External Meetings: Ex Parte Communication

Discussion of SEF rule proposal and Name Give-Up request for comment
When
Rulemaking(s)
XIII. SEF Registration,Swaps Made Available to Trade,XVIII. Real Time Reporting,
CFTC Staff

Nhan Nguyen

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Roger Smith

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Paul Schlichting

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Michael Penick

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Visitor(s)

Uttara Dukkipati (Covington & Burling)~

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Bradley Edgell (SIFMA)~

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Richard Grant (AQR Capital Management)~

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Stephen Humenik (Covington & Burling)~

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Arthur Leiz (Goldman Sachs Asset Management) (by phone)~

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Todd Lurie (MetLife)~

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Laura Martin (Wellington Management)~

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Ankur Patel (Vanguard)~

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Andrew Ruggiero (SIFMA)~

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Jason Silverstein (SIFMA)~

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William Thum (Vanguard)~

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Nadia Zakir (PIMCO) (by phone)

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~Lisa~Callavari (Russell Investments) (by phone)~

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Jonah Platt (Citadel Securities)

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Darcy Bradshaw (D.E. Shaw) (by phone)

Organization(s)

AQR Capital Management~

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Covington & Burling~

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Goldman Sachs Asset Management~

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MetLife~

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PIMCO~

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SIFMA AMG

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~Vanguard~

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Wellington Management

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Russell Investments

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Citadel Securities

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D.E. Shaw