| CME |
Modifications to the APAC FCM Incentive Program |
12/15/2020 |
Certified |
12/30/2020 |
|
2 |
| ICE US |
Amendments to the MSCI Index Futures Designated Market Maker Program |
02/05/2021 |
Certified |
02/22/2021 |
|
2 |
| CME |
Modifications to the FX Futures Calendar Spreads Market Maker Program |
12/10/2021 |
Certified |
12/27/2021 |
|
2 |
| CME |
Modifications to the Micro Cryptocurrency Options Market Maker Program |
05/16/2022 |
Certified |
05/31/2022 |
|
2 |
| CBOT |
Modifications to the APAC FCM Incentive Program |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
| CME |
Extension of the FTIIE Futures Block Fee Discount Program |
01/10/2023 |
Certified |
01/25/2023 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2301-5 Regarding Rule 524. (\"TAS, TAM, BTIC, and TACO Transactions\") |
05/31/2023 |
Certified |
06/14/2023 |
|
1 |
| ICE US |
Clarifying amendment to the requirements for tri-party EFRP transactions. |
07/13/2023 |
Certified |
07/27/2023 |
|
1 |
| ICE US |
Amendments to the MSCI Index Contract Designated Market Maker Program |
08/21/2023 |
Certified |
09/05/2023 |
|
2 |
| NYMEX |
Clarifies Procedures Related to Holiday Schedule and Unanticipated Closures. NYMEX No. 07.27 |
02/16/2007 |
Certified |
02/16/2007 |
|
1 |
| ICE US |
Amends the Launch Date for Listing of Robusta Coffee Futures and Options Contracts. ICE US #Supplemental III 07-56 |
09/25/2007 |
Certified |
09/25/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Notifies the CFTC that the NYMEX NOx Emission Allowance Futures and NYMEX SO2 Emission Allowance Futures Contracts will be delisted from ClearPort and will instead trade on Globex. NYMEX #8.25 |
02/29/2008 |
Certified |
03/13/2008 |
|
1 |
| ICE US |
Amends rules to provide for the listing and trading of Sugar No.16 futures contracts, which is similar to the Exchange's Sugar No.14 futures contract. ICE US #08-38 |
06/12/2008 |
Certified |
06/12/2008 |
|
1 |
| NADEX |
Provides a Holiday Schedule for the Thanksgiving 2008 holiday, amending trading hours and listing schedule. |
10/24/2008 |
Certified |
10/24/2008 |
|
1 |
| CBOT |
Amends Rule 855 to clarify that the CME Clearing House will accept a clearing member's request to offset mini-sized Corn, Soybeans and Wheat futures with full-sized provided that it receives an opposite offset request. CBOT #09-034 |
03/03/2009 |
Certified |
03/31/2009 |
|
1 |
| ICE US |
Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window for Cocoa Contracts. ICE US #10-45 |
10/27/2010 |
Certified |
10/27/2010 |
|
1 |
| ICE US |
Trading Hours for Good Friday. ICE US #11-19 |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
| NADEX |
Amendments to Rules to allow Associated Persons and employees of FCM members to trade Nadex contracts through an account held by their Futures Commission Merchant Employer. |
09/20/2011 |
Certified |
10/07/2011 |
|
1 |
| NYLIFFE |
Announces the establishment of a Lead Market Maker program for US Treasury Futures. NYLIFFE #2012-101 |
01/12/2012 |
Certified |
01/13/2012 |
|
1 |
| GREENX |
Advisory Authorizing NYMEX to take Disciplinary Action over GreenX Market Participants. |
07/12/2012 |
Certified |
07/27/2012 |
|
1 |
| CBOT |
Extending the CME/CBOT Aset Manager Fixed Income Program. CME/CBOT #12-381 |
12/04/2012 |
Certified |
12/19/2012 |
|
1 |
| NYMEX |
Implementing the Junior International Energy Incentive Program. NYMEX #13-430 |
12/13/2013 |
Certified |
12/31/2013 |
|
2 |
| CANTOR |
Per discussion with Commission Staff, the attached filing is submitted herewith. |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| CBOT |
Issuance of Market Regulation Advisory Notice RA1411-5 |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
| NADEX |
