| COMEX |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| CBOT |
Extending and Modifying the New Trader Incentive Program. CME/CBOT/NYMEX/COMEX #12-108 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| ICE US |
Amending various Exchange rules to update the rulebook to better reflect current Exchange procedures and practices. ICE US #12-42 |
07/24/2012 |
Certified |
08/08/2012 |
|
2 |
| CME |
Implementing a market maker program in support of Brazilian Real futures and options traded on Globex. CME #13-134 |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| NFX |
Agreement for Clearing and Settlement Services with The Options Clearing Corporation. NFX #2013-14 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
| COMEX |
Establisment of a Block Trade Minimum Threshold in 3 New NYMEX Products. NYMEX/COMEX #13-517 |
10/31/2013 |
Certified |
11/16/2013 |
|
2 |
| TRUEEX |
Self certification of rule amendments. |
08/07/2014 |
Certified |
08/21/2014 |
|
4 |
| CBOT |
Amendments to Chapter 7 |
10/31/2014 |
Certified |
11/17/2014 |
|
2 |
| COMEX |
Copper Options Fee Waiver and Fee Discount Program |
04/16/2015 |
Certified |
04/29/2015 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1605-5R Regarding Suspense Accounts. |
08/18/2016 |
Certified |
09/01/2016 |
|
1 |
| CME |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| CME |
Modifications to the OTC Platform Distribution Incentive Plan |
05/16/2017 |
Certified |
05/31/2017 |
|
2 |
| NADEX |
Amends Disciplinary Rules to coincide with CFTC Reg. updates; clarifies how monetary penalties may be deducted; removes reference to guaranteed throughput for market maker FIX gateway |
02/23/2018 |
Certified |
03/09/2018 |
|
1 |
| NFX |
To provide for a one-month extension of the Designated Market Maker program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
03/21/2019 |
Certified |
04/04/2019 |
|
1 |
| NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 4 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Global Gasoline Liquidity Provider Program through November 30, 2020. |
11/05/2019 |
Certified |
11/20/2019 |
|
2 |
| NYMEX |
Modifications to the European Natural Gas Volume Incentive Program |
04/14/2020 |
Certified |
04/28/2020 |
|
2 |
| ICE US |
Extension of Capped Screen Environmental Futures and Options Volume Incentive Program |
09/08/2020 |
Certified |
09/22/2020 |
|
2 |
| CME |
Implementation of the Pork Cutout Market Maker Program |
10/16/2020 |
Certified |
10/30/2020 |
|
1 |
| CME |
Modifications to the E-mini Equity Index Options ETH Discount Program |
04/14/2021 |
Certified |
04/28/2021 |
|
2 |
| NYMEX |
Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") |
07/14/2021 |
Certified |
07/28/2021 |
|
1 |
| CME |
Modifications to the Micro E-mini Options Market Maker Program |
04/12/2022 |
Certified |
04/26/2022 |
|
2 |
| COMEX |
Amendments to the Daily Settlement Procedure Documents for Five (5) Metals Futures Contracts |
11/15/2022 |
Certified |
11/30/2022 |
|
1 |
| CME |
Modifications to the Micro Bitcoin Futures Market Maker Program |
12/14/2022 |
Certified |
12/29/2022 |
|
2 |
| COIN |
Modifications to Coinbase Derivatives Lead Market Maker Program |
06/13/2023 |
Certified |
06/28/2023 |
|
2 |
| CDE |
Rule filing to unwind changes made by emergency filing submitted September 29 ,2023. |
10/27/2023 |
Certified |
11/13/2023 |
|
1 |
| COMEX |
Modifications to the APAC FCM Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
| ICE US |
Allows the Authority of CEO to be Exercised by President if There is No CEO. NYBOT No. 07-16 |
02/28/2007 |
Certified |
03/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Eliminates the open outcry trading floor trading session for Sugar No 14 futures contracts and eliminate references to Pulp futures. Codifies calendar spread orders for Robusta Coffee & Pulp futures on the ICE Electronic Platform. ICE US #07-62 |
10/15/2007 |
Certified |
11/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CBOT |
Establishes an Electronic Market Maker ("EMM") Program for CBOT mini-sized Agricultural futures. CBOT #08-12 |
01/17/2008 |
Certified |
01/22/2008 |
|
1 |
| CBOT |
Provides CBOT Market Regulation Advisory Notice RA-0907-1 (Prohibition of EFF Transactions), informing the marketplace that CBOT Rule 538 does not permit the execution of an Exchange of Futures for Futures in any CBOT product. CBOT #09-244 |
10/16/2009 |
Certified |
10/30/2009 |
|
1 |
| NADEX |
Extends the Existing Fee Waiver Promotion. |
12/29/2009 |
Certified |
01/05/2010 |
|
1 |
| GREENX |
Replaces all rulebook "GreenEx" references with "GreenX" and amends Rule 544 to permit the Chief Executive Officer to approve the implementation of market maker or liquidity programs. GreenX #2010-01 |
11/09/2010 |
Certified |
12/08/2010 |
|
1 |
| ICE US |
Temporary Change in Trading Hours on Electronic Platform Due to Human Error. ICE US #11-36 |
06/14/2011 |
Certified |
07/19/2011 |
|
1 |
| NYMEX |
Extending and Modifying the New Trader Incentive Program. CME/CBOT/NYMEX/COMEX #12-108 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| CME |
Implementing a market maker program in support of E-mini Yen denominated Nikkei Stock Average futures traded on Globex. CME #12-176 |
06/01/2012 |
Certified |
06/16/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform or submitted for clearing to the CME Clearing House. NYMEX #13-136 |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
| NYMEX |
Implementing a market making program in support of Iron Ore, 62% Fe North China, (TSI) futures contracts that are traded on Globex. NYMEX #13-331 |
08/09/2013 |
Certified |
08/24/2013 |
|
2 |
| NYMEX |
Establishment of a block trade minimum threshold in (3) new products concurrent with the launch of trading in the new products on Sunday April 27, 2014, for trade date Monday, April 28, 2014. NYMEX/COMEX #14-124 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
| CME |
Amendments to Chapter 7 |
10/31/2014 |
Certified |
11/17/2014 |
|
2 |
| COMEX |
Copper Options Broker Rebate Program |
04/16/2015 |
Certified |
04/30/2015 |
|
2 |
| COMEX |
Modifications to the COMEX Gold Kilo Futures Volume Incentive Program |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |
| OCX |
Amending OCX Rule 905 (Form of Specifications Supplement) |
02/23/2016 |
Certified |
03/08/2016 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1605-5R Regarding Suspense Accounts. |
08/18/2016 |
Certified |
09/01/2016 |
|
1 |
| CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for Certain FX Option Contracts |
11/17/2016 |
Certified |
12/02/2016 |
|
1 |
| CBOT |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| NYMEX |
Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
03/27/2017 |
Certified |
04/10/2017 |
|
1 |
| CME |
Termination of the Equity Index Futures Broker Incentive Program |
05/16/2017 |
Certified |
05/31/2017 |
|
2 |
| NADEX |
Nadex Amends its Rules pertaining to Market Maker Obligations and Trace Cancellations to clarify specific provisions;amends its Rules to prohibit intentional or reckless disregard for order during closing period; Nadex amends its Market Maker Agreement |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| NYMEX |
Reduction of Block Trade Minimum Quantity Threshold Level of Four (4) Natural Gas Futures and Options Contracts |
02/23/2018 |
Certified |
03/09/2018 |
|
1 |
