| OCX |
One Year Extension of the Minimum Block Size Pilot Program. |
09/20/2013 |
Certified |
10/05/2013 |
|
1 |
| NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program. NYMEX #14-196 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| CME |
Modifications to CME Futures and Options Tier Aggregation |
11/25/2014 |
Certified |
12/10/2014 |
|
1 |
| NFX |
Large Trader, Ownership/Control Reports and Open Interest Data |
04/08/2015 |
Certified |
04/22/2015 |
|
1 |
| NYMEX |
Modifications to the Brent Crude Oil Options Fee Waiver Program |
11/30/2015 |
Certified |
12/14/2015 |
|
2 |
| NFX |
Various Rules associated with the listing of new power futures contracts in SR-NFX-2016-12. |
02/10/2016 |
Certified |
02/25/2016 |
|
4 |
| NYMEX |
Extension of the Globex Core Metals Volume Incentive Program |
06/16/2016 |
Certified |
06/30/2016 |
|
2 |
| ICE US |
The Exchange is extending the terms of the Henry Hub Options New Participant Capped Fee Program through September 30, 2018. |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
| NYMEX |
Modifications to the NYMEX Fee Schedule for Henry Hub Natural Gas Last Day Financial Futures ("NN") |
12/13/2016 |
Certified |
12/28/2016 |
|
1 |
| CFE |
The Amendment creates the Foreign Proprietary Trading Firm Incentive Program. |
03/17/2017 |
Certified |
03/31/2017 |
|
1 |
| NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. |
05/02/2017 |
Certified |
05/16/2017 |
|
1 |
| NYMEX |
Modifications to the NYMEX Fee Schedule for In Delivery Month European Union Allowance (EUA) Futures ("6T") Exercise/Assignment Fees |
09/11/2017 |
Certified |
09/25/2017 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1805-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
05/18/2018 |
Certified |
06/04/2018 |
|
1 |
| CFE |
The Amendment establishes a maker-taker fee structure for CFE TPH transactions in Weekly VX futures. |
11/07/2018 |
Certified |
11/23/2018 |
|
1 |
| CME |
Modifications to the Eurodollar Options Pit Liquidity Provider Program |
12/11/2018 |
Certified |
12/26/2018 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 106.K. ("Transfer to a Trust") |
04/17/2019 |
Certified |
05/01/2019 |
|
1 |
| LEDGERX |
Revised fee schedule |
07/02/2019 |
Certified |
07/17/2019 |
|
2 |
| CBOT |
Modifications to the Micro E-mini Futures Market Maker Program |
10/17/2019 |
Certified |
10/31/2019 |
|
2 |
| CME |
Implementation of the Bitcoin Options Fee Discount Program |
12/20/2019 |
Certified |
01/07/2020 |
|
1 |
| NFX |
A rule filing to implement a rebate program for market participants participating in a matching session to close natural gas open interest. |
03/26/2020 |
Certified |
04/09/2020 |
|
2 |
| NADEX |
Nadex extends its Initial Deposit Bonus Program (originally filed with the Commission on March 13, 2020) through September 22, 2021. |
08/28/2020 |
Certified |
09/14/2020 |
|
1 |
| COMEX |
Modifications to the APAC FCM Incentive Program |
12/15/2020 |
Certified |
12/30/2020 |
|
2 |
| CDE |
Changes to Arbitration Rule |
12/10/2021 |
Certified |
12/27/2021 |
|
1 |
| ICE US |
Extension of Arb Blocks Liquidity Provider Program |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
| NYMEX |
Amendments to Various CME, CBOT, and NYMEX/COMEX Rules to Replace the Term "President of the Clearing House" with "Global Head of Clearing & Post-Trade Services" |
07/20/2022 |
Certified |
08/03/2022 |
|
1 |
| CFE |
IBGO Options on Futures LMM Program |
06/02/2023 |
Certified |
06/16/2023 |
|
2 |
| COMEX |
Modifications to the Global Aluminum Futures Market Maker Program |
07/14/2023 |
