| NFX |
Amending Rule E29, Reportable Positions. NFX #2012-26 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NADEX |
Amending the Real-time Account Funding Level from $250 to $500, to increase the amount of funds immediately available for trading upon a member's first deposit. |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| COMEX |
Modifications to Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #12-389 |
11/21/2012 |
Certified |
12/07/2012 |
|
2 |
| CBOT |
Modifications to an existing market making program in support of certain Long-Term US Treasury Bond futures contracts that are traded on Globex. CBOT #13-179 |
05/17/2013 |
Certified |
06/04/2013 |
|
2 |
| TRUEEX |
Amending trueEX Rulebook. TRUEEX #2013-11 |
09/12/2013 |
Certified |
09/27/2013 |
|
1 |
| COMEX |
Modifications to the Volume Incentive Program for NYMEX and COMEX Metals Products. NYMEX/COMEX #13-427 |
12/11/2013 |
Certified |
12/27/2013 |
|
2 |
| NYMEX |
Notification of Amendments to 98 Electricity Futures |
07/11/2014 |
Certified |
07/29/2014 |
|
2 |
| CFE |
Rule Certification that clarifies the compliance responsibilities regarding Exchange of Contract for Related Position transactions and adds additional minor rule violations. |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in Eleven (11) New Products and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1412-4 |
11/20/2014 |
Certified |
12/05/2014 |
|
1 |
| NFX |
Adoption of "Reporting Trades Into NASDAQ Futures" Primer |
02/19/2015 |
Certified |
03/05/2015 |
|
1 |
| ICE US |
Effective September 28, 2015 the Exchange is amending the terms of the Henry Hub Options New Participant Capped Fee Program to include the new Options on Henry Penultimate Fixed Price Future 25K Contract. |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
| CBOT |
Modifications to the CBOT ETH Agricultural Trading Incentive Program |
12/15/2015 |
Certified |
12/30/2015 |
|
1 |
| NFX |
Amend the Fee Schedule as it relates to fees to include the fifteen financially settled energy futures products filed under filing SR-NFX-2016-07. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
| ICE US |
Effective June 1, 2016, the Exchange is extending the term of the World Cotton Merchant Fee Incentive Program November 30, 2016. |
05/10/2016 |
Certified |
05/24/2016 |
|
2 |
| NFX |
Amendment to Trading at Settlement Session |
10/28/2016 |
Certified |
11/14/2016 |
|
1 |
| CME |
Implementation of the Russell Futures Fee Discount Program |
04/12/2017 |
Certified |
04/26/2017 |
|
1 |
| CBOT |
Amendments to CME and CBOT Rule 588.H. ("Non-Reviewable Trading Ranges") Table for Certain Basis Trade at Index Close ("BTIC") on Certain Equity Futures Contracts |
11/21/2017 |
Certified |
12/06/2017 |
|
1 |
| ICE US |
The Exchange is launching a New ICE Futures U.S. NGL Liquidity Provider Program effective February 19, 2018. |
01/29/2018 |
Certified |
02/12/2018 |
|
2 |
| CME |
Modifications to the Korean Won Futures Market Maker Program |
12/03/2018 |
Certified |
12/17/2018 |
|
2 |
| ICE US |
Amendments to Rule 2.21 eliminate the requirement for non-FCM clearing members to file copies of their annual financial statements with the Exchange. |
06/21/2019 |
Certified |
07/08/2019 |
|
1 |
| CME |
Modifications to the APAC FCM Incentive Program |
05/14/2020 |
Certified |
05/29/2020 |
|
2 |
| NYMEX |
Extension of Alternative Quoting Requirements for July 2020 in Certain CME, CBOT, NYMEX, and COMEX Market Maker Programs |
06/16/2020 |
Certified |
06/30/2020 |
|
2 |
| CME |
Modifications to the FX Futures Blocks and EFP Intermediary Rebate Program |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
| CME |
Extension of the Nasdaq Veles California Water Index Futures Broker Rebate Program |
03/16/2022 |
Certified |
03/30/2022 |
|
2 |
| COMEX |
Implementation of the HRC Steel Options Liquidity Provider Program |
07/12/2022 |
Certified |
07/26/2022 |
|
2 |
| ICE US |
New Henry Hub Development Program |
11/29/2022 |
Certified |
12/13/2022 |
|
2 |
| COMEX |
Modifications to the Gold Options ETH Market Maker Program |
