| USFE |
Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 |
10/31/2007 |
Certified |
11/01/2007 |
|
1 |
| NFX |
Notifies the Commission of the approval of Timber Hill LLC to act as a market maker in Euro futures contracts commencing on 6/23/08. PBOT #2008-10 |
06/18/2008 |
Certified |
08/22/2008 |
|
2 |
| CME |
Changes CME & CBOT rules in connection with the NYMEX/COMEX Rulebook Harmonization. CME & CBOT #08-192 |
11/25/2008 |
Certified |
01/26/2009 |
|
1 |
| CME |
Adds no bust range "DME OMAN Crude Oil" contracts given the launch of Dubai Mercantile Exchange products. CME/CBOT #09-117 |
02/06/2009 |
Certified |
02/06/2009 |
|
1 |
| CBOT |
Provides for the trading in call options and put options on Interest Rate Swap futures, including a minimum block size of 500 contracts. CME/CBOT #09.131 |
07/10/2009 |
Certified |
08/12/2009 |
|
2 |
| COMEX |
Extension and Modification to E-micro Gold Futures Market Making Program on Globex. COMEX #11-374 |
10/14/2011 |
Certified |
10/31/2011 |
|
1 |
| CME |
Implementing an incentive program for commodity trading advisors (CTAs) and hedge funds in support of certain Foreign Exchange (FX) products traded on the CME Globex platform. CME #11-488 |
12/08/2011 |
Certified |
12/23/2011 |
|
1 |
| NYMEX |
Modifications to the NYMEX Energy Products Resting Order Incentive Program. NYMEX #12-168 |
06/08/2012 |
Certified |
06/25/2012 |
|
2 |
| CME |
Renewing the CME E-Mini Equity Options Spread Incentive Program. CME #12-325 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
| COMEX |
Establishment of block trade minimum thresholds in 423 NYMEX energy products and Issuance of Market Regulation Advisory Notice RA1208-4. NYMEX/COMEX #12-467 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| NYMEX |
Extending the NYMEX and COMEX Futures and Options Products Cross-Venue Incentive Program. NYMEX/COMEX #13-243 |
06/17/2013 |
Certified |
07/02/2013 |
|
2 |
| ICE US |
Extension of ICE Futures US Grains Executing Broker Rebate Program through December 31, 2015. ICE US #13-107 |
11/29/2013 |
Certified |
12/14/2013 |
|
1 |
| TRUEEX |
Rulebook amendments to remove all references to Regulatory Service Provider and related terms. TRUEEX #2014-11D |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| ICE US |
Effective February 20, 2015 the Exchange is reducing the Exchange and Clearing fees for all NJ Solar Renewable Energy Certificate Volume Incentive Program. |
02/05/2015 |
Certified |
02/20/2015 |
|
1 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX and CME SEF Rule 537 |
07/29/2015 |
Certified |
08/12/2015 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Grains Futures Market Maker Program through December 31, 2017. |
12/08/2015 |
Certified |
12/22/2015 |
|
1 |
| NFX |
Implementation of Modifications to the NFX Trading System. |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") |
02/16/2017 |
Certified |
03/03/2017 |
|
1 |
| NFX |
Amendments to audit trail guidance originally filed as SR-NFX-2015-38 in the form of a Futures Regulatory Alert. |
03/31/2017 |
Certified |
04/14/2017 |
|
1 |
| ICE US |
The Exchange is extending the terms of the MSCI Contract Exchange Member Fee Program through December 31, 2018. |
12/11/2017 |
Certified |
12/26/2017 |
|
1 |
| NYMEX |
Modifications to the European Natural Gas Market Maker Program |
01/11/2019 |
Certified |
02/01/2019 |
|
2 |
| ICE US |
New Bakkt Bitcoin (USD) Monthly Futures Contract Volume Incentive Program |
02/26/2020 |
Certified |
03/11/2020 |
|
1 |
| ICE US |
New Bakkt Bitcoin Monthly Futures Contract Spread Program |
07/19/2020 |
Certified |
07/31/2020 |
|
2 |
| ICE US |
Extension of Capped Liquidity Provider Program |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
| CME |
Modifications to the E-minir FTSE Emerging Index Futures Market Maker Program |
01/07/2021 |
Certified |
01/22/2021 |
|
2 |
| CME |
