Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

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View Opinions and Adjudicatory Orders

Date Dispositions
Stuart and Theresa Tolander v. ADM Investor Services, Inc., Greg Hostetler, The Price Futures Group, Inc. and John Scoville PDF Image
CFTC Docket No. 20-R003
CTAX Series, LLC Appendix A PDF Image
CFTC Docket No. SD 24-04
CTAX Series, LLC PDF Image
CFTC Docket No. SD 24-04
CTAX Partners, LLC Appendix A PDF Image
CFTC Docket No. SD 24-03
CTAX Partners, LLC PDF Image
CFTC Docket No. SD 24-03
Purvesh Mankad Appendix A PDF Image
CFTC Docket No. SD 24-02
Purvesh Mankad PDF Image
CFTC Docket No. SD 24-02
Jaison Francisco v. tastytrade, Inc. PDF Image
CFTC Docket No. 24-R001
Bozorgmehr (Bob) Taleghan v. AMP Global Clearing LLC d/b/a AMP Clearing PDF Image
CFTC Docket No. 24-R004
Ted Brent Alexander PDF Image
Docket No. SD 24-01