| NYMEX |
Modifications to the NYMEX Legacy GreenX Volume and Liquidity Provider Program. NYMEX #13-449 |
11/18/2013 |
Certified |
12/04/2013 |
|
2 |
| CME |
Revised - Nikkei 225 Yen-Based Market Maker Program. CME #14-069R |
03/12/2014 |
Certified |
03/27/2014 |
|
1 |
| ICE US |
Implementing the Precious Metals Options Contract Designated Market Maker Program. ICE US #14-54 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| OCX |
Removing References to the OCX.BETS and CBOEdirect Platforms |
09/04/2014 |
Certified |
09/18/2014 |
|
1 |
| CBOT |
Modifications to the CBOT Agricultural Back Month Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
1 |
| NFX |
Authorized Trader Reference Guide |
05/18/2015 |
Certified |
06/02/2015 |
|
1 |
| CME |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
12/16/2015 |
Certified |
12/31/2015 |
|
2 |
| NYMEX |
Modifications to the NYMEX Iron Ore Market Maker Program |
03/17/2016 |
Certified |
03/31/2016 |
|
2 |
| NFX |
Amend Standard Combination Orders Reference Guide |
09/12/2016 |
Certified |
09/26/2016 |
|
2 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| NYMEX |
Modifications to the Commercial Hedging Incentive Program |
06/09/2017 |
Certified |
06/23/2017 |
|
2 |
| OCX |
Issuing Regulatory Release 2017-8 (OneChicago Ownership and Control Reports) |
07/17/2017 |
Certified |
07/31/2017 |
|
1 |
| CME |
Extension of the Agricultural Futures Resting Order Program |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
| ICE US |
The Exchange is amending Block Trade FAQ procedures changing the minimum quantity lots between the Arabic and Robusta arbitrage block trades in Coffee "C" contracts. |
12/06/2018 |
Certified |
12/20/2018 |
|
1 |
| ICE US |
The Exchange is amending Rule 4.02 and the Exchange Pre-Execution Communication FAQ allowing participants to an options cross trade to enter an order in a related market to manage their risk immediately after agreeing to the cross trade. |
08/07/2019 |
Certified |
08/21/2019 |
|
1 |
| CFE |
The amendment relates to a requirement to use match trade prevention functionality and deletes an expiring lead market maker program. |
11/18/2019 |
Certified |
12/03/2019 |
|
2 |
| ICE US |
Amendments to MSCI Designated Market Maker Program |
06/24/2020 |
Certified |
07/09/2020 |
|
2 |
| ICE US |
Extension of the BakktT Bitcoin (USD) Monthly Futures Contract Market Maker Program |
05/18/2021 |
Certified |
06/02/2021 |
|
2 |
| COMEX |
Implementation of Derived Block Trade Eligibility for all CME E-mini S&P Select Sector Futures and CBOT Dow Jones US Real Estate Index Futures Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2202-5. |
05/06/2022 |
Certified |
05/20/2022 |
|
1 |
| CBOT |
Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program |
07/14/2022 |
Certified |
07/28/2022 |
|
2 |
| ICE US |
Amendments to ICE Futures Micro NYSE Fang Market Maker Program |
12/05/2022 |
Certified |
12/19/2022 |
|
2 |
| ICE US |
Amendments to Carbon Screen Volume Incentive Program |
01/02/2023 |
Certified |
01/17/2023 |
|
2 |
| ICE US |
New MSCI contract Investment Bank Incentive Trading Program |
05/21/2023 |
Certified |
06/05/2023 |
|
2 |
| NYMEX |
Modifications to the NYMEX Gas Options Program |
01/04/2024 |
Certified |
01/19/2024 |
|
2 |
| NYMEX |
Clarifies the consequences attendant to a member or member firm's failure to pay Exchange-issued disciplinary fines and restitution orders within the prescribed time period (Rule 444). CME/CBOT/NYMEX #09-082 |
04/27/2009 |
Certified |
06/22/2009 |
|
1 |
| NADEX |
Amends Exchange Fee Schedule. |
06/18/2009 |
Certified |
06/24/2009 |
|
1 |
| CBOT |
Provides for changes to CME & CBOT rules in connection with harmonization of NYMEX & COMEX trade practice rule with CME rules. CME/CBOT #09-137 |
07/28/2009 |
Certified |
05/18/2010 |
|
1 |
| ICE US |
Exchange's 2011 Holiday Schedule. ICE US #10-60 |
12/13/2010 |
Certified |
12/13/2010 |
|
1 |
| CME |
Amending Rule 588.G non-reviewable trading ranges given the impeding launch of the Custom Index futures contracts. CME/CBOT/NYMEX #11-060 |
02/04/2011 |
Certified |
04/29/2011 |
|
1 |
| NYMEX |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| COMEX |
Modifications to the Volume Incentive Program for NYMEX and COMEX Metals Products. NYMEX/COMEX #12-368 |
11/27/2012 |
Certified |
12/12/2012 |
|
1 |
| CME |
Implementing an incentive program in support of certain Interest Rate futures traded on the CME Globex Platform. CME #13-533 |
11/15/2013 |
Certified |
12/03/2013 |
|
2 |
| CME |
Modifications to CME/CBOT E-mini Equity Index Futures Market Maker Program. CME/CBOT #14-084 |
03/12/2014 |
Certified |
03/27/2014 |
|
1 |
| CBOT |
Modifications to the CBOT ETH Agricultural Trading Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
1 |
| NFX |
Amends the non-reviewable range for NFX Low Sulphur Gasoil Financial Futures |
09/11/2015 |
Certified |
09/25/2015 |
|
1 |
| CBOT |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
12/16/2015 |
Certified |
12/31/2015 |
|
2 |
| NODAL |
Nodal Exchange self-certification of its intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers. |
03/17/2016 |
Certified |
03/31/2016 |
|
3 |
| NYMEX |
Modifications to Crude and Refined Options Market Maker Program |
06/13/2016 |
Certified |
06/27/2016 |
|
2 |
| CDE |
Amendments for Ownership and Control Reporting |
09/13/2016 |
Certified |
09/27/2016 |
|
1 |
| CBOT |
Extension of the Agricultural Futures Resting Order Program |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
| ICE US |
New incentive program for natural gas futures. |
06/21/2018 |
Certified |
07/06/2018 |
|
2 |
| NODAL |
Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| CME |
Modifications to the APAC FCM Incentive Program |
01/28/2021 |
Certified |
02/11/2021 |
|
2 |
| ICE US |
Extension of the ICE Bakkt Bitcoin Monthly Futures Contract Spread Trade Program |
05/18/2021 |
Certified |
06/02/2021 |
|
2 |
| ICE US |
New Renewable Energy Certificate Promotional Multiplier Program |
02/07/2022 |
Certified |
02/22/2022 |
|
2 |
| CME |
Amendments to the Russian Ruble/U.S. Dollar (RUB/USD) Futures and Options on Russian Ruble/U.S. Dollar (RUB/USD) Futures Contracts and the Temporary Suspension of Trading of Certain Contract Months |
05/09/2022 |
Certified |
05/23/2022 |
|
1 |
| CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program |
07/14/2022 |
Certified |
07/28/2022 |
|
2 |
| CME |
Modifications to the TOPIX Futures Market Maker Program |
10/17/2022 |
Certified |
10/31/2022 |
|
2 |
| ICE US |
Amendment to MICRO NYSE FANG Member Firm Program |
12/05/2022 |
Certified |
12/19/2022 |
|
1 |
| ICE US |
Amendments to Carbon Block Futures Program |
01/02/2023 |
Certified |
01/17/2023 |
|
2 |
