| CANTOR |
Confidential portion of 40.6 filing; and non-nonfidential portiaon |
10/31/2014 |
Withdrawn |
11/14/2014 |
|
3 |
| ICE US |
Extends FCM anti-money laundering program requirements to non-member FCMs and adds provisions addressing obligations of Clearing Members and other market participants relating to accounts carried for customers that are subject to economic sanctions. |
09/15/2014 |
Withdrawn |
09/15/2014 |
|
1 |
| NYMEX |
Adoption of New Rule 771 ("Alternative Delivery Process") |
09/02/2014 |
Withdrawn |
09/16/2014 |
|
2 |
| CBOT |
Adoption of New Rule 771 ("Alternative Delivery Process") |
09/02/2014 |
Withdrawn |
09/16/2014 |
|
2 |
| CME |
Adoption of New Rule 771 ("Alternative Delivery Process") |
09/02/2014 |
Withdrawn |
09/16/2014 |
|
2 |
| NYMEX |
THE INFORMATION CONTAINED HEREIN IS SUBJECT TO A FOIA NOTIFICATION. This supplemental filing to a previously filed submission (CFTC Submission No. 1408-1314-1745-55)contains additional information relating to the Energy Options Market Maker Program. |
08/13/2014 |
Withdrawn |
08/13/2014 |
|
1 |
| NYMEX |
Modifications to Energy Options Market maker Program |
08/13/2014 |
Withdrawn |
08/13/2014 |
|
1 |
| CBOT |
Amendments to Position Limits for Expiring U.S. Treasury Bond Futures, Short-Term Treasury Note (2-Year) Futures, and Long-Term U.S. Treasury (Ultra) Futures. |
08/08/2014 |
Withdrawn |
08/12/2014 |
|
3 |
| CME |
Revisions to Rules Governing the Day of Trading Termination for Live Cattle Options in the January Bi-Monthly Listing Cycle. |
08/08/2014 |
Withdrawn |
08/12/2014 |
|
2 |
| NYMEX |
Revs. to NYMEX Position Limit, Position Accountability and Reportable Level Tbl. in the Interpretations and Special Notices Sec. of Ch. 5 of the NYMEX Rulebook Comprised of Corrections and Administrative Changes Reflecting the Accurate Terms |
08/08/2014 |
Withdrawn |
08/12/2014 |
|
3 |
| NYMEX |
Notification Regarding Amendments to the Floating Price Rule for Two (2) European Refined Products Futures and Listing Schedule for Three (3) European Refined Product Futures Contracts. |
08/06/2014 |
Withdrawn |
08/08/2014 |
|
2 |
| ICE US |
Amendments to Chapters 33 and 37 of |
08/05/2014 |
Withdrawn |
08/05/2014 |
|
2 |
| CME |
Implementing a market maker program in support of Nikkei 225 Yen-based options contracts that are traded on CME Globex. CME #14-069 |
03/12/2014 |
Withdrawn |
03/12/2014 |
|
1 |
| KCBT |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| COMEX |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| NYMEX |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| CBOT |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| CME |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| KCBT |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| COMEX |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| NYMEX |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| CBOT |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| CME |
Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
| TRUEEX |
Amendments, including Updated Table of Amenments, Exchange Hours and Fees Advisories. TRUEEX #2013-07 |
08/01/2013 |
Withdrawn |
08/14/2013 |
|
2 |
| NYMEX |
Modifications to Fee Schedule for Certain NYMEX Power Futures Contracts. NYMEX #13-270 |
07/12/2013 |
Withdrawn |
07/18/2013 |
|
1 |
| CBOT |
Delisting eleven interest rate products, comprising three On-the-Run Treasury Yield futures, four Interest Rate Swap futures and four respective suites of companion options on IRS futures. CBOT #13-256 |
06/24/2013 |
Withdrawn |
06/24/2013 |
|
0 |
| KCBT |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| COMEX |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| CBOT |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| CME |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| KCBT |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| COMEX |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| NYMEX |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| CBOT |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| CME |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| KCBT |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 |
06/17/2013 |
Withdrawn |
06/28/2013 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 |
06/17/2013 |
Withdrawn |
06/28/2013 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 |
06/17/2013 |
Withdrawn |
06/28/2013 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 |
06/17/2013 |
Withdrawn |
06/28/2013 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 |
06/17/2013 |
Withdrawn |
06/28/2013 |
|
1 |
| KCBT |
Modifications to CBOT and CME Member HRW Incentive Program. KCBT #13-213 |
06/10/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| OCX |
New Rule 137 - Foreign Persons and Rule 416 Exchange Future for Physical, changes define foreign persons and prohibit them from directly or indirectly placing bids or buy orders in and for exchange EFP markets. |
04/22/2013 |
Withdrawn |
04/29/2013 |
|
1 |
| ICE US |
Amending the Russell Contract Individual Member Fee Program. ICE US #13-32 |
04/05/2013 |
Withdrawn |
04/08/2013 |
|
1 |
| ICE US |
Amending the Russell Contract Member Firm Fee Program. ICE US #13-33 |
04/05/2013 |
Withdrawn |
04/08/2013 |
|
1 |
| ICE US |
Amending the Russell Futures Market Maker Program, including the new Russell 2000 Growth Index Mini and Russell 2000 Value Index Mini futures contracts. ICE US #13-34 |
04/05/2013 |
Withdrawn |
04/08/2013 |
|
1 |
| ICE US |
Certifies the Exchange for Related Position Frequently Asked Questions ("EFRP FAQ"). ICE US #13-26 |
03/08/2013 |
Withdrawn |
03/22/2013 |
|
1 |
| NYMEX |
Notification of Amendment to the Last Trading Day for a Crude Oil Futures Contract. NYMEX #12-421 |
11/30/2012 |
Withdrawn |
12/03/2012 |
|
2 |
| ICE US |
Self-certification notice, which clarifies certain aspects of the Exchange's block trading rule. ICE US #12-84 |
11/27/2012 |
Withdrawn |
11/28/2012 |
|
1 |
| CBOT |
Modification of CME/CBOT Equity Index price limit methodology to coordinate with Securities and Exchange Commission Release No.34-67090 relating to Trading Halts Due to Extraordinary Market Volatility. CME/CBOT #12-382 |
11/06/2012 |
Withdrawn |
01/29/2013 |
|
1 |
