CFTC Staff Letters
CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archive page.
Description | |
---|---|
![]() |
Letter Type: No-Action Division: DMO Regulation Parts: 37, 37.9, 37.203, 38, 38.152, 38.500 Tags: Cleared Swaps, DCM, SEF Issuance Date: Description: This relief revises CFTC Staff No-Action Letter 17-27 with respect to the error correction process for cleared erroneous swaps. |
![]() |
Letter Type: No-Action Division: DSIO Regulation Parts: 23.154 Tags: Initial margin, Margin, SD Issuance Date: Description: No-action relief granted to a swap dealer concerning the calculation of initial margin under Commission regulation 23.154. |
![]() |
Letter Type: No-Action Division: DCR Regulation Parts: 2(h)(1)(A), 50.2, 50.50, 50.51 Tags: Clearing Requirement, LIBOR, IBOR Issuance Date: Description: No-action relief from the swap clearing requirement for amendments to legacy uncleared swaps to facilitate orderly transition from inter-bank offered rates to alternative risk-free rates. |
![]() |
Letter Type: No-Action Division: DMO Regulation Parts: 2(h)(8) Tags: Trade Execution, LIBOR, IBOR Issuance Date: Description: No-action relief from the trade execution requirement to facilitate an orderly transition from the inter-bank offered rates to alternative risk-free rates. |
![]() |
Letter Type: No-Action Division: DSIO Regulation Parts: 1.3, 23.150, 23.151, 23.152, 23.153, 23.154, 23.155, 23.156, 23.157, 23.158, 23.159, 23.161, 23 Subpart H, 23.451, 23.501, 23.502, 23.504, 23.505 Tags: De Minimis, Margin, SD, Swap Dealer, LIBOR, IBOR, Business Conduct Standards, Eligible Contract Participant, Swap Documentation Issuance Date: Description: No-action relief to facilitate an orderly transition of swaps from inter-bank offered rates to alternative benchmarks. |
![]() |
Letter Type: No-Action Division: DSIO Regulation Parts: 23.152, 23.153 Tags: Initial margin, Margin, minimum transfer amount, MTA Issuance Date: Description: Staff Time-Limited No-Action Position Regarding Application of Minimum Transfer Amount under the Uncleared Margin Rules |
![]() |
Letter Type: No-Action Division: DCR Regulation Parts: 2(h), 50.2, 50.4 Tags: Clearing, Swaps, ESM Issuance Date: Description: Revised no-action relief for the European Stability Mechanism from the swap clearing requirement in Section 2(h)(1) of the Commodity Exchange Act and Commission Regulations 50.2 and 50.4. |
![]() |
Letter Type: No-Action Division: DSIO Regulation Parts: 23.150, 23.151, 23.152, 23.153, 23.154, 23.155, 23.156, 23.157, 23.158, 23.159, 23.161 Tags: Margin, SD, Swap Dealer, Uncleared Swaps, ESM Issuance Date: Description: Revised no-action position with respect to uncleared swaps with the European Stability Mechanism under Commission Regulations 23.150-159, 23.161. |
![]() |
Letter Type: No-Action Division: DSIO Regulation Parts: 4d, 4m Tags: CTA, IB, Statutory Disqualification Issuance Date: Description: No-action relief was granted to an entity from the statutory disqualification condition of CFTC Staff Letter No. 12-70 with repsect to its affiliate support activities. |
![]() |
Letter Type: No-Action Division: DSIO Regulation Parts: 4m(1) Tags: CPO, Registration Issuance Date: Description: No-action relief was granted to an entity from the requirement to register as a CPO with respect to a commodity pool; provided that, the entity delegates its CPO responsibilities for that pool to a registered CPO, subject to certain conditions. |