ICE US |
Amendment to Rule 4.02 - addition of Trade Practice Violation |
10/28/2016 |
Certified |
11/14/2016 |
|
1 |
NYMEX |
Modifications to the NG Strips Market Maker Program |
01/13/2017 |
Certified |
01/30/2017 |
|
2 |
ICE US |
Effective February 9, 2018, new Rule 19.05 requires reporting of open positions in oil contracts. |
01/25/2018 |
Certified |
02/08/2018 |
|
1 |
ICE US |
The Exchange is launching a New ICE Futures U.S. NGL Contracts Broker Program effective February 19, 2018. |
01/29/2018 |
Certified |
02/12/2018 |
|
1 |
NFX |
Amending NFX Rulebook Chapter IV, Trading System, by revising subsection (a) of Section 13, Trading Halts. |
09/14/2018 |
Certified |
09/28/2018 |
|
1 |
NYMEX |
Modifications to the Oil Incentive Program |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
CBOT |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
CBOT |
Modifications to the APAC FCM Incentive Program |
05/14/2020 |
Certified |
05/29/2020 |
|
2 |
COMEX |
Extension of Alternative Quoting Requirements for July 2020 in Certain CME, CBOT, NYMEX, and COMEX Market Maker Programs |
06/16/2020 |
Certified |
06/30/2020 |
|
2 |
CME |
Modifications to the Adjusted Interest Rate ("AIR") S&P 500 Total Return Futures Market Maker Program |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
ICE US |
Extension of Arb Block Incentive Program |
06/22/2021 |
Certified |
07/07/2021 |
|
2 |
COMEX |
Implementation of the Aluminum Options Liquidity Provider Program |
07/12/2022 |
Certified |
07/26/2022 |
|
2 |
CME |
Modifications to the CME FX Link Market Maker Program |
10/14/2022 |
Certified |
10/28/2022 |
|
2 |
ICE US |
New SOFR Index Futures Liquidity Provider Program |
11/29/2022 |
Certified |
12/13/2022 |
|
2 |
COMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
12/28/2022 |
Certified |
01/12/2023 |
|
2 |
CBOT |
Amendments to the CME Globex Trading Hours for Basis Trade at Index Close ("BTIC") Transactions on CME and CBOT Commodity Index Futures Contracts |
02/23/2023 |
Certified |
03/09/2023 |
|
1 |
ICE US |
Extension of WTI vs Brent Arb Option Incentive Program |
05/16/2023 |
Certified |
05/31/2023 |
|
2 |
CME |
Modifications to the US Index Adjusted Interest Rate ("AIR") Total Return Futures Market Maker Program |
01/02/2024 |
Certified |
01/17/2024 |
|
2 |
ICE US |
Authorizes Electronic Trading in All Contracts from the Trading Floor by all Permit Holders, and Conforms Trading Floor Procedures to Side-By-Side Electronic Trading. NYBOT No 07-3 |
01/25/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
ICE US |
Provides the Exchange's Instant Message Policy, iterates the provisions of Rule 4.34 with respect to IMs and also provides the circumstances under which IMs may be used for the transmission of orders. ICE US #08-70 |
12/16/2008 |
Certified |
04/09/2009 |
|
1 |
ICE US |
Clarifies Hearing Procedures for acccess denial summary actions, and upgrades system handling of reasonability limits of option tradesICE US #09-26 |
06/11/2009 |
Certified |
08/10/2009 |
|
1 |
NYMEX |
Provides notification of a NYMEX Market Maker Program for Gold, Silver, Copper, Platinum and Palladium. NYMEX #10-013 |
04/14/2010 |
Certified |
06/21/2010 |
|
1 |
CANTOR |
Rule amendments clarifying that a Participant may have more than one Account if approved by the Exchange; an Affiliate of the Exchange may trade as a market maker; and Participants may appoint a third party with trading discretion. CANTOR #2010-2 |
10/08/2010 |
Certified |
10/21/2010 |
|
1 |
COMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391R |
01/03/2011 |
Certified |
01/10/2011 |
|
1 |
ELX |
ELX Volume and Open Interest Incentive Program for Authorized Customers and Participants. |
