NYMEX |
Modifications to the NYMEX Event Contracts Transaction Fee Waiver Program |
02/13/2023 |
Certified |
02/28/2023 |
|
1 |
CFE |
Derived Block Trade Rule Clarifications |
02/08/2024 |
Certified |
02/23/2024 |
|
1 |
NYMEX |
Adopts a Block Trade Rule and Limits it to Trading Brent-TI Spreads. NYMEX Number 07.03. |
01/04/2007 |
Certified |
01/05/2007 |
|
1 |
NYMEX |
Addresses the penalties associated with violations of the Exchange's speculative position limits. NYMEX #08.74 |
07/25/2008 |
Certified |
08/22/2008 |
|
1 |
NYMEX |
Updates implementation timeline of the nNew NYMEX incentive program for NYMEX environmental products. NYMEX #09-188 (Revised) |
09/02/2009 |
Certified |
09/16/2009 |
|
1 |
CBOT |
Provides Corn, Wheat, and Soybean Electronic Market Maker Program, to provide to firms that provide continuous quotes of futures during the nighttime trading session on the electronic trading platform. CBOT #09-233 |
10/09/2009 |
Certified |
10/30/2009 |
|
1 |
CCFE |
Modifies certain aspects of its current market maker program, which was certified on May 1, 2008. CCFE #09-28 |
10/29/2009 |
Certified |
11/27/2009 |
|
1 |
OCX |
Provides procedures and regulatory oversight for the transfer of trades in a manner to ensure the integrity of the market (new Rule 422); and guidance on the offsetting of concurrent long and short positions (new Rule 423). |
11/30/2009 |
Certified |
12/17/2009 |
|
1 |
NADEX |
Amends Holiday Trading Hours for the India 50 Contracts for January 26, 2010 India Republic Day Holiday |
01/21/2010 |
Certified |
01/21/2010 |
|
1 |
NYLIFFE |
Extends the Designated Market Maker Program in 100 oz and mini-sized Gold and 5000 oz. and mini-sized Silver Futures Contracts. NYLIFFE #2010-105 |
03/29/2010 |
Certified |
04/05/2010 |
|
1 |
NYLIFFE |
Extension of Designated Market Maker Program in Precious Metals Futures. NYLIFFE #2010-112 |
09/28/2010 |
Certified |
06/10/2011 |
|
1 |
NYMEX |
Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
CDE |
Amendments to the Eris Exchange Rulebook to clarify the entities subject to Rule 404 and the rules, laws, and regulations that Participants must comply with under Rules 404 and 408. ERISDCM #2013-10 |
05/03/2013 |
Certified |
05/18/2013 |
|
1 |
MGE |
Updates to MGEX Rulebook - Pre-execution communications, Summary fine schedules, Risk requirements for FCMs. MGE #14-2 |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
TRUEEX |
Amendment to trueEX Rule 304(e) regarding required use of risk controls for Persons with direct access to the trueEX DCM Trading System. TRUEEX #2014-03D |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
CME |
Implementation of the Latin America Proprietary Trading Incentive Program |
12/11/2014 |
Certified |
12/26/2014 |
|
1 |
NYMEX |
Implementation of the NYMEX Financial Natural Gas Market Development Program |
06/16/2015 |
Certified |
06/30/2015 |
|
2 |
CME |
Modifications to the Latin America Proprietary Trading Incentive Program |
12/12/2015 |
Certified |
12/28/2015 |
|
1 |
ICE US |
Effective January 1, 2017 the Exchange is extending the terms of the N.A. Credit Futures Contract Liquidity Provider Program through December 31, 2017. |
11/30/2016 |
Certified |
12/14/2016 |
|
2 |
NYMEX |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1606-5R Regarding Daily Submission of Large Trader Positions, Ownership/Control Reports, and Open Interest Data. |
01/09/2017 |
Certified |
01/24/2017 |
|
1 |
NYMEX |
Modifications to the Latin America Fund Manager Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
NYMEX |
Implementation of the NYMEX Brent Futures Market Maker Program |
01/17/2018 |
Certified |
01/31/2018 |
|
2 |
NYMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
06/15/2018 |
Certified |
06/29/2018 |
|
2 |
CME |
Modifications to E-mini Nikkei 225 Yen-Denominated Futures Market Maker Program |
09/12/2018 |
Certified |
09/26/2018 |
|
2 |
NYMEX |
Modifications to the NYMEX Busheling Ferrous Scrap Market Maker Program |
