NYMEX |
Establishment of Block Trade Minimum Thresholds in Two (2) New York Jet Fuel Futures, and the Issuance of NYMEX/COMEX Market Regulation Advisory Notices RA1503-4 |
03/06/2015 |
Certified |
03/20/2015 |
|
1 |
CME |
Amendment to Rule 512 ("Reporting Infractions") and Issuance of CME Group Market Regulation Advisory Notice RA1511-5 |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
ICE US |
Emergency Action - Delayed Opening of the Exchange's Cash Settled U.S. Agricultural contracts due to a system issue. |
12/29/2015 |
Certified |
01/13/2016 |
|
1 |
ICE US |
The Exchange is extending the terms of the NJ Solar Renewable Energy Certificate Volume Incentive Program through September 30, 2018. |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
ICE US |
Amendment to Chapter 1 adding the defined term "Affiliate" and amendments to Rules 5.03 and 7.08 incorporating the defined term. |
01/27/2017 |
Certified |
02/10/2017 |
|
1 |
CBOT |
Increase of CME Globex Committed Cross Better Price Match Percentages for all Interest Rate Option Contracts |
07/27/2017 |
Certified |
08/10/2017 |
|
1 |
CME |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1805-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
05/18/2018 |
Certified |
06/04/2018 |
|
1 |
NODAL |
Nodal Exchange, LLC intends to implement the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Program |
12/11/2018 |
Certified |
12/26/2018 |
|
3 |
COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 106.K. ("Transfer to a Trust") |
04/17/2019 |
Certified |
05/01/2019 |
|
1 |
SMFE |
SMFE 2020-010Amendment to definition of "Board" in Exchange's Definitions. |
06/30/2020 |
Certified |
07/15/2020 |
|
2 |
NYMEX |
Modifications to the European Natural Gas Volume Incentive Program |
12/15/2020 |
Certified |
12/30/2020 |
|
2 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
COMEX |
Modifications to the Iron Ore Volume Incentive Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
CBOT |
Implementation of the CBOT 20-Year Treasury Futures Market Maker Program |
02/17/2022 |
Certified |
03/04/2022 |
|
1 |
ICE US |
ICE director eligibility |
04/01/2022 |
Certified |
04/15/2022 |
|
1 |
ICE US |
Extension of Bakkt Bitcoin Monthly Futures Spread Trading Incentive Program |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
CME |
Issuance of CME Market Regulation Advisory Notice RA2203-2 Regarding CME Rule 536.F. ("Audit Trail Violations") |
08/26/2022 |
Certified |
09/12/2022 |
|
1 |
NYMEX |
Implementation of the NYMEX Oil Liquidity Provider Program |
09/13/2022 |
Certified |
09/27/2022 |
|
2 |
BTNL |
CTI Code Guidance and Summary Fine Update |
10/11/2023 |
Certified |
10/25/2023 |
|
1 |
CBOT |
Issues Advisory Notice RA0814-1 in connection with the transition of the CBOT Metals contracts to NYSE Liffe; and eliminates references to former CBOT Rule 5B.13. CBOT #08-137 |
09/05/2008 |
Certified |
09/12/2008 |
|
1 |
ELX |
Requires parties to an EFRP trades to report the trade within prescribed times, Clarifies existing requirements, and Clarifies publication of EFRP volume statistics. These changes are effective for trade date September 21, 2009. ELX #2009-011 |
09/17/2009 |
Certified |
10/06/2009 |
|
1 |
CBOT |
Amendment to the Access, Conduct and Appearance Code set forth in the Interpretations & Special Notices Section of Chapter 5 of each Exchange's Rulebook. CME/CBOT/NYMEX #11-356 |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
NYMEX |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
NYMEX |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
ICE US |
Adopting a new Russell Individual Member Fee Program. ICE US #13-118 |
12/13/2013 |
Certified |
12/31/2013 |
|
0 |
NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #14-219 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
NADEX |
Nadex adds additional strike levels and amends the strike width in its US Indices, AUD/USD, EUR/USD, USD/CHF, and USD/JPY Intraday Binary contracts. |
07/25/2014 |
Certified |
08/08/2014 |
|
2 |
CME |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
CME |
Revisions to CME/CBOT/NYMEX/COMEX Decision-Making Authority Provisions and Emergency Financial Condition Rules |
01/26/2015 |
Certified |
02/09/2015 |
|
2 |
CBOT |
Amendment to Rule 512 ("Reporting Infractions") and issuance of CME Group Market Regulation Advisory Notice RA1511-5 |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program |
11/30/2015 |
Certified |
12/14/2015 |
|
2 |
CME |
Issuance of Market Regulation Advisory Notice RA1601-2 and an Amendment to Requirments for Large Order Execution Transactions ("LOX Orders") |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
CME |
Implementation of the E-mini Futures Volume Incentive Program |
05/16/2016 |
Certified |
05/31/2016 |
|
2 |
CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for E-Mini Euro/US Dollar, E-Mini Japanese Yen/US Dollar, E-Micro Canadian Dollar/US Dollar, E-Micro Euro/US Dollar, and E-Micro Japanese Yen/US Dollar Futures Contracts |
06/17/2016 |
Certified |
07/01/2016 |
|
1 |
ICE US |
Extension of California Carbon Allowance Program |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
CME |
Implementation of the Volatility-Quoted Options Market Development Program |
01/27/2017 |
Certified |
02/10/2017 |
|
2 |
CBOT |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
OCX |
Issuing NTM 2018-15 (Reducing Fees) |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1805-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
05/18/2018 |
Certified |
06/04/2018 |
|
1 |
NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, order type exclusions, daily settlement prices and non-reviewable ranges for four new financially settled U.S. DV01 Treasury futures contracts. |
07/02/2018 |
Certified |
07/17/2018 |
|
2 |
NFX |
Rule Certification for an Amendment to the Competitor Response Incentive Program |
08/17/2018 |
Certified |
08/31/2018 |
|
2 |
CBOT |
Modifications to the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures |
12/11/2018 |
Certified |
12/26/2018 |
|
1 |
CME |
Addition of Swiss Franc/US Dollar and New Zealand Dollar/US Dollar Spot FX Basis Spreads on CME FX Link and Related Amendments to Appendix A ("Spot FX Transactions") of CME Rulebook Chapter 13 ("Spot FX Transactions") |
01/29/2019 |
Certified |
02/12/2019 |
|
1 |
NADEX |
Nadex amends language regarding consent to jurisdiction in accordance with the language agreed upon by the Joint Compliance Committee. |
12/20/2019 |
Certified |
01/07/2020 |
|
1 |
CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 588.C. ("Price Adjustments and Cancellations") and CME, CBOT, NYMEX/COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table Relating to all Option on Futures Contracts |
10/01/2020 |
Certified |
10/16/2020 |
|
2 |
CME |
Implementation of the FX Link Bank Incentive Program |
12/15/2020 |
Certified |
12/30/2020 |
|
2 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
CDE |
Bounded Futures Liquidity Incentive Program Self Certification |
07/06/2021 |
Certified |
07/20/2021 |
|
2 |
NODAL |
The Exchange is amending Rulebook Appendix B - Minimum Block Sizes and the Exchange and Clearing Transaction Fee Schedule for a selection of environmental contracts. |
08/23/2021 |
Certified |
09/07/2021 |
|
3 |