01/31/2011 |
Certified |
03/11/2011 |
|
1 |
NYMEX |
Additional Supplemental Information Relating to the Non-Member Cross-Venue Incentive Program for NYMEX Energy Products. NYMEX #11-420S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
COMEX |
Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
ICE US |
Various Rule Amendments and New Market Halt Review Procedures. ICE US #12-62 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
CME |
Revisions to Rule 526, to provide additional clarity regarding the party responsible for the price reporting obligation to the Exchanges attendant to the execution of block trades. CME/CBOT/NYMEX/COMEX #12-351 |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
NYMEX |
Modifications to NYMEX Brent Crude Oil Last Day Financial Futures Fee Waiver Program. NYMEX #12-379 |
11/20/2012 |
Certified |
12/06/2012 |
|
1 |
CBOT |
Modifications to the CBOT Agricultural Back Month Incentive Program. CBOT #13-089 |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
NYMEX |
Extension of the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #13-411 |
12/11/2013 |
Certified |
12/27/2013 |
|
2 |
CFE |
CFE Rule Amendment to reflect in CFE Rule 513A additional functionality that CFE is adding to its quote risk monitor mechanism risk control. CFE #2014-12 |
06/02/2014 |
Certified |
06/17/2014 |
|
1 |
CBOT |
Changes in CME Globex Trade Matching Algorithms for CBOT US Dollar and Euro Interest Rate Swap Futures Spread Transactions |
10/01/2014 |
Certified |
10/16/2014 |
|
2 |
NFX |
Amended Services Agreement. |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
NFX |
Amendments to the Authorized Trader & Account Management Reference Guide |
06/23/2015 |
Certified |
07/08/2015 |
|
1 |
NYMEX |
Implementation of the NYMEX Options Portfolio Program |
08/17/2015 |
Certified |
08/31/2015 |
|
2 |
ICE US |
The Exchange is amending Rule 6.04 to clarify the methods that can be used to determine settlement prices in the event of a physical emergency and is also amending the definition of the term "Index Contract". |
10/15/2015 |
Certified |
10/29/2015 |
|
1 |
NFX |
The Exchange is amending the market maker program (the "Energy DMM Program") for certain energy contracts. |
12/15/2015 |
Certified |
12/30/2015 |
|
2 |
NFX |
Amending the Energy DMM Program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
CDE |
Adjustment to Volume Discount Program |
06/09/2016 |
Certified |
06/23/2016 |
|
2 |
NYMEX |
Modifications to the Financial Natural Gas Spreads & Strips Market Maker Program |
01/13/2017 |
Certified |
01/30/2017 |
|
2 |
CBOT |
Modifications to the Grain & Oilseed Futures ETH Market Maker Program |
04/13/2017 |
Certified |
04/27/2017 |
|
2 |
ICE US |
The Exchange is amending the Russell Contract Individual Member Fee Program and extending the terms through June 30, 2018. |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
ICE US |
Effective February 9, 2018 amendments to Block Trade Procedures relating to new oil contracts being listed by the Exchange. |
01/25/2018 |
Certified |
02/08/2018 |
|
1 |
NYMEX |
Modifications to the NYMEX Natural Gas Options Liquidity Provider Program |
09/14/2018 |
Certified |
09/28/2018 |
|
2 |
ICE US |
The Exchange is extending the terms of the Northeast Power Futures Flat Fee Liquidity Provider Program through September 30, 2020. |
10/26/2018 |
Certified |
11/09/2018 |
|
2 |
NODAL |
Implementation of the Nodal Exchange Power and Gas Incentive Program 1 |
06/24/2019 |
Certified |
07/09/2019 |
|
3 |
NYMEX |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
NYMEX |
Modifications to the APAC FCM Incentive Program |
05/14/2020 |
Certified |
05/29/2020 |
|
2 |