NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
05/11/2018 |
Certified |
05/25/2018 |
|
3 |
CFE |
The Amendment updates Policy and Procedure XIX of the Policies and Procedures Section of the CFE Rulebook. |
09/14/2018 |
Certified |
09/28/2018 |
|
1 |
CME |
Modifications to the CME/CBOT Interest Rate Options Give Up Incentive Program |
12/04/2018 |
Certified |
12/18/2018 |
|
2 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
ICE US |
Option on Bakkt Bitcoin (USD) Monthly Futures Market Maker Program |
03/17/2020 |
Certified |
03/31/2020 |
|
2 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2003-5 Regarding Rule 526. ("Block Trades") |
05/14/2020 |
Certified |
05/29/2020 |
|
1 |
CFE |
Amendment to AMERIBOR Futures Lead Market Maker Program. |
12/10/2020 |
Certified |
12/24/2020 |
|
2 |
MGE |
Implementation of MGEX SPIKES Market Maker Program |
03/17/2021 |
Certified |
03/31/2021 |
|
4 |
CME |
Modifications to the Cryptocurrency Futures and Options Block and EFRP Program |
05/13/2021 |
Certified |
05/27/2021 |
|
1 |
MGE |
MGEX Bylaw Amendments to remove Assistant Secretary position. |
02/04/2022 |
Certified |
02/18/2022 |
|
1 |
CME |
Modifications to the BTIC on Cryptocurrency Futures (NY Reference Rate) Market Maker Program |
12/29/2022 |
Certified |
01/13/2023 |
|
2 |
CBOT |
Modifications to the Agriculture Calendar Spread Options Incentive Program |
04/10/2023 |
Certified |
04/24/2023 |
|
1 |
ICE US |
Extension of Average Price Options Liquidity Provider Program |
05/16/2023 |
Certified |
05/31/2023 |
|
2 |
CME |
Modifications to the BTIC on Sector Futures Market Maker Program |
01/03/2024 |
Certified |
01/18/2024 |
|
2 |
USFE |
Adopts maximum order size, error trade and block trade rules governing trading of futures on Foreign Exchange ("FX") Spot Equivalent Futures ("SEF") Contracts. USFE #07-09 |
09/19/2007 |
Certified |
09/28/2007 |
|
1 |
NYLIFFE |
Provides, in NYSE Liffe US Notice 2009-14, guidance and serves as a reminder that, although Exchange staff are available to answer questions, Members and Registered Users are responsible for their own compliance with Exchange Rules. NYSE Liffe #2009-112. |
04/23/2009 |
Certified |
05/05/2009 |
|
1 |
NYMEX |
Provides for EFP and EFS rules for SO2 Emission 25 - Allowance Futures and Option Contracts, newly listed on CME ClearPort NYMEX Trading Floor and Globex. NYMEX #09.131 |
07/09/2009 |
Certified |
07/29/2009 |
|
1 |
NFX |
IKON Global Markets, Inc. Market Maker Notice to Members. NFX #2010-06 |
07/09/2010 |
Certified |
07/16/2010 |
|
1 |
GREENX |
Amendment to Rule 210 to permit the Regulatory Oversight Committee, the CEO, or the CRO to implement Emergency Rules on behalf of GreenX. GREENX # 2011-04 |
02/22/2011 |
Certified |
03/01/2011 |
|
1 |
ELX |
Changes to ELX Rule IV-15 conform ELX rules to industry practice regarding transfers of positions. ELX 2011-02 |
01/31/2011 |
Certified |
01/09/2012 |
|
1 |
ICE US |
Establishing Block Trade Sizes for Energy Contracts. ICE US #12-61 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
NYMEX |
Modifications to the NYMEX European Coal Incentive Program. NYMEX #13-420 |
12/11/2013 |
Certified |
12/27/2013 |
|
2 |
ICE US |
Effective October 20, 2014, the Exchange is amending the Block Trading Procedures by extending the time to report precius metals and currency block trades from 5 minutes to 15 minutes. |
10/02/2014 |
Certified |
10/17/2014 |
|
1 |
NYMEX |
Modifications to the Asia-Pacific Incentive Program |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
ICE US |
The Ex. is amending the Russell Mbr Firm Fee Prgm. The amdts will change the Pgm discount rates and add language stating that participants will be entitled to pay the standard rate for Ex. and Clearing fees if they are lower than the applicable Pgm rates. |
05/15/2015 |
Certified |
06/01/2015 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1509-5 Regarding Order Routing/Front-End Audit Trail Requirements |
