CFTC Staff Letters
CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archive page.
|21-03||Letter Type: Other
Regulation Parts: 23 Subpart E, 23 Subpart I
Tags: SD, Capital, Model
Approval letter issued to the National Futures Association with regard to Swap Dealer captial model requirements and review program.
|18-30||Letter Type: Other
Division: DCR, DSIO
Regulation Parts: 39.12, 190.04
Tags: DCO, Straight-through processing
Confirmation that Eurex Clearing AG has demonstrated compliance with the straight-through-processing requirements of Regulation 39.12(b)(7) and approval of certain Eurex rules.
|17-69||Letter Type: Other
Regulation Parts: 4.22
Clarification on language in CFTC Staff Letter No. 13-51.