| CME |
Adopts common rule language with respect to Rule 550 (Post Close Session) for both CME and CBOT. CME #08-43. CME & CBOT Market Regulation Advisory Notice RA0802-3. |
02/25/2008 |
Certified |
02/25/2008 |
|
1 |
| CME |
Clarifies the consequences attendant to a member or member firm's failure to pay Exchange-issued disciplinary fines and restitution orders within the prescribed time period (Rule 444). CME/CBOT/NYMEX #09-082 |
04/27/2009 |
Certified |
06/22/2009 |
|
1 |
| CME |
Provides for CME Weather Product Market Maker Program. CME #09-111 |
06/17/2009 |
Certified |
03/29/2010 |
|
2 |
| MGE |
Provides for obtaining additional information from elevators and warehouses eligible to issue warehouse receipts for delivery on the Hard Red Spring Wheat futures contract. |
07/27/2009 |
Certified |
09/01/2009 |
|
1 |
| CBOT |
Modifies market maker programs for various CBOT interest rate products. CBOT #09-295 |
12/14/2009 |
Certified |
12/13/2010 |
|
1 |
| ICE US |
Request for Quote ("RFQ") capability for all Exchange futures contracts traded on the Exchange's electronic trading system ("ETS"). ICE US #10-58 |
12/13/2010 |
Certified |
12/20/2010 |
|
1 |
| CBOT |
Issuance of CBOT MRA Notice RA1101-1 informs the marketplace that the definition of the term rollover time period will be the last ten business days of the month preceding a quarterly contract month's expiration. CBOT #11-061 |
02/03/2011 |
Certified |
02/10/2011 |
|
1 |
| COMEX |
CME Group Issuance of Market Regulation Advisory Notice RA1102-5 concerning the Use of Wireless LAN Equipment on the Trading Floors. CME/CBOT/NYMEX/COMEX #11-179 |
05/03/2011 |
Certified |
05/03/2011 |
|
1 |
| NFX |
Notice to Members regarding approval of IKON GLOBAL MARKETS, Inc. as a market maker in NFX foreign currency futures contracts. NFX #2011-09 |
07/11/2011 |
Certified |
11/08/2011 |
|
1 |
| CME |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CME |
Modifications to the CME Non-Member Globex Fee Discount Program for Foreign Exchange Options. CME #12-412 |
11/27/2012 |
Certified |
12/12/2012 |
|
1 |
| ICE US |
Implementing the MSCI Contract Volume Incentive Program. ICE US #14-57 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| CBOT |
Amendments to CBOT Chapter 7 ("Delivery Facilities and Procedures") |
10/02/2014 |
Certified |
10/17/2014 |
|
2 |
| CBOT |
Modifications to the Grain and Oilseed Futures Volume Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in Three (3) Renewable Identification Number Futures Products, and the Issuance of NYMEX and COMEX Market Regulation Advisory Notice RA1506-4 |
04/02/2015 |
Certified |
04/16/2015 |
|
1 |
| NFX |
Block Trades |
08/20/2015 |
Certified |
09/03/2015 |
|
1 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
06/13/2016 |
Certified |
06/27/2016 |
|
3 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program |
06/09/2017 |
Certified |
06/23/2017 |
|
2 |
| NYMEX |
Modifications to the Global Natural Gas Market Maker Program |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
| CBOT |
Modifications to the Grain & Oilseed Futures ETH Market Maker Program |
10/17/2017 |
Certified |
10/31/2017 |
|
2 |
| NYMEX |
Extension of the Brent Crude Oil Futures-Style Margin Option Fee Waiver Program |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
| ICE US |
The Exchange is amending the terms of the ICE Futures U.S. Natural Gas Broker Program. |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program |
09/14/2018 |
Certified |
09/28/2018 |
|
2 |
| CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
12/05/2018 |
Certified |
12/19/2018 |
|
