| CME |
Adopts a harmonized policy with respect to quotation changes in products traded in the open outcry venue. Advisory # RA0803-3, CME & CBOT 08-46 |
02/27/2008 |
Certified |
02/28/2008 |
|
1 |
| ICE US |
Ends open outcry trading for most of ICE US Futures Contracts. ICE US 08-13 |
02/28/2008 |
Certified |
03/07/2008 |
|
2 |
| CFE |
Changes (from 5 seconds to 3 seconds) the required exposure period prior to crossing two original Orders, trading against a Customer Order, and entering a matching Order pursuant to a pre-execution discussion. CFE # CFE-2008-01 |
03/04/2008 |
Certified |
04/14/2008 |
|
1 |
| NYMEX |
Imposes penalties for violations of the prohibition against OTC transactions between two Floor Members trading pursuant to an FCN guarantee. NYMEX #8.21 |
02/28/2008 |
Certified |
03/18/2008 |
|
1 |
| NYMEX |
Deletes the requirement for the Exchange to provide the CFTC with prior notice when a final decision of a Hearing Panel becomes effective. NYMEX #8.22 |
02/28/2008 |
Certified |
03/18/2008 |
|
1 |
| NYMEX |
Outlines classification of offenses for disciplinary matters; Address the ability to impose a sanction which involves a suspension of membership privileges; Clarify sanctions that apply to trades entered through NYMEX electronic platforms. NYMEX #8.23 |
02/28/2008 |
Certified |
03/18/2008 |
|
1 |
| NYMEX |
Notifies the CFTC that the Brent Crude Oil - Last Day Futures contract will be listed for trading on the NYMEX trading floor; the contract, and will continue to be listed for trading on Globex. NYMEX #8.29 |
03/04/2008 |
Certified |
03/13/2008 |
|
1 |
| NYMEX |
Notifies the CFTC that the NYMEX NOx Emission Allowance Futures and NYMEX SO2 Emission Allowance Futures Contracts will be delisted from ClearPort and will instead trade on Globex. NYMEX #8.25 |
02/29/2008 |
Certified |
03/13/2008 |
|
1 |
| NYMEX |
Notifies the CFTC of the delisting of the Brent-Oman Financial Spread Contract and the WTI-Oman Financial Spread Contract. NYMEX #8.28 |
02/28/2008 |
Certified |
03/05/2008 |
|
1 |
| ICE US |
Changes the close of trading on the Last Trading Day for Robusta Coffee and makes Temporary Changes to the Electronic Opening Times for Sugar 11, Coffee "C", Robusta, Cotton No.2 and Cocoa Futures Contracts. ICE US #08-15 |
03/05/2008 |
Certified |
03/12/2008 |
|
1 |
| ICE US |
Adopts a Russell 2000 Exchange Member Incentive Program, to encourage traders, other than Market Makers, to trade the Russell 2000 Mini Index futures contract (mini R2"). ICE US #08-19 |
03/07/2008 |
Certified |
03/10/2008 |
|
1 |
| ICE US |
Permits Trade At Settlement (TAS) orders to be priced outside the daily price limits. ICE US #08-17 |
03/07/2008 |
Certified |
03/17/2008 |
|
1 |
| NYMEX |
Reduces the number required for a quorum from seven to six panel members under Exchange Rule 3.10, Adjudication Committee. NYMEX #08.34 |
03/10/2008 |
Certified |
03/18/2008 |
|
1 |
| NFX |
Provides Block Trade and EFP rules for the listing of futures contracts on the Phlx Oil Service Sector Index, Phlx Semiconductor Sector Index, and the Phlx Housing Sector Index. PBOT #2008-02 |
03/07/2008 |
Certified |
04/24/2008 |
|
1 |
| CME |
Provides procedures and requirements for the appropriate resolution of outtrades, errors and the mishandling of orders. Market Regulation Advisory #RA0804-3. CME and CBOT 08-55 |
03/12/2008 |
Certified |
03/13/2008 |
|
1 |
| CBOT |
Provides procedures and requirements for the appropriate resolution of outtrades, errors and the mishandling of orders. Market Regulation Advisory #RA0804-3. CME and CBOT 08-55 |
03/12/2008 |
Certified |
03/13/2008 |
|
1 |
| CME |
