| CANTOR |
Deletion of terms "DBOR," "DBOR Contract," and "DBOR Contract Rules" and amendment to term "Participant Clearing Account" under Exchange Rules. CANTOR # 2010-1. |
10/08/2010 |
Certified |
10/19/2010 |
|
1 |
| NYMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391R |
01/03/2011 |
Certified |
01/10/2011 |
|
1 |
| NYMEX |
Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
| ICE US |
Implementing several Volume and Broker Incentive Programs. ICE US #12-63 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| CME |
Revisions to CME Weather Futures and Options Chapters. CME #12-343 |
10/24/2012 |
Certified |
11/08/2012 |
|
1 |
| ICE US |
Amending Block Trading Procedures which revise the block trading period and reporting requirements, and provide for aggregation of multi-leg transactions. ICE US #12-83 |
11/20/2012 |
Certified |
12/06/2012 |
|
2 |
| NFX |
Amending Rules E2 (Definitions), E10 (Market Makers and Liquidity Providers) and the Fee Schedule. NFX #2013-01 |
01/15/2013 |
Certified |
01/31/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX Natural Gas and Power Incentive Program for Commercial Firms. NYMEX #13-415 |
12/11/2013 |
Certified |
12/27/2013 |
|
2 |
| NADEX |
Nadex Limits the Number of Orders Trading Members May Submit via FIX Connection |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
| COMEX |
Extension of the Copper Futures Commercial Partnership Program |
08/17/2015 |
Certified |
08/31/2015 |
|
2 |
| ICE US |
Effective 9/28/15 the Exchange is amending the terms of the Henry Hub Nat. Gas Swaps & Options Pgm to include 3 new contracts, the HH LD1 Fixed Price Fut. 25K, the Henry Penultimate Fixed Price Fut. & the option on Henry Penultimate Fixed Price Future 25K |
09/09/2015 |
Certified |
09/23/2015 |
|
1 |
| NYMEX |
NYMEX Facilitation Fee Schedule Modifications for NYMEX Freight Contracts |
12/15/2015 |
Certified |
12/30/2015 |
|
1 |
| NFX |
Amendment to the energy broker incentive program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
| ICE US |
Effective June 1, 2016 the Exchange will implement Reasonability Limits during the Pre-Open period for all IFUS futures contracts except for U.S. Power and Gas and Physical Environment futures contracts. |
05/10/2016 |
Certified |
05/24/2016 |
|
1 |
| CFE |
The Amendment amends CFE Rules 403 (Order Entry), 414 (Exchange of Contract for Related Position), and 415 (Block Trading) to clarify information that must be included as part of an order. |
06/09/2016 |
Certified |
06/23/2016 |
|
1 |
| ICE US |
Amendment to Rule 4.02 - addition of Trade Practice Violation |
10/28/2016 |
Certified |
11/14/2016 |
|
1 |
| NYMEX |
Modifications to the NG Strips Market Maker Program |
01/13/2017 |
Certified |
01/30/2017 |
|
2 |
| ICE US |
Effective February 9, 2018, new Rule 19.05 requires reporting of open positions in oil contracts. |
01/25/2018 |
Certified |
02/08/2018 |
|
1 |
| ICE US |
The Exchange is launching a New ICE Futures U.S. NGL Contracts Broker Program effective February 19, 2018. |
01/29/2018 |
Certified |
02/12/2018 |
|
1 |
| NFX |
Amending NFX Rulebook Chapter IV, Trading System, by revising subsection (a) of Section 13, Trading Halts. |
09/14/2018 |
Certified |
09/28/2018 |
|
1 |
| NYMEX |
Modifications to the Oil Incentive Program |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| CBOT |
Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. |
03/13/2020 |
Certified |
03/27/2020 |
|
3 |
| CBOT |
Modifications to the APAC FCM Incentive Program |
05/14/2020 |
Certified |
05/29/2020 |
|
2 |
| COMEX |
Extension of Alternative Quoting Requirements for July 2020 in Certain CME, CBOT, NYMEX, and COMEX Market Maker Programs |
06/16/2020 |
Certified |
06/30/2020 |
|
2 |
| CME |
Modifications to the Adjusted Interest Rate ("AIR") S&P 500 Total Return Futures Market Maker Program |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
| ICE US |
Extension of Arb Block Incentive Program |
06/22/2021 |
Certified |
07/07/2021 |
|
2 |
| COMEX |
Implementation of the Aluminum Options Liquidity Provider Program |