Certified |
07/28/2023 |
|
2 |
| CME |
Modifications to the Nasdaq Veles California Water Index Futures Market Maker Program |
10/11/2023 |
Certified |
10/25/2023 |
|
2 |
| NYMEX |
Harmonizes NYMEX/COMEX membership rules with those of CME and CBOT, to the greatest extent possible. NYMEX #09.38 |
03/06/2009 |
Certified |
03/30/2010 |
|
1 |
| CBOT |
Notifies the Commission of revisions to Market Making Programs. CBOT #09-114R |
09/10/2009 |
Certified |
12/16/2009 |
|
1 |
| CBOT |
Issuance of CME/CBOT Market Regulation Advisory Notice RA 1008-3. CME/CBOT #10-312 |
10/28/2010 |
Certified |
01/05/2011 |
|
1 |
| ICE US |
Exchange will give Market Supervision staff the capability to create Request For Quote ("RFQ") messages in the electronic trading platform. ICE US #12-14 |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| ICE US |
Partial Withdrawal of Amendments to Energy Contract Block Trade Sizes. ICE US #12-71A |
10/31/2012 |
Certified |
11/16/2012 |
|
1 |
| CFE |
CFE submits an Addendum to the Regulatory Services Agreement that CFE has in place with the NFA. CFE #2013-08 |
02/07/2013 |
Certified |
02/23/2013 |
|
1 |
| NYMEX |
Modifications to NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #13-215 |
06/07/2013 |
Certified |
06/22/2013 |
|
2 |
| NYMEX |
Modifications to the NYMEX Henry Hub Natural Gas Look Alike Financial Futures and Henry Hub Natural Gas Last Day Financial Futures Contracts Market Making Program. NYMEX #13-277 |
07/17/2013 |
Certified |
08/01/2013 |
|
2 |
| CME |
Modification to Settlement Methodology for Options on CME Eurodollar Futures. CME #13-433 |
09/20/2013 |
Certified |
10/05/2013 |
|
2 |
| CME |
Modifications to the CME Interest Rate Market Maker Program for Eurodollar Pack and Bundle Futures. CME #13-482 |
11/20/2013 |
Certified |
12/06/2013 |
|
2 |
| NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program. NYMEX #13-444 |
12/13/2013 |
Certified |
12/31/2013 |
|
0 |
| NYMEX |
Modifications to NYMEX Commercial Brent Spread Incentive Program. NYMEX #14-198 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| ICE US |
Emergency Action - Delayed Opening of Financial Power Contracts. |
01/26/2015 |
Certified |
02/09/2015 |
|
1 |
| ICE US |
The Exchange is re-certifying the dormant contracts - Mexican Peso/U.S. Dollar and British Pound Sterling/South African Rand Futures. |
06/01/2015 |
Certified |
06/15/2015 |
|
1 |
| CFE |
This filing proposes to allow market makers in security futures to meet their obligations by providing orders instead of quotes. |
10/26/2015 |
Certified |
11/09/2015 |
|
1 |
| ICE US |
Effective February 29, 2016 the Exchange is amending Rule 6.44 to enhance compliance with applicable economic sanctions requirements. |
02/10/2016 |
Certified |
02/25/2016 |
|
1 |
| COMEX |
Extension of the Globex Core Metals Volume Incentive Program |
06/16/2016 |
Certified |
06/30/2016 |
|
2 |
| ICE US |
Extension of Power Broker Incentive Program |
09/16/2016 |
Certified |
09/30/2016 |
|
1 |
| CFE |
The Amendment creates the Southern Hemisphere New Proprietary Trading Firm Incentive Program. |
03/17/2017 |
Certified |
03/31/2017 |
|
1 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. |
05/02/2017 |
Certified |
05/16/2017 |
|
1 |
| CFE |
The Amendment adopts new CFE Policy and Procedure IX to set forth the Cboe Bitcoin (USD) Futures Lead Market Program. |
12/01/2017 |
Certified |
12/14/2017 |
|
1 |
| ICE US |
The Exchange is supplementing Sub. 325 to include amendments to the Pre-execution Communications FAQ. |
04/09/2018 |
Certified |
04/23/2018 |
|
1 |