1 |
| NFX |
Rule Certification for Amendment to NFX Certificate of Incorporation & By-Laws |
02/25/2019 |
Certified |
03/11/2019 |
|
3 |
| CFE |
The Amendment amends various CFE rule provisions in connection with a change in nomenclature under CFE rules. |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
| CFE |
The Amendment updates the Regulatory Services Agreement between CFE and NFA. |
08/07/2019 |
Certified |
08/21/2019 |
|
2 |
| ICE US |
Amendments to Arb Blocks Liquidity Provider Program |
05/18/2020 |
Certified |
06/02/2020 |
|
2 |
| CDE |
Proprietary Trading Program Liquidity Provider Program Self Certification (Eris Exchange Submission #2020-06E) |
06/23/2020 |
Certified |
07/08/2020 |
|
2 |
| CBOT |
Modifications to the E-mini Equity Index Futures BTIC Market Maker Program |
12/10/2020 |
Certified |
12/24/2020 |
|
2 |
| ICE US |
New Micro NYSE FANG+ Index Futures Contract New Jurisdiction Incentive Program |
06/27/2021 |
Certified |
07/12/2021 |
|
2 |
| NYMEX |
Implementation of the Japanese Power Fee Waiver Program |
08/12/2021 |
Certified |
08/26/2021 |
|
1 |
| NYMEX |
Implementation of Derived Block Trade Eligibility for all CME E-mini S&P Select Sector Futures and CBOT Dow Jones US Real Estate Index Futures Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2202-5 |
05/06/2022 |
Certified |
05/20/2022 |
|
1 |
| CBOT |
Extension of the SOFR Options Broker Incentive Program |
07/14/2022 |
Certified |
07/28/2022 |
|
1 |
| COMEX |
Extension of the Iron Ore Volume Incentive Program |
10/17/2022 |
Certified |
10/31/2022 |
|
2 |
| ICE US |
Amendments to Carbon Free to Post Program |
01/02/2023 |
Certified |
01/17/2023 |
|
2 |
| ICE US |
New USDX Market Maker Program |
05/21/2023 |
Certified |
06/05/2023 |
|
2 |
| NODAL |
amending the delivery schedule and last trading day for December 2023 futures expiries of Nodal Contracts based on environmental products |
07/10/2023 |
Certified |
07/24/2023 |
|
1 |
| NODAL |
Self certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 2 |
02/22/2024 |
Certified |
03/07/2024 |
|
3 |
| CBOT |
Clarifies the consequences attendant to a member or member firm's failure to pay Exchange-issued disciplinary fines and restitution orders within the prescribed time period (Rule 444). CME/CBOT/NYMEX #09-082 |
04/27/2009 |
Certified |
06/22/2009 |
|
1 |
| NADEX |
Amends Exchange Hours. |
06/18/2009 |
Certified |
06/18/2009 |
|
1 |
| CME |
Provides for changes to CME & CBOT rules in connection with harmonization of NYMEX & COMEX trade practice rule with CME rules. CME/CBOT #09-137 |
07/28/2009 |
Certified |
05/18/2010 |
|
1 |
| CBOT |
Implements a Market Maker Program in support of Long-Term US Treasury Bond futures. CBOT #09-297 |
12/14/2009 |
Certified |
04/21/2010 |
|
1 |
| ICE US |
Trading Hours for the Christmas Holiday and New Year. ICE US #10-59 |
12/13/2010 |
Certified |
12/13/2010 |
|
1 |
| ICE US |
Amendment to Chapter 27, Appendix I (Error Trade Policy) to correct an omission in ICE US Submission No. 11-1. ICE US #11-1 (2nd Amended) |
02/04/2011 |
Certified |
02/07/2011 |
|
1 |
| CBOT |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NYMEX |
Implementing a Core Energy Products Developmental Incentive Program for certain energy products that are traded on Globex for developing energy traders. NYMEX #11-537 |
12/29/2011 |
Certified |
01/17/2012 |
|
2 |
| NYMEX |
Modifications to the Volume Incentive Program for NYMEX and COMEX Metals Products. NYMEX/COMEX #12-368 |
11/27/2012 |
Certified |
12/12/2012 |
|
1 |
| MGE |
Updates to MGEX Rulebook. MGE #13-12 |
07/15/2013 |
Certified |
07/30/2013 |
|
1 |