07/12/2022 |
Certified |
07/26/2022 |
|
2 |
| CME |
Modifications to the CME FX Link Market Maker Program |
10/14/2022 |
Certified |
10/28/2022 |
|
2 |
| ICE US |
New SOFR Index Futures Liquidity Provider Program |
11/29/2022 |
Certified |
12/13/2022 |
|
2 |
| COMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
12/28/2022 |
Certified |
01/12/2023 |
|
2 |
| CBOT |
Amendments to the CME Globex Trading Hours for Basis Trade at Index Close ("BTIC") Transactions on CME and CBOT Commodity Index Futures Contracts |
02/23/2023 |
Certified |
03/09/2023 |
|
1 |
| ICE US |
Extension of WTI vs Brent Arb Option Incentive Program |
05/16/2023 |
Certified |
05/31/2023 |
|
2 |
| CME |
Modifications to the US Index Adjusted Interest Rate ("AIR") Total Return Futures Market Maker Program |
01/02/2024 |
Certified |
01/17/2024 |
|
2 |
| ICE US |
Authorizes Electronic Trading in All Contracts from the Trading Floor by all Permit Holders, and Conforms Trading Floor Procedures to Side-By-Side Electronic Trading. NYBOT No 07-3 |
01/25/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Provides the Exchange's Instant Message Policy, iterates the provisions of Rule 4.34 with respect to IMs and also provides the circumstances under which IMs may be used for the transmission of orders. ICE US #08-70 |
12/16/2008 |
Certified |
04/09/2009 |
|
1 |
| ICE US |
Clarifies Hearing Procedures for acccess denial summary actions, and upgrades system handling of reasonability limits of option tradesICE US #09-26 |
06/11/2009 |
Certified |
08/10/2009 |
|
1 |
| NYMEX |
Provides notification of a NYMEX Market Maker Program for Gold, Silver, Copper, Platinum and Palladium. NYMEX #10-013 |
04/14/2010 |
Certified |
06/21/2010 |
|
1 |
| CANTOR |
Rule amendments clarifying that a Participant may have more than one Account if approved by the Exchange; an Affiliate of the Exchange may trade as a market maker; and Participants may appoint a third party with trading discretion. CANTOR #2010-2 |
10/08/2010 |
Certified |
10/21/2010 |
|
1 |
| COMEX |
Notifying the Commission that exchanges will issue Market Regulation Advisory 1101-4, informing market that trading at settlement orders on copper, gold, and silver futures contracts will be permitted beginning January 24, 2011; NYMEX/COMEX 10-391R |
01/03/2011 |
Certified |
01/10/2011 |
|
1 |
| ELX |
ELX Volume and Open Interest Incentive Program for Authorized Customers and Participants. |
01/31/2011 |
Certified |
03/11/2011 |
|
1 |
| NYMEX |
Additional Supplemental Information Relating to the Non-Member Cross-Venue Incentive Program for NYMEX Energy Products. NYMEX #11-420S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| COMEX |
Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
| ICE US |
Various Rule Amendments and New Market Halt Review Procedures. ICE US #12-62 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| CME |
Revisions to Rule 526, to provide additional clarity regarding the party responsible for the price reporting obligation to the Exchanges attendant to the execution of block trades. CME/CBOT/NYMEX/COMEX #12-351 |
10/23/2012 |
Certified |
11/07/2012 |
|
1 |
| NYMEX |
Modifications to NYMEX Brent Crude Oil Last Day Financial Futures Fee Waiver Program. NYMEX #12-379 |
11/20/2012 |
Certified |
12/06/2012 |
|
1 |
| CBOT |
Modifications to the CBOT Agricultural Back Month Incentive Program. CBOT #13-089 |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
| NYMEX |
Extension of the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #13-411 |
12/11/2013 |
Certified |
12/27/2013 |
|
2 |
| CFE |
CFE Rule Amendment to reflect in CFE Rule 513A additional functionality that CFE is adding to its quote risk monitor mechanism risk control. CFE #2014-12 |
06/02/2014 |
Certified |
06/17/2014 |
|
1 |
| CBOT |
Changes in CME Globex Trade Matching Algorithms for CBOT US Dollar and Euro Interest Rate Swap Futures Spread Transactions |
10/01/2014 |
Certified |
10/16/2014 |
|
2 |
| NFX |
Amended Services Agreement. |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