Nadex adopts Advisory Notice regarding its position on third party signal providers and technology providers, and Member compliance with the Exchange Rules. |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
| CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
12/12/2016 |
Certified |
12/27/2016 |
|
1 |
| ICE US |
The Exchange is extending the terms of the New Jurisdiction Volume Incentive Program through June 30, 2018. |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| CME |
Modifications to the S&P 500r Dividend Futures Market Maker Program |
11/30/2017 |
Certified |
12/14/2017 |
|
2 |
| COMEX |
Amendments to Trading at Settlement ("TAS") Eligibility for the Gold Futures and Silver Futures Contracts |
04/05/2018 |
Certified |
04/19/2018 |
|
1 |
| CME |
Modifications to the Indian Rupee FX Futures Market Maker Program |
08/15/2018 |
Certified |
08/29/2018 |
|
2 |
| NFX |
Rule certification relating to block trade minimum quantity thresholds and reporting times for NFX Zonal Power Financial Futures. |
09/27/2018 |
Certified |
10/12/2018 |
|
3 |
| CBOT |
Implementation of the Micro E-mini Futures Market Maker Program |
04/16/2019 |
Certified |
04/30/2019 |
|
2 |
| CME |
Implementation of the BTIC+ & TACO+ Fee Discount Program |
10/16/2019 |
Certified |
10/30/2019 |
|
1 |
| NODAL |
The Exchange is adding Section 3.5 Requirements for Participants engaging in the physical delivery of California Low Carbon Fuel Standard ("LCFS") futures contracts. |
12/19/2019 |
Certified |
01/06/2020 |
|
2 |
| ICE US |
Extension of Environmental Futures and Options Contracts Volume Incentive Program |
08/26/2020 |
Certified |
09/10/2020 |
|
2 |
| NADEX |
EMERGENCY ACTION - due to an expired certificate, the Nadex platform experienced an outage on trade date September 29, 2020, whereby members were not able to open or close positions. |
09/30/2020 |
Certified |
10/15/2020 |
|
2 |
| CBOT |
Modifications to the Retail Broker Incentive Program |
12/15/2020 |
Certified |
12/30/2020 |
|
1 |
| CME |
Modifications to the Bitcoin Futures Market Maker Program |
12/10/2021 |
Certified |
12/27/2021 |
|
2 |
| CME |
Implementation of the SOFR Options Transition Incentive Pool Program |
05/16/2022 |
Certified |
05/31/2022 |
|
2 |
| NYMEX |
Modifications to the APAC FCM Incentive Program |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
| CME |
Extension of the FTIIE Futures Give-Up Fee Waiver Program |
01/10/2023 |
Certified |
01/25/2023 |
|
1 |
| ICE US |
Amendments to IFUS Rule 6.46 delete express prohibitions on employee business gifts, meals and entertainment and incorporate, by reference, the Exchange's internal policies and procedures and reporting requirements. |
07/13/2023 |
Certified |
07/27/2023 |
|
1 |
| ICE US |
Amendments to the MSCI Index Contract Investment Bank Trading Incentive Program |
08/22/2023 |
Certified |
09/06/2023 |
|
2 |
| ICE US |
Amendments to the RIN Futures Liquidity Provider Program |
03/01/2024 |
Certified |
03/15/2024 |
|
2 |
| USFE |
Provides maximum order size, error trade provisions, block minimum size, and EFP rule for certain Morningstar Stock Price Indexes. USFE #07-10 |
09/26/2007 |
Certified |
10/03/2007 |
|
1 |
| NYMEX |
Notifies the CFTC of the delisting of the Brent-Oman Financial Spread Contract and the WTI-Oman Financial Spread Contract. NYMEX #8.28 |
02/28/2008 |
Certified |
03/05/2008 |
|
1 |
| CFE |
Provides an updated CFE Fee Schedule. CFE # CFE-2009-09 |
03/05/2009 |
Certified |
03/05/2009 |
|
1 |
| ICE US |
Change of Electronic Trading Hours for Sugar No.11 Futures and Options. ICE US #12-1 |
01/10/2012 |
Certified |
01/26/2012 |
|
1 |
| ICE US |
Amending Rule 27.11, TAS Spread Pricing. ICE US #12-38 |
07/13/2012 |
Certified |
07/28/2012 |
|
1 |
| NYLIFFE |
Announcing the Extension of the Designated Market Maker Program in MSCI Index Futures. NYLIFFE #2012-138 |
12/04/2012 |
Certified |
12/19/2012 |
|
2 |
