External Meetings: Ex parte communication

Discussed SEF NPRM

When

03/14/2019

Rulemaking(s)

XIII. SEF Registration,

CFTC Staff

Commissioner Dan Berkovitz

~

Erik Remmler

Visitor(s)

Scott Fitzpatrick (Tradition SEF)

~

Jeff Mehan (Tradition SEF)

~

William Shields (Cantor)

~

Michael Sulfaro (BGC Partners)

~

Shawn~Bernardo (Tullett Prebon)

~

Brian Donnelly (Tullett Prebon)

~

Micah Green (Steptoe & Johnson)

~

Rick Shilts (Steptoe & Johnson)

Organization(s)

Wholesale Market Brokers Association

~

Tradition SEF

~

Tullett Prebon

~

Cantor

~

BGC Partners