06/26/2015 |
Certified |
07/13/2015 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 913 ("Withdrawal from Clearing Memberships") and CME Rule 8G913 ("Withdrawal from IRS Clearing Membership); Adoption of New CME Rule 8G18.C. ("Withdraral from IRS Swaptions Clearing Membership") |
03/15/2016 |
Certified |
03/29/2016 |
|
2 |
OCX |
Issuing Regulatory Release 2016-18 (Large Trader Reporting Guide) & Regulatory Release 2016-19 (OneChicago Ownership and Control Reports) |
08/03/2016 |
Certified |
08/17/2016 |
|
1 |
CFE |
The Amendment amends the CFE Rulebook, CFE Policies and Procedures section of CFE Rulebook, CFE's Certificate of Formation, and CFE's LLC Agreement to reflect changes to the corporate names of CFE, its parent company, and various CFE affiliates. |
10/17/2017 |
Certified |
10/31/2017 |
|
2 |
CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
CBOT |
Implementation of the Australian Wheat FOB (Platts) Futures EFP Fee Waiver Program |
09/14/2018 |
Certified |
09/28/2018 |
|
1 |
CBOT |
Modifications to the CME/CBOT Interest Rate Options Give Up Incentive Program |
12/04/2018 |
Certified |
12/18/2018 |
|
2 |
ICE US |
Options on Bakkt Bitcoin (USD) Monthly Futures Executing Broker Program |
03/17/2020 |
Certified |
03/31/2020 |
|
1 |
COMEX |
Extension of Alternative Quoting Requirements for June 2020 in Certain CME, CBOT, NYMEX, and COMEX Market Maker Programs |
05/14/2020 |
Certified |
05/29/2020 |
|
2 |
ICE US |
Amendments to Block Trade Procedures |
11/05/2020 |
Certified |
11/20/2020 |
|
1 |
CFE |
DPM Performance Benchmarks Program Extension |
12/10/2020 |
Certified |
12/24/2020 |
|
2 |
SMFE |
New Market Maker Incentive Program. |
05/13/2021 |
Certified |
05/27/2021 |
|
3 |
CME |
Implementation of the SOFR Options Transition Fee Waiver Program |
05/04/2022 |
Certified |
05/18/2022 |
|
1 |
CDE |
Amendments to Cboe Digital Exchange ROC Charter |
11/30/2022 |
Certified |
12/14/2022 |
|
1 |
NODAL |
The Exchange is amending the Exchange and Clearing Transaction Fee Schedule for the addition of new environmental contracts |
12/30/2022 |
Certified |
01/17/2023 |
|
2 |
ICE US |
Amendments to Block Trade Procedures |
02/24/2023 |
Certified |
03/10/2023 |
|
1 |
ICE US |
Extension of Brent and WTI Options Liquidity Provider Program |
05/16/2023 |
Certified |
05/31/2023 |
|
2 |
NYMEX |
Implementation of the NYMEX Micro Natural Gas Futures Market Development Program |
09/26/2023 |
Certified |
10/11/2023 |
|
2 |
NYMEX |
Modifications to the European Natural Gas Market Maker Program |
01/03/2024 |
Certified |
01/18/2024 |
|
2 |
CBOT |
Codifies the delegated authority of the Chairman and Vice Chairman of the Board and the Chief Executive Officer, acting together, to make and amend Exchange Rules. CBOT #2823.01 |
09/20/2007 |
Certified |
01/30/2008 |
|
1 |
NYMEX |
Clarifies the "first" and "second" parties who engage in pre-execution discussions; Deletes references to NYMEX ACCESS in Rule 11.57A. NYMEX #07.132 |
12/05/2007 |
Certified |
12/11/2007 |
|
1 |
NADEX |
Allows HS to bust or cancel transactions on the variable payout Spread Contracts that are executed at prices inconsistent with the prevailing market conditions and jeopardize market integrity. |
04/24/2009 |
Certified |
05/18/2009 |
|
1 |
CME |
Reduces the block trading minimum threshold in S&P Fin & Tech SPCTR futures contracts; and revises Market Regulation Advisory Notice on block trading. Market Regulation Advisory Notice RA0910-3. CME/CBOT #09-133 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
ICE US |
Turning Implied Matching Engine on for Sugar No.11 Futures Contracts; Amendments to Guidelines for the Treatment of Short-Term Price Spikes and to Standing Resolution No.7 ICE US #11-9 |
02/23/2011 |
Certified |
03/02/2011 |
|
1 |
NYMEX |
Notification of Addition of E-mini Crude Oil Futures to CME ClearPort. NYMEX #11-260 |
07/07/2011 |
Certified |
07/21/2011 |
|
1 |