External Meetings: Ex Parte Communication

Discussion of SEF proposal

When

01/09/2019

Rulemaking(s)

VII. DCO Core Principles,XIII. SEF Registration,XVIII. Real Time Reporting,Swaps Made Available to Trade,

CFTC Staff

Chairman Chris Giancarlo

Visitor(s)

Tom Hughes: MD, Head of USD Linear Rates~Trading

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Ben Kinney: MD, Head of North America Rates~Sales

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Yousuf Siddiqui: ED, Assistant General~Counsel

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~Ian Weston: ED, Deputy Head of Regulatory~Affairs for the Corporate & Investment Bank~

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~Guy America: MD, Head of Global Credit~Markets

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~Tom Pluta: MD, Co-Head of Global Rates~Trading

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~Warren Rabin: MD, Americas Head of Macro Sales~& Distribution

Organization(s)

J.P. Morgan