Volume Incentive Program |
06/16/2015 |
Certified |
06/30/2015 |
|
2 |
| NYMEX |
Modifications to the International Coal Products Volume Incentive Program |
08/14/2015 |
Certified |
08/28/2015 |
|
2 |
| COMEX |
Modifications to the Latin America Proprietary Trading Incentive Program |
12/12/2015 |
Certified |
12/28/2015 |
|
1 |
| NYMEX |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1613-5 Regarding Block Trades. |
10/24/2016 |
Certified |
11/07/2016 |
|
1 |
| CME |
Extension of the FX Block Trading Broker Rebate Program |
11/30/2016 |
Certified |
12/14/2016 |
|
2 |
| CBOT |
Modifications to the Fed Fund Options Floor Broker Pool Program |
05/31/2017 |
Certified |
06/14/2017 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry") and Rule 574. ("Globex Access Restrictions") |
10/13/2017 |
Certified |
10/27/2017 |
|
1 |
| CBOT |
Modifications to the Latin America Proprietary Trading Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
| COMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
2 |
| NYMEX |
Modifications to the European Power Liquidity Program |
02/12/2019 |
Certified |
02/27/2019 |
|
2 |
| ICE US |
The Exchange is extending the terms of the NYSE FANG+T Index Broker Incentive Program through December 31, 2019. |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| NYMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
01/16/2020 |
Certified |
01/31/2020 |
|
2 |
| NYMEX |
Extension of the Henry Hub Strips Liquidity Provider Program |
06/11/2020 |
Certified |
06/25/2020 |
|
2 |
| NODAL |
Self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Options Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
| COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
01/13/2021 |
Certified |
01/28/2021 |
|
1 |
| COIN |
LMX Labs Rulebook Updates |
05/05/2021 |
Certified |
05/19/2021 |
|
1 |
| NYMEX |
Modifications to the Henry Hub Strips Liquidity Provider Program |
06/16/2021 |
Certified |
06/30/2021 |
|
2 |
| ICE US |
Amendments to the terms of the MSCI Designated Market Maker Program |
12/27/2021 |
Certified |
01/11/2022 |
|
2 |
| LEDGERX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
| NYMEX |
Modifications to the NYMEX Wet Freight Volume Incentive Program |
12/20/2022 |
Certified |
01/05/2023 |
|
2 |
| NYMEX |
Implementation of the NYMEX Crude Liquidity Program |
05/15/2024 |
Certified |
05/30/2024 |
|
2 |
| NYMEX |
Adopts Compliance Interpretive Notice 01-07 Regarding Trading in COMEX Metals Contracts and Amendments to Position Limit/Accountability Rules for Certain Cash-Settled COMEX Metals Contracts. NYMEX No. 07.02 |
01/09/2007 |
Certified |
01/12/2007 |
|
1 |
| USFE |
Updates Notification and Certification of change in ownership of U.S. Futures Exchange, effective as of July 1, 2007. |
09/07/2007 |
Certified |
10/22/2007 |
|
2 |
| CCFE |
Implements a new market maker program, commencing on May 5, 2008. CFFE #08-13 |
05/01/2008 |
Certified |
06/23/2008 |
|
2 |
| CME |
Changes opening time for all Globex listed Dairy Futures and Options. CME #09-236 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| NYLIFFE |
Provides Amended and Restated Limited Liability Company Agreements of NYSE Liffe US LLC and NYSE Liffe Holdings LLC; Adoption of certain related agreements. NYLIFFE #2009-124 |
01/26/2010 |
Certified |
05/03/2010 |
|
1 |
| NYMEX |
Additional Supplemental information relating to the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403S |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| KCBT |
Implementing an incentive program for KCBT Permit Holders in support of KCBT HRW Wheat Futures and Options products. KCBT #12-02 |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| TRUEEX |
Policies and Procedures regarding trades not accepted for clearing; TRUEEX |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
| NADEX |
Nadex is amending its residency requirements to allow for non-US resident exchange Members. Nadex is also registered as a DCO, which will also be impacted by this Rule change. Additionally, Nadex adds definitions and removes subsection indexing. |
08/26/2014 |
Certified |
09/10/2014 |
|
3 |
| NYMEX |
Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850 |
09/24/2014 |
Certified |
10/08/2014 |
|
1 |
| CME |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
12/11/2014 |
Certified |
12/26/2014 |
|
2 |
| NODAL |
Emergency Rule Certification providing immediate notice that MISO revised the calculation model for its day-ahead and real-time power markets, including a change in one term ("ExPost LMP" replaced "LMP")used by the Exchange in its contract specifications. |
03/20/2015 |
Certified |
04/03/2015 |
|
2 |
| COMEX |
Modifications to Globex Core Metals Volume Incentive Program |
06/16/2015 |
Certified |
06/30/2015 |
|
2 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Core Commercial Growth Incentive Program |
08/14/2015 |
Certified |
08/28/2015 |
|
2 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1516-5 Concerning Rule 575 ("Disruptive Practices Prohibited") |
10/08/2015 |
Certified |
10/23/2015 |
|
1 |
| NFX |
Market Makers |
11/23/2015 |
Certified |
12/08/2015 |
|
1 |
| COMEX |
Modifications to the 1000oz Silver Futures Resting Order Incentive Program |
12/12/2015 |
Certified |
12/28/2015 |
|
2 |
| COMEX |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
| CME |
Amendments to Rule 106.K. ("Transfer to a Trust") |
09/01/2016 |
Certified |
09/16/2016 |
|
1 |