12/28/2022 |
Certified |
01/12/2023 |
|
2 |
| CME |
Amendments to the CME Globex Trading Hours for Basis Trade at Index Close ("BTIC") Transactions on CME and CBOT Commodity Index Futures Contracts |
02/23/2023 |
Certified |
03/09/2023 |
|
1 |
| ICE US |
Extension of U.S. Gulf Coast Refined Product Liquidity provider Program |
05/16/2023 |
Certified |
05/31/2023 |
|
2 |
| CDE |
Updates to CDE Default Auction Liquidity Provider Program |
01/02/2024 |
Certified |
01/17/2024 |
|
2 |
| NADEX |
Changes the HedgeStreet Trading Hours to 8:00 a.m. - 4:00 p.m. EST Trading Hours Had Been From 9:00 a.m. to 8:00 p.m.). |
01/24/2007 |
Certified |
01/24/2007 |
|
1 |
| CBOT |
Extends through December 31, 2007, Temporary Trading Privileges for B-5(COM) Category Individuals for Covered Option Spreads in 100oz Gold and 5,000 oz Silver. CBOT #2802.01 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| CME |
Allows Foreign Exchange Futures Block Trades at or Above the Specified Minimum Amounts. CME #08-201 |
12/15/2008 |
Certified |
12/15/2008 |
|
1 |
| ICE US |
Allows FCMs to accept as margin deposits from their customers the permitted investments listed in Commission Regulation 1.25. ICE US #09-27 |
06/11/2009 |
Certified |
06/16/2009 |
|
1 |
| ELX |
Clarifies provisions of ELX Rules III-3 (Restrictions on Certain Persons Who Possess Material, Non-Public Information; Trading Prohibitions) and VI-10 (Responsibility for Procedures to Assure Compliance). ELX 2009-019 |
11/06/2009 |
Certified |
03/30/2010 |
|
1 |
| CANTOR |
Deletion of terms "DBOR," "DBOR Contract," and "DBOR Contract Rules" and amendment to term "Participant Clearing Account" under Exchange Rules. CANTOR # 2010-1. |
10/08/2010 |
Certified |
10/19/2010 |
|
1 |
| NYMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391R |
01/03/2011 |
Certified |
01/10/2011 |
|
1 |
| NYMEX |
Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
| ICE US |
Implementing several Volume and Broker Incentive Programs. ICE US #12-63 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| CME |
Revisions to CME Weather Futures and Options Chapters. CME #12-343 |
10/24/2012 |
Certified |
11/08/2012 |
|
1 |
| ICE US |
Amending Block Trading Procedures which revise the block trading period and reporting requirements, and provide for aggregation of multi-leg transactions. ICE US #12-83 |
11/20/2012 |
Certified |
12/06/2012 |
|
2 |
| NFX |
Amending Rules E2 (Definitions), E10 (Market Makers and Liquidity Providers) and the Fee Schedule. NFX #2013-01 |
01/15/2013 |
Certified |
01/31/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX Natural Gas and Power Incentive Program for Commercial Firms. NYMEX #13-415 |
12/11/2013 |
Certified |
12/27/2013 |
|
2 |
| NADEX |
Nadex Limits the Number of Orders Trading Members May Submit via FIX Connection |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
| COMEX |
Extension of the Copper Futures Commercial Partnership Program |
08/17/2015 |
Certified |
08/31/2015 |
|
2 |
| ICE US |
Effective 9/28/15 the Exchange is amending the terms of the Henry Hub Nat. Gas Swaps & Options Pgm to include 3 new contracts, the HH LD1 Fixed Price Fut. 25K, the Henry Penultimate Fixed Price Fut. & the option on Henry Penultimate Fixed Price Future 25K |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
| NYMEX |
NYMEX Facilitation Fee Schedule Modifications for NYMEX Freight Contracts |
12/15/2015 |
Certified |
12/30/2015 |
|
1 |
| NFX |
Amendment to the energy broker incentive program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
| ICE US |
Effective June 1, 2016 the Exchange will implement Reasonability Limits during the Pre-Open period for all IFUS futures contracts except for U.S. Power and Gas and Physical Environment futures contracts. |
05/10/2016 |
Certified |
05/24/2016 |
|
1 |
| CFE |
The Amendment amends CFE Rules 403 (Order Entry), 414 (Exchange of Contract for Related Position), and 415 (Block Trading) to clarify information that must be included as part of an order. |
06/09/2016 |
Certified |
06/23/2016 |
|
1 |