Provides Notice of the harmonized Computerized Trade Reconstruction ("CTR") rules and enforcement programs related to trading floor recordkeeping by individual members and clearing member firms. Market Regulatory Advisory RA0805-3. CME and CBOT #08-56 |
03/13/2008 |
Certified |
03/14/2008 |
|
1 |
| CBOT |
Provides Notice of the harmonized Computerized Trade Reconstruction ("CTR") rules and enforcement programs related to trading floor recordkeeping by individual members and clearing member firms. Market Regulatory Advisory RA0805-3. CME and CBOT #08-56 |
03/13/2008 |
Certified |
03/14/2008 |
|
1 |
| NYMEX |
Provides for a new NYMEX incentive program regarding electronic trading on CME Globex of the "Green Exchange" product slate, and associated amendments to Broker Incentive Program. NYMEX #08.42 |
03/13/2008 |
Certified |
03/31/2008 |
|
1 |
| ICE US |
Expands permissible Block Trades to Cotton No.2 Futures Contracts with a minimum threshold of 500 contracts for all months. ICE US #08-20 |
03/13/2008 |
Certified |
03/13/2008 |
|
1 |
| ICE US |
Changes to Robusta trading hours on Last Trading Day, and temporary changes to the opening times for several agricultural futures products. ICE US # Amended 08-15 |
03/11/2008 |
Certified |
03/13/2008 |
|
1 |
| NYMEX |
Allows the Transfer of Listed Contracts to another Designated Contract Market. NYMEX #08.48 |
03/14/2008 |
Certified |
03/15/2008 |
|
1 |
| ICE US |
Extends the open outcry trading session for Cotton No.2 options contracts by opening trading at 8:15 am instead of 10:30 am. ICE US #08-21 |
03/18/2008 |
Certified |
03/25/2008 |
|
1 |
| NYMEX |
Provides EFP and EFS rules for new Certified Emission Reduction (CER) Futures Contract on NYMEX ClearPort Clearing and CME Globex. NYMEX #08.35 |
03/14/2008 |
Certified |
04/17/2008 |
|
1 |
| NFX |
Provides Notice of Closure on Good Friday holiday, Friday March 21, 2008. PBOT #2008-03 |
03/19/2008 |
Certified |
03/19/2008 |
|
1 |
| MGE |
Permits Hard Red Spring Wheat options contracts to trade electronically during the same time as by open outcry. |
03/19/2008 |
Certified |
03/25/2008 |
|
1 |
| NYMEX |
Provides EFP and EFS rules for eight new NOx Emissions Allowance Futures Contracts on NYMEX ClearPort Clearing and CME Globex; and SO2 Emission Allowance Option Contract on the NYMEX Trading Floor and NYMEX ClearPort Clearing. NYMEX #08.38 |
03/14/2008 |
Certified |
04/17/2008 |
|
1 |
| NYMEX |
Provides EFP and EFS rules for the new European Union Allowance (EUA) Futures Contract on NYMEX ClearPort clearing and CME Globex NYMEX #08.32 |
03/14/2008 |
Certified |
04/17/2008 |
|
1 |
| MGE |
Increases the fee for handling Exchange for Risk (EFR) transactions, adds a fee for Exchange for Physical (EFP) transactions and creates a new fee rate for delegate members. |
03/20/2008 |
Certified |
03/25/2008 |
|
1 |
| USFE |
Provides Block, EFP, Error Trade and Maximum Order Rules for the trading of futures on the SENSEX Stock Price Index. USFE #08-2 |
03/20/2008 |
Certified |
03/25/2008 |
|
1 |
| CCFE |
Allows the transfer of Trading Privilege Holder (TPH) trading privileges under limited circumstances. CCFE #08-08 |
03/25/2008 |
Certified |
05/21/2008 |
|
1 |
| ICE US |
Changes the electronic open times for some agricultural products; extends floor hours & changes closing period for Continuous Commodity Index Options Contracts; and deletes references to floor hours for Reuters Jefferies CRB Index. ICE US #08-22 |
03/26/2008 |
Certified |
03/26/2008 |
|
1 |
| NYMEX |
Provides EFP and EFS rules for New York Harbor Ethanol Futures Contract on CME GLOBEX and NYMEX ClearPort Clearing. NYMEX #08.31 |
03/26/2008 |
Certified |
04/17/2008 |
|
1 |
| CME |
