CFTC Staff Letters

CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archive page.

PDF Description
PDF Image 14-86 Letter Type: No-Action
Division: DCR, DMO
Regulation Parts: 5(d)(11), 5b(a)
Tags: Core Principles, DCO, Designation, Registration
Issuance Date:
Description:

Extension of joint no-action relief granted by DCR and DMO on September 27, 2013, allowing LCH.Clearnet Ltd to clear contracts listed for trading on Nodal Exchange LLC.


PDF Image 14-85 Letter Type: No-Action
Division: DCR
Regulation Parts: 5b(a)
Tags: DCO, Registration
Issuance Date:
Description:

Extension of no-action relief granted by DCR on September 23, 2013, allowing LCH.Clearnet Ltd to clear swaps executed on designated contract markets and swap execution facilities.


PDF Image 14-84 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84


PDF Image 14-83 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84


PDF Image 14-82 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84


PDF Image 14-81 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84


PDF Image 14-80 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84


PDF Image 14-79 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84


PDF Image 14-78 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84


PDF Image 14-77 Letter Type: No-Action
Division: DSIO
Regulation Parts: 4m(1)
Tags: CPO, CTA, Interstate
Issuance Date:
Description:

Form of Reply for CFTC Letter No. 14-75, 14-76, 14-77, 14-78, 14-79, 14-80, 14-81, 14-82, 14-83, and 14-84