| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry"). |
05/15/2017 |
Withdrawn |
05/25/2017 |
|
1 |
| NFX |
NASDAQ Futures, Inc. ("NFX" or "Exchange") amends General Reference Guide and NASDAQ Futures, Inc. (NFX) Tailor Made Combinations Reference Guide to conform with Exchange certification SR-NFX-2017-18. |
05/12/2017 |
Withdrawn |
05/24/2017 |
|
1 |
| CBOT |
Reductions in Minimum Quantity Requirements for Block Trades in Intercommodity Spreads Relating to CBOT Treasury Invoice Swaps |
05/12/2017 |
Withdrawn |
05/26/2017 |
|
1 |
| NFX |
Proposed amendment to address updated functionality of the NFX trading system's functionality with respect to Implied Orders and Self-Match Prevention; clarification of certain language in the rulebook; and removal of language no longer needed. |
05/11/2017 |
Withdrawn |
05/24/2017 |
|
1 |
| CFE |
The Amendment makes organizational and clarifying changes to CFE Rule 303 and 304. |
03/02/2017 |
Withdrawn |
03/02/2017 |
|
1 |
| ICE US |
The Exchange is amending Chapter 1 Definitions adding "Affiliate" as a defined term having the same meaning and can be used interchangeably with the defined term "Affiliated Firm". |
01/27/2017 |
Withdrawn |
01/27/2017 |
|
1 |
| CFE |
The Amendment amends CFE Rule 415 to clarify certain restrictions relating to disclosure and use of non-public information regarding Block Trades and the extent to which counterparties to a Block Trade may enter into pre-hedging or anticipatory hedging. |
01/19/2017 |
Withdrawn |
01/19/2017 |
|
1 |
| MIAX |
Rule Amendments for MGEX Rule 803.00. |
12/20/2016 |
Withdrawn |
12/21/2016 |
|
1 |
| NODAL |
40.6(a) Self-certification of amendments to Nodal Exchange Rule 5.2 (Clearing Members) regarding direct access authorization |
12/06/2016 |
Withdrawn |
12/15/2016 |
|
2 |
| NYMEX |
Extension of the NYMEX Commercial Brent Spread Incentive Program |
11/29/2016 |
Withdrawn |
11/29/2016 |
|
2 |
| OCX |
Adopting a Trading Platform Fee Schedule |
11/22/2016 |
Withdrawn |
02/03/2017 |
|
1 |
| CBOT |
Modifications to the Central Bank Incentive Program |
11/22/2016 |
Withdrawn |
11/22/2016 |
|
1 |
| CME |
Modifications to the Central Bank Incentive Program |
11/22/2016 |
Withdrawn |
11/22/2016 |
|
1 |
| NFX |
Certification of 2017 Trading Calendar. |
11/16/2016 |
Withdrawn |
11/17/2016 |
|
4 |
| NFX |
Notification of 2015 NFX Trading Volumes |
11/04/2016 |
Withdrawn |
11/08/2016 |
|
2 |
| NFX |
Amendment to Trading at Settlement (TAS) Orders for all energy futures and options contracts for two consecutive Open Sessions commencing the evening of November 23rd including and for trade date November 25, 2016. |
10/28/2016 |
Withdrawn |
10/28/2016 |
|
2 |
| NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Withdrawn |
10/13/2016 |
|
4 |
| COMEX |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Withdrawn |
09/20/2016 |
|
1 |
| NYMEX |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Withdrawn |
09/20/2016 |
|
1 |
| CBOT |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Withdrawn |
09/20/2016 |
|
1 |
| CME |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Withdrawn |
09/20/2016 |
|
1 |
| ICE US |
Extension of Natural Gas Broker Program |
09/16/2016 |
Withdrawn |
09/19/2016 |
|
1 |
| ICE US |
Extension of Henry Hub Tiered Option Volume Liquidity Provider Program |
09/16/2016 |
Withdrawn |
09/19/2016 |
|
2 |
| NFX |
Submit amendments to Rulebook Appendix A to expand the permitted listing of consecutive contract months in an NFX option contracts. |
09/14/2016 |
Withdrawn |
09/15/2016 |
|
2 |
| CME |
Increasing Spot Month Limits of the Nonfat Dry Milk and Dry Whey Futures and Options Contracts |
07/22/2016 |
Withdrawn |
07/25/2016 |
|
2 |
| CBOT |
