CFTC Staff Letters
CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archive page.
| Description | |
|---|---|
 15-02 |
Letter Type: No-Action Division: DSIO Regulation Parts: 1.10, 1.17 Tags: FCM, Financial Reports, IB Issuance Date: Description: Request for No-Action Relief for Introducing Brokers’ Compliance with Certain Financial Reporting and Capital Computation Requirements under Regulations 1.10 and 1.17. |
| 15-01 |
Letter Type: No-Action Division: DMO Regulation Parts: 20, 45, 46 Tags: Large Trader, Recordkeeping, Reporting, Swap Data, Swaps, Transition Swaps Issuance Date: Description: Time-Limited Extension of the No-Action Relief Provided in CFTC Letter No. 13-41 regarding the reporting of identifying information under Parts 20, 45 and 46. |