Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
AMBIT ME DMCC v. Cunningham Commodities, LLC PDF Image
CFTC Docket 20-R016
Echo Bay LLC v. Gain Capital Group LLC PDF Image
CFTC Docket 20-R025
Suetsugu Kawamura v. Gain Capital Group LLC PDF Image
CFTC Docket 20-R015
Harald Sandstrom v. Gain Capital Group LLC PDF Image
CFTC Docket 20-R012
Ron Frey v. Gain Capital Group LLC PDF Image
CFTC Docket 20-R011
Sheri Herlihy v. Gain Capital Group LLC PDF Image
CFTC Docket 20-R010
Jack Vogel v. Gain Capital Group LLC PDF Image
CFTC Docket 20-R009
Jonathan Morse v. Gain Capital Group LLC PDF Image
CFTC Docket 20-R008
Eric Thompson v. Gain Capital Group LLC PDF Image
CFTC Docket No. 20-R007
Geoffrey M. Young v. Gain Capital Group LLC and Emanuel Shalom PDF Image
CFTC Docket No. 22-R017