Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NFX Adoption of "Reporting Trades Into NASDAQ Futures" Primer 02/19/2015 Withdrawn 02/19/2015 2
NYMEX Clarifying Amendments to Rule 818.C; 8G01; 8H01 11/12/2014 Withdrawn 11/26/2014 1
COMEX Clarifying Amendments to Rule 818.C; 8G01; 8H01 11/12/2014 Withdrawn 11/26/2014 1
CBOT Clarifying Amendments to Rule 818.C; 8G01; 8H01 11/12/2014 Withdrawn 11/26/2014 1
CANTOR Confidential portion of 40.6 filing; and non-nonfidential portiaon 10/31/2014 Withdrawn 11/14/2014 3
ICE US Extends FCM anti-money laundering program requirements to non-member FCMs and adds provisions addressing obligations of Clearing Members and other market participants relating to accounts carried for customers that are subject to economic sanctions. 09/15/2014 Withdrawn 09/15/2014 1
NYMEX Adoption of New Rule 771 ("Alternative Delivery Process") 09/02/2014 Withdrawn 09/16/2014 2
CBOT Adoption of New Rule 771 ("Alternative Delivery Process") 09/02/2014 Withdrawn 09/16/2014 2
CME Adoption of New Rule 771 ("Alternative Delivery Process") 09/02/2014 Withdrawn 09/16/2014 2
NYMEX THE INFORMATION CONTAINED HEREIN IS SUBJECT TO A FOIA NOTIFICATION. This supplemental filing to a previously filed submission (CFTC Submission No. 1408-1314-1745-55)contains additional information relating to the Energy Options Market Maker Program. 08/13/2014 Withdrawn 08/13/2014 1
NYMEX Modifications to Energy Options Market maker Program 08/13/2014 Withdrawn 08/13/2014 1
CBOT Amendments to Position Limits for Expiring U.S. Treasury Bond Futures, Short-Term Treasury Note (2-Year) Futures, and Long-Term U.S. Treasury (Ultra) Futures. 08/08/2014 Withdrawn 08/12/2014 3
CME Revisions to Rules Governing the Day of Trading Termination for Live Cattle Options in the January Bi-Monthly Listing Cycle. 08/08/2014 Withdrawn 08/12/2014 2
NYMEX Revs. to NYMEX Position Limit, Position Accountability and Reportable Level Tbl. in the Interpretations and Special Notices Sec. of Ch. 5 of the NYMEX Rulebook Comprised of Corrections and Administrative Changes Reflecting the Accurate Terms 08/08/2014 Withdrawn 08/12/2014 3
NYMEX Notification Regarding Amendments to the Floating Price Rule for Two (2) European Refined Products Futures and Listing Schedule for Three (3) European Refined Product Futures Contracts. 08/06/2014 Withdrawn 08/08/2014 2
ICE US Amendments to Chapters 33 and 37 of 08/05/2014 Withdrawn 08/05/2014 2
CME Implementing a market maker program in support of Nikkei 225 Yen-based options contracts that are traded on CME Globex. CME #14-069 03/12/2014 Withdrawn 03/12/2014 1
KCBT Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 09/12/2013 Withdrawn 11/01/2013 1
COMEX Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 09/12/2013 Withdrawn 11/01/2013 1
NYMEX Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 09/12/2013 Withdrawn 11/01/2013 1
CBOT Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 09/12/2013 Withdrawn 11/01/2013 1
CME Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 09/12/2013 Withdrawn 11/01/2013 1
KCBT Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 09/12/2013 Withdrawn 11/01/2013 1
COMEX Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 09/12/2013 Withdrawn 11/01/2013 1
NYMEX Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 09/12/2013 Withdrawn 11/01/2013 1
CBOT Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 09/12/2013 Withdrawn 11/01/2013 1
CME Request for Approval to Amend Rule 538 and Issue CME/CBOT/NYMEX/COMEX/KCBT Market Regulation Advisory Notice RA1311-5 09/12/2013 Withdrawn 11/01/2013 1
TRUEEX Amendments, including Updated Table of Amenments, Exchange Hours and Fees Advisories. TRUEEX #2013-07 08/01/2013 Withdrawn 08/14/2013 2
NYMEX Modifications to Fee Schedule for Certain NYMEX Power Futures Contracts. NYMEX #13-270 07/12/2013 Withdrawn 07/18/2013 1
CBOT Delisting eleven interest rate products, comprising three On-the-Run Treasury Yield futures, four Interest Rate Swap futures and four respective suites of companion options on IRS futures. CBOT #13-256 06/24/2013 Withdrawn 06/24/2013 0
KCBT Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 06/14/2013 Withdrawn 06/26/2013 1
COMEX Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 06/14/2013 Withdrawn 06/26/2013 1
NYMEX Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 06/14/2013 Withdrawn 06/26/2013 1
CBOT Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 06/14/2013 Withdrawn 06/26/2013 1
CME Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 06/14/2013 Withdrawn 06/26/2013 1
KCBT Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 06/14/2013 Withdrawn 06/14/2013 1
COMEX Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 06/14/2013 Withdrawn 06/14/2013 1
NYMEX Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 06/14/2013 Withdrawn 06/14/2013 1
CBOT Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 06/14/2013 Withdrawn 06/14/2013 1
CME Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 06/14/2013 Withdrawn 06/14/2013 1
KCBT Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 06/17/2013 Withdrawn 06/28/2013 1
COMEX Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 06/17/2013 Withdrawn 06/28/2013 1
NYMEX Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 06/17/2013 Withdrawn 06/28/2013 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 06/17/2013 Withdrawn 06/28/2013 1
CME Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 06/17/2013 Withdrawn 06/28/2013 1
KCBT Modifications to CBOT and CME Member HRW Incentive Program. KCBT #13-213 06/10/2013 Withdrawn 06/14/2013 1
OCX New Rule 137 - Foreign Persons and Rule 416 Exchange Future for Physical, changes define foreign persons and prohibit them from directly or indirectly placing bids or buy orders in and for exchange EFP markets. 04/22/2013 Withdrawn 04/29/2013 1
ICE US Amending the Russell Contract Individual Member Fee Program. ICE US #13-32 04/05/2013 Withdrawn 04/08/2013 1
ICE US Amending the Russell Contract Member Firm Fee Program. ICE US #13-33 04/05/2013 Withdrawn 04/08/2013 1
ICE US Amending the Russell Futures Market Maker Program, including the new Russell 2000 Growth Index Mini and Russell 2000 Value Index Mini futures contracts. ICE US #13-34 04/05/2013 Withdrawn 04/08/2013 1