Provides Notice of three Regulatory Advisories - RA0806-3, RA0807-3, RA0808-3, involving CME & CBOT Rules 536 (CTR), order entry on consolidated trading floor and 501 and 536 trading restrictions re: employees of members. CME and CBOT #08-65 |
04/02/2008 |
Certified |
04/03/2008 |
|
1 |
| CBOT |
Provides Notice of three Regulatory Advisories - RA0806-3, RA0807-3, RA0808-3. CME and CBOT #08-65 involving CME and CBOT Rules 536 (CTR), order entry on consolidated trading floor and 501 and 536 trading restrictions re: employees of members. |
04/02/2008 |
Certified |
04/03/2008 |
|
1 |
| CME |
Specifies Allowable Spreads for GEM Members. CME #08-64 |
04/03/2008 |
Certified |
04/18/2008 |
|
1 |
| CFE |
Updates CFE Fee Schedule to extend the term of CFE's Day Trade fee pilot program through December 31, 2008. CFE # CFE-2008-02 |
04/02/2008 |
Certified |
04/08/2008 |
|
1 |
| CFE |
Provides that (i) the Exchange may allow transfers of positions; and (ii) that Clearing Members may transfer positions, using mark-to-market prices of the positions on the day of the transfer. CFE # CFE-2008-03 |
04/04/2008 |
Certified |
04/15/2008 |
|
1 |
| CME |
Moves the taping and retention requirements with respect to headset communications on the trading floor from CBOT Rule 506 to CME/CBOT Rule 536.G. CME #08-66 |
04/04/2008 |
Certified |
04/10/2008 |
|
1 |
| CBOT |
Provides Notice that CBOT will settle agricultural futures contracts based upon spread relationships between contract months in each product, as provided for in current CBOT Rule 813. CBOT Market Regulatory Advisory Notice RA0808-1. CBOT #08-69 |
04/04/2008 |
Certified |
04/04/2008 |
|
1 |
| ICE US |
Reconstitutes the Trade, Executive Floor, and Business Conduct Committees. Eliminates the Booth Allocation, Floor Trading Privileges, Long Range Planning Advisory, Operation and Technology, Options and Ethics and Professionalism Committees. ICE US #08-27 |
04/10/2008 |
Certified |
05/20/2008 |
|
1 |
| CBOT |
Establishes Globex electronic trading hours for CBOT agricultural options to run concurrently with the daytime open outcry trading hours for these contracts. CBOT #08-71 |
04/10/2008 |
Certified |
04/12/2008 |
|
1 |
| CBOT |
Moves the taping and retention requirements with respect to headset communications on the trading floor from CBOT Rule 506 to CME/CBOT Rule 536.G. CBOT #08-66 |
04/10/2008 |
Certified |
04/11/2008 |
|
1 |
| ICE US |
Provides for the trading of Options Contracts on the Exchange's electronic trading system. ICE US #08-23 |
03/26/2008 |
Certified |
04/02/2008 |
|
1 |
| NYMEX |
Provides Notification of the Availability of Calendar Spreads for NYMEX UxC Uranium U308 Swap Futures Contract. NYMEX #08.53 |
04/11/2008 |
Certified |
04/11/2008 |
|
1 |
| USFE |
Adopts a fee schedule that includes a $1.25 per contract charge for all Over the Counter (OTC) business for USD SENSEX, Spot Equivalent Foreign Exchange Futures, and Morningstar Equity Style Index Futures. USFE #08-03 |
04/14/2008 |
Certified |
04/14/2008 |
|
1 |
| ICE US |
Provides ICE US with the ability to specifically authorize position transfers, on a case by case basis. ICE US #08-28 |
04/10/2008 |
Certified |
05/21/2008 |
|
2 |
| ICE US |
Resubmits Exhibit A from Submission 08-28 to correct typos. ICE US Amended 08-28 |
04/11/2008 |
Certified |
05/21/2008 |
|
1 |
| CME |
Revises requirements with respect to engaging in pre-execution communications in CME products trading on CME Globex. CME 08-70 |
04/11/2008 |
Certified |
06/04/2008 |
|
1 |
| NFX |
Amends the Fee Schedule to extend the transaction charges to all contracts listed on the PBOT, rather than limiting them to World Currency Futures contracts only. PBOT #2008-04 |
04/15/2008 |
Certified |
04/15/2008 |
|
1 |
