External Meetings: NFA SD Capital Rule Meeting

Discussed model review/compliance period of SD Capital Rule

When

05/06/2020

Rulemaking(s)

V. Capital & Margin,

CFTC Staff

Josh Beale

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Jennifer Bauer

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Thomas Smith

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Rafael Martinez

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Visitor(s)

Alessandra Riccardi – Managing~Director, Capital and Risk, OTC Derivatives

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Mike Otten – Vice President, OTC~Derivatives

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~Carol Wooding – Senior Vice~President & General Counsel~

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~Joe Zangri – Managing~Director, Exams, OTC Derivatives~

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~Thomas Gisonda – Managing~Director, Operations, OTC Derivatives~

Organization(s)

National Futures Association