Modifications to the Sterling Overnight Index Average ("SONIA") Futures Market Maker Program |
09/30/2021 |
Certified |
10/15/2021 |
|
2 |
| MGE |
Removal of certain obsolete forms |
06/24/2022 |
Certified |
07/11/2022 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
11/02/2023 |
Certified |
11/17/2023 |
|
1 |
| NYMEX |
Extension of the Japanese Power Fee Waiver Program |
12/15/2023 |
Certified |
01/02/2024 |
|
1 |
| ICE US |
Change in open outcry hours for Sugar No. 14. NYBOT No. 07-23 |
03/16/2007 |
Certified |
03/16/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Amends Exchange User License Agreement and Schedule B to incorporate reference to additional trade types regarding NYMEX ClearPort Clearing Services. NYMEX #07.97 |
08/17/2007 |
Certified |
08/22/2007 |
|
1 |
| ICE US |
Provides for an Emerging Areas Market Maker Program; Delists Reuters Jefferies CRB Futures Price Index Futures and Options Contracts ICE US #07-66 |
10/31/2007 |
Certified |
11/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Provides for Trade at Index Close (TIC) Orders for futures and contracts based on an underlying index. ICE US #08-41 |
06/18/2008 |
Certified |
07/22/2008 |
|
1 |
| NYMEX |
Provides minor changes to new Rules 4l0 and 433, Changes the effective date of the amended rules to December 4, and modifies the new rule concerning suspension of non-clearing member firms subject to a bankruptcy proceeding. NYMEX #08.119R |
11/24/2008 |
Certified |
12/08/2008 |
|
1 |
| NYMEX |
Adds no bust range for "DME OMAN Crude Oil" contracts given the launch of Dubai Mercantile Exchange products on Globex. NYMEX #09.18 |
02/06/2009 |
Certified |
02/06/2009 |
|
1 |
| CME |
Harmonizes and streamlines the settlement rules across CME, CBOT and NYMEX. CME/CBOT/NYMEX #09-094 |
05/21/2009 |
Certified |
05/27/2009 |
|
1 |
| CME |
Modifications to US Dollar Denominated Crude Palm Oil Futures Market Making Program on Globex. CME #11-369 |
10/14/2011 |
Certified |
10/31/2011 |
|
1 |
| CBOT |
Implementing a market making program in support of certain CBOT grain and oilseed options that are traded on the Globex platform. CBOT #11-489 |
12/08/2011 |
Certified |
12/23/2011 |
|
1 |
| CBOT |
Modifications to the CBOT ETH Agricultural Trading Incentive Program. CBOT #12-187 |
06/08/2012 |
Certified |
06/25/2012 |
|
1 |
| NADEX |
Clarification regarding Nadex Temporary Demo Account Conversion Program. |
12/17/2012 |
Certified |
01/03/2013 |
|
1 |
| COMEX |
Extending the NYMEX and COMEX Futures and Options Products Cross-Venue Incentive Program. NYMEX/COMEX #13-243 |
06/17/2013 |
Certified |
07/02/2013 |
|
2 |
| ICE US |
Extension of ICE Futures US Grains Customer Volume Rebate Program through December 31, 2015. ICE US #13-108 |
11/29/2013 |
Certified |
12/14/2013 |
|
1 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Grain Options Market Maker Program through December 31, 2017. |
12/08/2015 |
Certified |
12/22/2015 |
|
1 |
| NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") |
02/16/2017 |
Certified |
03/03/2017 |
|
1 |
| ICE US |
Amendments to the Russell Futures Market Maker Program |
06/22/2017 |
Certified |
07/07/2017 |
|
2 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification that it intends to implement trading incentives on the Exchange's power contracts, referred to herein as the Nodal Exchange Power Incentive Program IV |
08/09/2017 |
Certified |
08/23/2017 |
|
3 |
| ICE US |
The Exchange is extending the terms of the Russell Contract Member Firm Program through December 31, 2018. |
12/11/2017 |
Certified |
12/26/2017 |
|
1 |
| CME |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
04/20/2018 |
Certified |
05/04/2018 |
|
2 |
| CME |
Adoption of NewCME/CBOT/NYMEX/COMEX Rule 857. ("Post-Trade Multilateral Compression") |
10/05/2018 |
Certified |
10/22/2018 |
|
2 |
| CME |
Modifications to the International Incentive Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
