External Meetings: Call with ICI re: Bankruptcy Regulation Amendments

Discussed proposed amendments to Part 190, Bankruptcy Regulations

When

09/09/2020

Rulemaking(s)

VI. Segregation and Bankruptcy,

CFTC Staff

Commissioner Dan Berkovitz

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Erik Remmler

Visitor(s)

Sarah A. Bessin, Associate General Counsel, Investment Company~Institute ~

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~Erin Kennedy, Senior Counsel, Dodge & Cox

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~William C. Thum, Principal, Global Head of the Capital~Markets Legal and Regulatory Practice Group, The Vanguard Group

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~Patricia Marckesano, Associate Counsel, The Vanguard Group

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~Wendy Yun, Vice Managing Director, Goldman Sachs Asset~Management

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~Prashina Gagoomal, Vice President and Senior~Counsel, Goldman Sachs Asset Management

Organization(s)

Investment Company~Institute

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Dodge & Cox

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The Vanguard Group~

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Goldman Sachs Asset~Management~