Systemically Important DCO Rules

Systemically Important DCO Rules Authorized Under Title VIII

The Commission has issued proposed rules to implement provisions under Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act for systemically important DCOs.  The comment period is closed.

Information regarding the proposed rules is provided below, including factsheets for each proposed rule, and details of meetings held between CFTC staff and outside parties. 

Related Federal Register Releases

Final Rule: 85 FR 4800 // PDF Version
1/27/2020
17 CFR Parts 1, 39, and 140
Derivatives Clearing Organization General Provisions and Core Principles
Effective Date: Sunday, January 26, 2020

Final Rule:  78 FR 72476 // PDF Version
112/2/2013
17 CFR Parts 39, 140, and 190
Derivatives Clearing Organizations and International Standards
Effective Date: Tuesday, December 31, 2013

Proposed Rule: 75 FR 63113 // PDF Version
10/14/2010
17 CFR Parts 39 and 140
Financial Resources Requirements for Derivatives Clearing Organizations
Comment File - Extended Date: 6/3/2011

Additional Information

Fact Sheet: Proposed Rule on Financial Resources Requirements for DCOs and SIDCOs

Q&A: DCOs and SIDCOs

Event: Open Meeting on First Series of Proposed Rules under the Dodd-Frank Act

Date
SUBMISSION
03/14/2011
File memo FIA 3-14-11_604 PDF Image
CFTC Memorandum
09/29/2010
Natural Gas Supply Association PDF Image
Natural Gas Supply Association
09/21/2010
Discussions with the CFTC & SEC; Clearing PDF Image
Goldman Sachs
09/21/2010
Discussions with the CFTC & SEC - Clearing PDF Image
The Goldman Sachs Group, Inc., From External Meeting on 9/21/2010
09/01/2010
Argus Oil Market Regulation Summit 2010 PDF Image
Argus
09/01/2010
dmb argus_72 PDF Image
Argus Oil Market Regulation Summit 2010
08/03/2010
Title VII Rulemakings PDF Image
SEC/CFTC and ISDA/SIFMA