CFTC Staff Letters

The Division of Market Oversight provides time-limited no-action relief from certain aggregation requirements under its position limits regime.

Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers.

CFTC Staff Issues No-Action Relief for Swap Dealers from Compliance with Commission Regulations on Margin for Uncleared Swaps with Respect to Uncleared Swaps with the European Stability Mechanism

Relief from swap reporting and recordkeeping requirements applicable to Cantor Futures Exchange, L.P. (CX), Cantor Clearinghouse, L.P. and CX’s market participants

Relief from swap reporting and recordkeeping requirements applicable to North American Derivatives Exchange, Inc. (Nadex) and Nadex’s market participants

No-action letter for CME Clearing Europe granting relief from obligations applicable to derivatives clearing organizations (DCO) during the wind-down period preceding impending vacation of its DCO registration.

No-action relief that extends the relief provided in Letter No. 16-58 by permitting SEFs and DCMs to address clerical or operational errors that cause a swap to be rejected from clearing.

Extension of time-limited no-action relief for Shanghai Clearing House with regard to the requirement to register as a DCO in order to clear swaps for US persons.

Extension of time limited no-action position for swap dealers complying with European Union uncleared swap margin requirements.

Grant of no-action relief for Eurex Clearing AG with regard to Regulation 39.19(c)(3)(ii).