Addition of C-Cross Protocol to CME Interest Rate and FX Futures and CBOT Interest Rate Futures and Swaps and Issuance of CME Group Market Regulation Advisory Notice RA1607-5 |
05/18/2016 |
Withdrawn |
05/19/2016 |
|
2 |
| NFX |
Block Trades |
04/08/2016 |
Withdrawn |
04/20/2016 |
|
3 |
| ICE US |
The Exchange is amending Rule 6.07 to address changes to Commission Regulation 1.35. Rule 21.02(e) is also being amended to authorize summary fines up to $10,000 for minor infractions relation to all recordkeeping violations. |
03/28/2016 |
Withdrawn |
03/30/2016 |
|
1 |
| NYMEX |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") and CME Rule 589. ("Special Price Fluctuation Limits") |
03/24/2016 |
Withdrawn |
03/24/2016 |
|
3 |
| COMEX |
Amendments to NYMEX/COMEX Chapter 7 ("Delivery Facilities and Procedures") |
03/16/2016 |
Withdrawn |
03/17/2016 |
|
1 |
| NYMEX |
Amendments to NYMEX/COMEX Chapter 7 ("Delivery Facilities and Procedures") |
03/16/2016 |
Withdrawn |
03/17/2016 |
|
1 |
| NODAL |
Nodal Exchange Power Incentive Program |
02/22/2016 |
Withdrawn |
02/25/2016 |
|
4 |
| CBOT |
Amendments to Rule 553 ("Average Price System") |
02/04/2016 |
Withdrawn |
02/09/2016 |
|
1 |
| NYMEX |
Amendments to Rule 553 ("Average Price System") |
02/04/2016 |
Withdrawn |
02/09/2016 |
|
1 |
| COMEX |
Amendments to Rule 553 ("Average Price System") |
02/04/2016 |
Withdrawn |
02/09/2016 |
|
1 |
| CME |
Amendments to Rule 553 ("Average Price System") |
02/04/2016 |
Withdrawn |
02/09/2016 |
|
1 |
| NODAL |
Self-Certification Notice of Nodal Exchange Broker Incentive Program for Q1 2016 |
12/23/2015 |
Withdrawn |
01/04/2016 |
|
2 |
| CFE |
The Amendment deletes CFE's Volatility Index Security Futures Lead Market Maker Program and extends the term of CFE's DPM Market Performance Benchmarks Program. |
11/24/2015 |
Withdrawn |
11/24/2015 |
|
1 |
| NFX |
Acceptable Orders |
11/11/2015 |
Withdrawn |
11/24/2015 |
|
1 |
| CFE |
This filing adopts a new Policy and Procedure XIX (Submission Time Grames) to set forth in one location within CFE's Rules the time frames during which CFE Trading Privilege Holders ("TPHs") may submit orderes, quotes, cancels and order modifications. |
11/11/2015 |
Withdrawn |
11/12/2015 |
|
1 |
| NODAL |
Emergency Certification regarding Exchange's Broker Incentive Program |
10/27/2015 |
Withdrawn |
10/28/2015 |
|
2 |
| NODAL |
CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Revised Nodal Exchange Trading Hours: 9:30am on October 19, 2015 |
10/15/2015 |
Withdrawn |
10/16/2015 |
|
1 |
| CDE |
Self-Certification for Form 102A and 102B Submissions for OCR |
09/16/2015 |
Withdrawn |
09/29/2015 |
|
1 |
| ICE US |
Effective September 30, 2015, the Exchange is amending Rule 6.15 to implement ownership and control reporting. |
09/14/2015 |
Withdrawn |
09/14/2015 |
|
1 |
| ICE US |
Recertification of Dormant Contracts |
08/17/2015 |
Withdrawn |
08/19/2015 |
|
1 |
| NFX |
Amendments to specify that the Exchange will not accept Combination Orders for reporting as Block Trades and to clarify the definition of a Combination Order. |
08/14/2015 |
Withdrawn |
08/20/2015 |
|
3 |
| COMEX |
Elimination of Open Outcry Trading Venue in Connection with the Closing of COMEX Open Outcry Futures Trading Pits |
06/10/2015 |
Withdrawn |
06/23/2015 |
|
2 |
| NYMEX |
Elimination of Open Outcry Trading Venue in Connection with the Closing of NYMEX Open Outcry Futures Trading Pits |
06/10/2015 |
Withdrawn |
06/23/2015 |
|
2 |
| CBOT |
Elimination of Open Outcry Trading Venue in Connection with the Closing of CBOT Open Outcry Futures Trading Pits |
06/10/2015 |
Withdrawn |
06/23/2015 |
|
2 |
| CME |
Elimination of Open Outcry Trading Venue in Connection with the Closing of Most CME Open Outcry Futures Trading Pits |
06/10/2015 |
Withdrawn |
06/23/2015 |
|
2 |