01/16/2019 |
Certified |
02/01/2019 |
|
2 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notices RA1903-5 Regarding Rule 573. ("Globex Opening"), RA1904-5 Regarding Rule 575. ("Disruptive Practices Prohibited") and RA1905-5 Regarding Rule 534. ("Wash Trades Prohibited") |
04/10/2019 |
Certified |
04/24/2019 |
|
1 |
LEDGERX |
Rulebook change to introduce Fill or Kill Order Type |
07/29/2019 |
Certified |
08/12/2019 |
|
1 |
NYMEX |
Modifications to the APAC FCM Incentive Program |
01/16/2020 |
Certified |
01/31/2020 |
|
2 |
CME |
Modifications to the SOFR Options Market Maker Program |
06/11/2020 |
Certified |
06/25/2020 |
|
1 |
COMEX |
Modifications to the International Incentive Program |
01/13/2021 |
Certified |
01/28/2021 |
|
1 |
NYMEX |
Extension of the NYMEX Financial Natural Gas Market Development Program |
06/16/2021 |
Certified |
06/30/2021 |
|
2 |
CDE |
Self-Certification - Extension of the Bounded Futures Liquidity Incentive Program |
12/23/2021 |
Certified |
01/10/2022 |
|
1 |
ICE US |
Amendments to ICE Futures U.S. MSCI New Jurisdiction Volume Incentive Program |
04/20/2022 |
Certified |
05/04/2022 |
|
2 |
CME |
Modifications to the FX Micros Market Maker Program |
10/11/2022 |
Certified |
10/25/2022 |
|
2 |
NYMEX |
Modifications to the NYMEX Event Contracts Cash Settlement Fee Waiver Program |
02/13/2023 |
Certified |
02/28/2023 |
|
1 |
CME |
Implementation of the E-mini S&P 500 Options Large Trade Discount Program |
04/05/2024 |
Certified |
04/19/2024 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2402-5 Regarding CME, CBOT, NYMEX/COMEX Rule 526. ("Block Trades"). |
06/14/2024 |
Certified |
07/01/2024 |
|
1 |
CCFE |
Amends Block Trade Rule to Remove Limitation on Trades to Allow Non-ECPs to Trade by Block Trades. CCFE No. 07-01 |
01/04/2007 |
Certified |
01/08/2007 |
|
0 |
NYMEX |
Revises NYMEX-COMEX Market Regulation Advisory Notice RA0906-4 (on the adoption of new Rule 515 ("Registration and Identification of Broker Associations") due to the harmonization of NYMEX/COMEX trade practice rules with CME/CBOT rules. NYMEX #09-191 |
09/02/2009 |
Certified |
03/29/2010 |
|
1 |
CFE |
Extends CFE's Trading Privilege Holder Permit Program for one year, so that all trading permits issued under the Program will now expire on December 31, 2010. CFE #2009-17 |
12/07/2009 |
Certified |
01/07/2010 |
|
1 |
ELX |
Amends the terms of Rule IV-16 (Block Trades) to change the current reporting period for Black Trades, to provide that Sellers of all block trades are required to report the block trades within 15 minutes. ELX #2010-002 |
01/15/2010 |
Certified |
01/22/2010 |
|
1 |
OCX |
Revises the OneChicago Policy for Error Trades and Mistrades and Adoption of Fee Schedule. |
03/26/2010 |
Certified |
04/02/2010 |
|
1 |
COMEX |
Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
NFX |
Amending Rule E10, Market Makers - specifiying the quoting obligations of Market Makers as well as the one year period for which Market Makers will be approved. NFX #2011-20 |
12/20/2011 |
Certified |
01/05/2012 |
|
1 |
CBOT |
Implementation of the Latin America Proprietary Trading Incentive Program |
12/11/2014 |
Certified |
12/26/2014 |
|
1 |
NYMEX |
Modifications to Cross-Venue Energy Products Incentive Program for High Volume Contributors |
06/16/2015 |
Certified |
06/30/2015 |
|
2 |
CBOT |
Modifications to the Latin America Proprietary Trading Incentive Program |
12/12/2015 |
Certified |
12/28/2015 |
|
1 |
CME |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
ICE US |
Effective January 1, 2017 the Exchange is extending the terms of the N.A. Credit Futures Contract Broker Rebate Program through December 31, 2017. |
11/30/2016 |
Certified |
12/14/2016 |
|
1 |
COMEX |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1606-5R Regarding Daily Submission of Large Trader Positions, Ownership/Control Reports, and Open Interest Data. |
01/09/2017 |
Certified |
01/24/2017 |
|
1 |